Welcome to our dedicated page for Netlist SEC filings (Ticker: NLST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Netlist, Inc. (NLST) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and related amendments. These filings offer structured details on Netlist’s financial results, capital-raising transactions, governance decisions, and material legal or corporate events tied to its advanced memory and storage business.
For NLST, recent Form 8-K filings describe quarterly financial results, including net sales, gross profit, operating expenses such as research and development and intellectual property legal fees, and net loss figures. Other 8-Ks explain material definitive agreements, such as a Securities Purchase Agreement for a registered direct offering of common stock and common stock purchase warrants, along with placement agency agreements, lock-up arrangements, and warrant amendments.
Netlist’s amended Form 8-K (8-K/A) also documents shareholder-approved changes to its capital structure and compensation plans. These include an increase in authorized common shares and the adoption of the Netlist, Inc. 2025 Equity Incentive Plan, as well as voting results from its annual meeting of stockholders. Such filings help investors understand how Netlist manages its equity, governance, and long-term incentive programs.
On Stock Titan, NLST filings are updated as they appear on EDGAR, and AI-powered summaries highlight the key points in each document. Users can quickly see what a particular filing covers, from capital markets activity to changes in authorized shares or new equity plans, without reading every page. This makes it easier to follow how Netlist’s regulatory disclosures relate to its operations in advanced memory technologies and its ongoing intellectual property and financing activities.
NETLIST INC director Jun Cho reported two open-market sales of Common Stock under a pre-planned Rule 10b5-1 trading plan. On April 23, 2026, he sold 10,000 shares at $2.18 per share, and on April 22, 2026 he sold another 10,000 shares at $1.98 per share.
After these transactions, Cho directly holds 200,000 shares of Netlist common stock, including shares subject to unvested restricted stock units. The Rule 10b5-1 plan was adopted on September 12, 2025, indicating these sales were scheduled in advance rather than timed opportunistically.
Netlist Inc. director Blake Welcher reported an open-market sale of 37,500 shares of Common Stock at $2.00 per share. The transaction occurred on April 22, 2026 and was executed under a pre-arranged Rule 10b5-1 trading plan adopted on September 12, 2025.
Following this sale, Welcher directly holds 100,000 shares of Netlist Common Stock, and this reported amount includes shares subject to unvested restricted stock units.
Netlist, Inc. reported proposed sales of 10,000 shares of Common stock by Cho Jun under a Vested Restricted Stock Units equity compensation arrangement. The excerpt lists two recent sales of 10,000 shares on 03/25/2026 for $18,900 and 04/22/2026 for $19,800, and shows 316,515,344 shares outstanding as of 04/23/2026.
Netlist Inc. filed a Form 144 notice for the proposed sale of 37,500 shares of Common Stock previously issued as vested Restricted Stock Units on 08/12/2024. The filing shows a reported gross value of $62,358.75 and lists the filing/receipt date as 04/22/2026.
Netlist, Inc. reported an insider sale notice under Rule 144 for 10,000 shares of Common Stock. The filing shows the securities were vested restricted stock units with a vesting date of 08/12/2024, and a disclosed sale on 03/25/2026 for $18,900.00. The form entry is dated 04/22/2026 and lists brokerage details on OTCQB.
Netlist director Jun Cho sold 10,000 shares of common stock in an open-market transaction at $1.89 per share. After this sale, he directly holds 220,000 shares, which the notes indicate include shares underlying unvested restricted stock units. The transaction was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on September 12, 2025, suggesting it was scheduled in advance rather than timed discretionarily.
Netlist, Inc. related filer submitted a Form 144 disclosing intent to sell 10,000 shares of Common Stock via Needham and Company LLC, with a filing date of 03/25/2026 and market tier listed as OTCQB. The record also shows two tranches of Vested Restricted Stock Units of 5,000 shares each, vested on 08/10/2023 and 08/12/2024, labeled as equity compensation.
Netlist, Inc. files its annual report describing a business built around advanced memory and storage technologies that support high-performance computing and AI workloads. The company combines patented designs such as distributed buffer architecture, localized power management and CXL-based expansion with contract manufacturing in the PRC, Taiwan and Korea.
Netlist also resells memory components, including under a supply agreement with SK hynix that runs through April 2026, and remains heavily dependent on a small number of large customers; in 2025 two customers represented about 30% and 13% of net product sales. As of June 27, 2025, the market value of non-affiliate common stock was approximately $189.2 million, and as of March 13, 2026, there were 316,515,344 common shares outstanding.
The filing highlights ongoing litigation tied to monetizing Netlist’s patent portfolio, noting that substantial awarded damages may be difficult to collect, and outlines extensive operational, supply-chain, cybersecurity, geopolitical, trade and financing risks. Netlist reports over 200 issued and pending patents worldwide and 72 employees as of December 27, 2025, underscoring both its intellectual property depth and relatively small operating scale.
NETLIST INC director Blake Welcher reported an open-market sale of 37,500 shares of Common Stock at a weighted average price of $1.66 per share. After this transaction, he directly holds 137,500 shares, which the disclosure notes includes shares subject to unvested restricted stock units.
The sale was carried out under a Rule 10b5-1 trading plan adopted on September 12, 2025, indicating it was pre-scheduled rather than a discretionary trade based on near-term company developments.
Netlist Inc submitted a Form 144 reporting proposed dispositions of Common stock. The filing lists 37,500 under a securities line and additional numeric entries 62,358.75 and 307,249,351, with the filing date 03/17/2026 and market designation OTCQB. The notice also records vested restricted stock units: 25,000 vested on 08/10/2023 and 12,500 vested on 08/12/2024, both labeled as equity compensation.