Nuveen California muni fund lists VP insider

NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (NKX) filed an initial statement of beneficial ownership (Form 3) for reporting person Parth Doshi, identified in the filing as "VP" and not marked as a director, officer, or ten percent owner.

Rhea-AI Filing Summary

NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (NKX) filed an initial statement of beneficial ownership (Form 3) for reporting person Parth Doshi, identified in the filing as "VP" and not marked as a director, officer, or ten percent owner. The filing lists no reportable transactions or holdings at this time.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Holding entries reported: 0 entries

3 metrics

Reported buy transactions 0 transactions BuyCount in the transaction summary for this Form 3

Reported sell transactions 0 transactions SellCount in the transaction summary for this Form 3

Holding entries reported 0 entries HoldingEntries field in the transaction summary

Key Terms

Form 3, ten percent owner, derivative transactions

3 terms

Form 3 regulatory

"filed an initial statement of beneficial ownership (Form 3) for reporting person"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

ten percent owner regulatory

"not marked as a director, officer, or ten percent owner"

derivative transactions financial

"no buys, sells, acquisitions, dispositions, or derivative transactions"

Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for NKX disclose about Parth Doshi?

The Form 3 identifies Parth Doshi as a reporting person associated with NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (NKX), with the role noted as "VP" and not flagged as a director, officer, or ten percent owner. It does not report any specific holdings or transactions.

Are any transactions reported in the NKX Form 3 for Parth Doshi?

No. The Form 3 shows 0 reported transactions for Parth Doshi. The transaction summary indicates no buys, sells, acquisitions, dispositions, or derivative transactions and no holding entries.

Does the NKX Form 3 indicate that Parth Doshi is a ten percent owner?

No. The reporting fields in the Form 3 do not mark Parth Doshi as a ten percent owner. He is instead described under the "other" category with the designation "VP."

What role is listed for Parth Doshi in the NKX Form 3?

The Form 3 lists Parth Doshi with the "other" relationship description of "VP". He is not flagged in the filing as a director or officer in the specific checkboxes, even though this separate description is provided.

Does the NKX Form 3 show any derivative positions for Parth Doshi?

No. The derivative summary and transaction summary both indicate 0 derivative transactions and no remaining derivative holdings reported for this Form 3 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/31/2026 - 03:26 PM EDT Accepted by SEC EDGAR 08/31/2026 - 03:24 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Doshi Parth

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND [ NKX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			VP

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

doshipoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)