Insider Joseph Castro files initial ownership report for NKX (NYSE: NKX)
Rhea-AI Filing Summary
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND insider Joseph Castro filed an initial statement of beneficial ownership on Form 3. Castro is identified as an officer with the title EVP, Chief Risk & Compliance. The structured data shows no reportable transactions in this filing.
Positive
- None.
Negative
- None.
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FAQ
What does the NKX Form 3 filing for Joseph Castro represent?
The NKX Form 3 filing records Joseph Castro’s initial status as a reporting insider. It identifies him as an officer of the fund and establishes baseline disclosure of his beneficial ownership position without listing any specific buy or sell transactions in this data.
What role does Joseph Castro hold at NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (NKX)?
Joseph Castro is listed as an officer with the title EVP, Chief Risk & Compliance. This indicates a senior executive role focused on overseeing risk management and compliance activities related to the fund’s operations and regulatory obligations.
Why is a Form 3 filed for NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (NKX)?
A Form 3 is filed to disclose an insider’s beneficial ownership when they first become a reporting person. For NKX, this filing establishes Joseph Castro’s status as an officer subject to ongoing ownership reporting requirements under insider reporting rules.
What transaction summary is reported in Joseph Castro’s NKX Form 3?
The transaction summary in Joseph Castro’s NKX Form 3 reports zero buy, sell, acquire, dispose, and other transactions. Net buy or sell shares are zero, and the net direction is described as neutral in the structured data provided.