Welcome to our dedicated page for Nouveau Monde SEC filings (Ticker: NMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nouveau Monde Graphite Inc. (NMG) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer with securities listed on the NYSE under the symbol NMG. NMG files reports under the Securities Exchange Act of 1934, including Form 6‑K current reports and documents incorporated by reference into its Canadian and U.S. shelf prospectuses and registration statements on Form F‑10.
Through these filings, investors can review press releases, material change reports, technical reports, and offering documents that relate to NMG’s graphite mining and advanced materials projects in Québec, Canada. Recent Form 6‑K submissions reference items such as the NI 43‑101 Technical Report and 2025 Feasibility Study for the Matawinie Graphite Mine, material change reports, public equity offerings of common shares, and placement agency agreements. Filings also include condensed consolidated interim financial statements and management’s discussion and analysis for interim periods.
This page also surfaces filings that document capital markets and financing activities, including base shelf prospectuses, prospectus supplements, and registration statements used for public offerings in the United States and permitted foreign jurisdictions. Investors can use these documents to understand how NMG funds engineering, procurement, and construction preparation for its Phase-2 Matawinie Mine and Bécancour Battery Material Plant projects.
Stock Titan enhances these regulatory documents with AI-powered summaries that highlight key points from lengthy filings, helping readers quickly identify disclosures related to project development, offtake agreements, risk factors, and financial condition. Real-time updates from EDGAR ensure that new Form 6‑K submissions and related exhibits appear promptly, while specialized views make it easier to track the evolution of NMG’s technical, commercial, and financing disclosures over time.
Nouveau Monde Graphite closed a bought deal equity financing of approximately US$96.5 million, issuing 52,440,000 subscription receipts at US$1.84 each. The receipts trade on the TSX under the symbol NOU.R.U and will convert into common shares once specific conditions are met.
Those conditions include completing a concurrent private placement of about US$213 million and obtaining related shareholder approvals. Together with previously committed senior project debt facilities of US$335 million, the equity financings are expected to fully fund the Phase-2 Matawinie Mine design, engineering and construction, plus general corporate purposes.
Nouveau Monde Graphite Inc. filed a Form 6-K that includes a detailed Subscription Receipt Agreement with BMO Nesbitt Burns, National Bank Financial and TSX Trust Company. The company may issue subscription receipts, each representing the right to receive one common share in specified circumstances.
Escrowed funds from the sale of subscription receipts will be held by TSX Trust Company for receiptholders, invested in approved Canadian banks, and released or returned based on defined escrow release or termination events. The company plans to list the subscription receipts and the underlying common shares on the TSX and to list the underlying common shares on the NYSE, subject to usual exchange conditions. The agreement also sets voting rules, adjustment mechanisms, and meeting procedures for receiptholders.
Nouveau Monde Graphite Inc. is offering 45,600,000 subscription receipts at an Offering Price of $1.84 each under an underwriting agreement. The deal includes an Over-Allotment Option for up to 6,840,000 additional subscription receipts and gross underwritten proceeds of $83,904,000.
Gross proceeds, net of a non-escrowed underwriting fee, will be placed in escrow and released to the company once specified escrow release conditions tied to a concurrent private placement and shareholder approvals are met. A concurrent non-brokered private placement will issue 115,847,791 common shares at the same price, and the company agrees to a 90‑day lock-up on new equity issuance, subject to detailed exceptions.
Canada Growth Fund Inc. and its manager filed an amendment to disclose a large strategic stake in Nouveau Monde Graphite Inc. (NMG) and a new private placement commitment. They beneficially own 39,682,538 Common Shares, representing 22.0% of the class on a deemed outstanding basis.
CGF previously bought 19,841,269 Common Shares and obtained Warrants for another 19,841,269 Common Shares for an aggregate US$25,000,000. Under an April 9, 2026 subscription agreement, CGF agreed to purchase 44,452,460 additional Common Shares for US$81,792,526.40, equal to about 27.7% of then‑outstanding shares. CGF also obtained information rights, one board seat nomination right and one board observer position.
Nouveau Monde Graphite is launching a treasury offering of 45,600,000 subscription receipts at US$1.84 each, for gross proceeds of about US$84 million, via a bought deal with underwriters led by BMO Capital Markets and National Bank Financial.
The net proceeds will fund design, engineering and construction of the Phase‑2 Matawinie Mine and general corporate purposes. A concurrent non‑brokered private placement of approximately US$213 million with Investissement Québec, Canada Growth Fund and Eni, plus committed US$335 million of senior project debt, is expected to fully fund the 106 ktpy Matawinie mine once all shareholder approvals, escrow release conditions and regulatory approvals are satisfied.
Canada Growth Fund Inc. and its manager report beneficial ownership of 39,682,538 common shares of Nouveau Monde Graphite Inc., representing 22.0% of the class under Rule 13d-3(d)(1). This includes 19,841,269 shares issuable on exercise of Warrants.
Canada Growth Fund acquired 19,841,269 common shares and related Warrants for an aggregate subscription price of US$25,000,000, totaling 39,682,538 shares, or about 23.1% of then-outstanding shares as of December 19, 2024. Under an Investor Rights Agreement, it holds information and access rights, one board seat right, and one board observer, and may adjust its stake over time.
Canada Growth Fund Inc. and its manager report beneficial ownership of 39,682,538 Nouveau Monde Graphite common shares, representing 22.0% of the class. This total includes 19,841,269 shares issuable upon exercise of warrants held by Canada Growth Fund.
The amendment is being filed because Nouveau Monde Graphite’s outstanding common shares increased to 160,761,539, which changes the percentage calculation. The reporting persons state they made no transactions in the shares during the past sixty days.
Nouveau Monde Graphite is advancing its Phase-2 growth plan around the Matawinie graphite mine and Bécancour battery material plants. The company secured a fully committed senior project debt commitment letter for US$335 million from Export Development Canada and the Canada Infrastructure Bank to fund construction, development and commissioning of the Matawinie Mine, subject to definitive documentation and customary conditions. An updated binding long-form term sheet with the Government of Canada commits to purchase 30,000 tpa of flake graphite concentrate over seven years on a take-or-pay basis, with upside-sharing on resale, complementing existing offtakes with Panasonic Energy and Traxys that together cover more than 70% of planned Phase-2 production. NMG filed its 2025 financial reports, reported year-end cash of about CA$74 million, highlighted major construction contracts covering over 50% of Matawinie CAPEX, and outlined a two-stage Bécancour strategy using a 143,000-m² brownfield site to lower initial infrastructure costs. The company emphasized ESG performance, including carbon-neutral status with 2025 emissions of 744 tonnes CO2e offset by carbon credits and a total recordable injury frequency rate of 3.92, as it moves toward final investment decisions for both Matawinie and the first-stage Bécancour plant.
Nouveau Monde Graphite Inc. filed its annual report on Form 40-F, furnishing audited consolidated financial statements for the years ended December 31, 2025 and 2024 and an Annual Information Form dated March 25, 2026. The report states the company is a foreign private issuer and lists 160,761,539 common shares outstanding as of December 31, 2025.
The report includes management's conclusion that disclosure controls and internal control over financial reporting were effective as of December 31, 2025, descriptions of corporate governance and audit committee composition, and multiple technical consents and exhibits incorporated by reference.