Nuveen Municipal Income Fund (NMI) EVP Joseph Castro files Form 3
Rhea-AI Filing Summary
Nuveen Municipal Income Fund Inc. filed an initial insider ownership report for Joseph Castro, who serves as Executive Vice President and Chief Risk & Compliance Officer. The Form 3 does not list any share transactions, and simply establishes his status as an officer subject to insider reporting rules.
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FAQ
What does the Form 3 filing for NUVEEN MUNICIPAL INCOME FUND (NMI) show?
The Form 3 filing shows that Joseph Castro is now a reporting insider of Nuveen Municipal Income Fund as EVP, Chief Risk & Compliance Officer. It is an initial ownership statement and does not list any specific share transactions or holdings in the excerpt provided.
Who is the insider named in the NMI Form 3 filing?
The insider is Joseph Castro, identified as Executive Vice President and Chief Risk & Compliance Officer of Nuveen Municipal Income Fund. This role makes him a Section 16 reporting person, requiring disclosure of his beneficial ownership and future transactions in the fund’s securities.
Does the NMI Form 3 for Joseph Castro report any stock purchases or sales?
The Form 3 excerpt for Joseph Castro shows no reported stock purchases or sales. All transaction counts and share amounts are zero, indicating this filing functions purely as an initial insider registration rather than a record of recent trading activity.
Why is a Form 3 important for Nuveen Municipal Income Fund investors?
Form 3 identifies individuals who must publicly report their holdings and future trades in Nuveen Municipal Income Fund. Knowing that Joseph Castro, the EVP and Chief Risk & Compliance Officer, is a reporting insider adds transparency around potential insider activity and governance oversight.
What transaction direction is indicated in the NMI Form 3 summary data?
The transaction summary shows zero buy, sell, acquire, or dispose events, with a net buy/sell direction labeled neutral. This confirms the filing is an initial ownership statement for Joseph Castro, rather than a disclosure of current trading transactions in NMI shares.