UBS Financial Services files Form 144 notice

UBS Financial Services, Inc. submitted a Form 144 notice reporting a proposed sale of Common stock with an SEC filing date shown as 03/16/2026.

Accepted by SEC EDGAR 03/16/2026 - 04:19 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

UBS Financial Services, Inc. submitted a Form 144 notice reporting a proposed sale of Common stock with an SEC filing date shown as 03/16/2026. The excerpt lists prior relevant dates 10/15/2024 and 10/15/2025 and labels the entries Stock Compensation and Issuer.

Insights

Securities Compliance Counsel

Form 144 notice for proposed resale of Common stock by an affiliate entity.

The excerpt names UBS Financial Services, Inc. and records a filing date of 03/16/2026 for Common stock. It also shows entries dated 10/15/2024 and 10/15/2025 labeled Stock Compensation and Issuer.

These lines present the mechanics typical of a Rule 144 notice: identification of the selling party, security class, and dated entries. The excerpt does not include detailed quantities or sale methods in a clearly labeled offering sentence; subsequent disclosures or the full filing would clarify amounts and distribution methods.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed mention for NJR?

It is a Rule 144 notice reporting a proposed resale of Common stock by UBS Financial Services. The excerpt lists a filing date 03/16/2026 and entries labeled Stock Compensation dated 10/15/2024 and 10/15/2025.

Who is identified as the filer in the excerpt for NJR?

The excerpt identifies UBS Financial Services, Inc. at 11 Madison Avenue, New York. The filing shows the entity name and an exchange code NYSE alongside a date of 03/16/2026, per the provided lines.

Does the excerpt show amounts of shares or proceeds for NJR?

The provided lines list numeric values but do not present a single, explicit 'registered' offering sentence. The excerpt includes numbers such as 6105, 348060.15, and 100845185 without a clear aggregate labeled as the amount being offered.

What transaction labels appear in the filing excerpt for NJR?

The excerpt explicitly uses the labels Stock Compensation and Issuer alongside dated entries 10/15/2024 and 10/15/2025, indicating the reported shares relate to compensation grants in the issuer context.

Where can investors find full details beyond this excerpt for NJR?

Full details are typically in the complete Form 144 or related filings at the SEC, which will list exact share counts, selling methods, and parties. The excerpt here provides identification and dated compensation labels only.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001900875
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NEW JERSEY RESOURCES CORP
SEC File Number	001-08359
Address of Issuer	1415 WYCKOFF RD PO BOX 1468 WALL NEW JERSEY 07719
Phone	7329381000
Name of Person for Whose Account the Securities are To Be Sold	Bel Roberto
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. 11 Madison Avenue 4the Floor New York NY 10100	6105	348060.15	100845185	03/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/15/2024	Stock Compensation	Issuer			4079	10/15/2024	N/A
Common	10/15/2025	Stock Compensation	Issuer			2026	10/15/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	03/16/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ UBS Financial Services Inc, as attorney-in-fact for Roberto Bel
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)