NLY (NYSE: NLY) files Form 144 for sale of 98,223 compensation shares

Rhea-AI Filing Summary

NLY filed a notice of proposed sale of common stock under Form 144. The planned sale covers 98,223 shares of common stock listed on the NYSE. The shares to be sold include 89,213 shares acquired through RSU vesting on February 1, 2025 and 9,010 shares acquired through RSU vesting on February 1, 2024, both categorized as compensation-related stock. J.P. Morgan Securities LLC is identified in connection with the transaction.

Key Figures

Shares proposed for sale: 98,223 shares RSU vesting shares 2025: 89,213 shares RSU vesting shares 2024: 9,010 shares +1 more

4 metrics

Shares proposed for sale 98,223 shares Total common stock covered by the Form 144 notice

RSU vesting shares 2025 89,213 shares Common stock from RSU vesting on February 1, 2025 classified as compensation

RSU vesting shares 2024 9,010 shares Common stock from RSU vesting on February 1, 2024 classified as compensation

Listing exchange NYSE Principal market for the common stock being sold

Key Terms

Form 144, RSU Vesting, Compensation Common Stock

3 terms

Form 144 regulatory

"NLY filed a notice of proposed sale of common stock under Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU Vesting financial

"The shares to be sold include 89,213 shares acquired through RSU vesting on February 1, 2025"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

Compensation Common Stock financial

"both categorized as compensation-related stock in the Compensation Common Stock section"

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Available on EDGAR 08/03/2026 - 04:40 PM Accepted by SEC EDGAR 08/03/2026 - 04:39 PM Learn about SEC filing dates

FAQ

What does NLY’s latest Form 144 filing disclose?

NLY’s Form 144 filing discloses a planned sale of 98,223 shares of its common stock on the NYSE, including shares acquired through RSU vesting in 2024 and 2025 and categorized as compensation-related stock.

How many NLY shares are proposed to be sold under this Form 144?

The filing indicates a proposed sale of 98,223 shares of NLY common stock. This total corresponds to 89,213 shares tied to RSU vesting on February 1, 2025 and 9,010 shares tied to RSU vesting on February 1, 2024.

What is the source of the NLY shares covered by the Form 144 notice?

The shares come from RSU vesting events classified as compensation. Specifically, 89,213 shares vested on February 1, 2025 and 9,010 shares vested on February 1, 2024, and these amounts are included in the proposed sale.

On which exchange are the NLY shares in this Form 144 listed?

The common stock covered by the Form 144 filing is listed on the NYSE. The filing specifies common stock as the security type and identifies the New York Stock Exchange as the principal trading market.

Who is involved as broker or intermediary in NLY’s Form 144 sale plan?

The filing lists J.P. Morgan Securities LLC, with an address at 270 Park Avenue, 10th Floor, New York, NY 10017, in connection with the common stock transaction, indicating its role as the brokerage firm or intermediary.

What types of transactions generated the NLY shares being sold under Form 144?

The shares originate from RSU vesting events described as Compensation. The filing identifies RSU vesting on February 1, 2025 for 89,213 shares and on February 1, 2024 for 9,010 shares as the sources.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	98223	2231627	753714442	08/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/01/2025	RSU Vesting	Issuer			89213	02/01/2025	Compensation
Common Stock	02/01/2024	RSU Vesting	Issuer			9010	02/01/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)