Welcome to our dedicated page for Neuberger Berman Energy Infrastructure and Income Fund SEC filings (Ticker: NML), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is dedicated to regulatory information for Neuberger Energy Infrastructure and Income Fund Inc. (NYSE American: NML), also known in public releases as Neuberger Berman Energy Infrastructure and Income Fund Inc. The Fund is described as a closed-end investment management company with investments in capital markets and energy-related sectors, including chemicals, oil, gas and consumable fuels, electric utilities, independent power and renewable electricity producers, and multi-utilities.
While no specific SEC filings are listed in the available data here, as a closed-end fund operating under the Investment Company Act of 1940, NML’s regulatory reporting typically includes periodic and transactional filings with the U.S. Securities and Exchange Commission. In its public disclosures, the Fund references Section 19 of the Investment Company Act of 1940, explaining that it would provide notices for any distribution that does not consist solely of net investment income. These notices are described as informational and are intended to indicate estimated portions of distributions attributable to net investment income, capital gains and return of capital.
The Fund’s communications also highlight that it is subject to federal income tax on its taxable income, unlike many investment companies. This tax treatment affects the amount available for distributions and is relevant context when reviewing its regulatory materials. Forward-looking statements in the Fund’s announcements outline risks such as market declines, economic downturns, competition from other closed-end investment companies, regulatory changes, and operational challenges related to implementing its investment strategy.
On Stock Titan, the SEC filings page for NML is designed to surface such regulatory documents as they become available from EDGAR, and to pair them with AI-powered summaries that explain key points in accessible language. This can help readers understand disclosures about distributions, tax treatment, risk factors and other regulatory details associated with the Fund.
NML submitted an annual Form N-CEN furnishing operational and service-provider information for its registered investment company.
The filing itemizes aggregate brokerage commissions of
Neuberger Energy Infrastructure and Income Fund Inc. reported results for the 12 months ended November 30, 2025. The closed-end fund, focused on energy infrastructure and midstream assets, delivered a 1.90% total return on a net asset value (NAV) basis, lagging the Alerian MLP Index’s 3.55% return.
On a market price basis, total return was -0.20%. The fund paid $0.70 per share in distributions during the year, of which $0.11 per share is expected to be treated as tax return of capital. Year-end NAV per share was $9.72, with net assets of about $550.5 million across a portfolio heavily allocated to oil, gas and consumable fuels, MLPs, and midstream energy companies.
The fund uses leverage through a revolving credit facility. As of November 30, 2025, loans payable totaled $130.5 million, supported by a facility with commitments up to $150 million and an average interest rate of 5.26% over the year. For the fiscal year, net investment income after taxes was positive but modest, and overall operations produced a $4.6 million increase in net assets applicable to common stockholders after distributions and market movements.
Neuberger Berman Energy Infrastructure & Income Fund Inc. (NML)40,000 shares of common stock in open-market transactions at an average price of $8.5485 per share, with individual trade prices ranging from $8.51 to $8.56. Following these purchases, he beneficially owns 418,817 shares directly and 150,000 shares indirectly through the Douglas A Rachlin 2020 Family Trust.
City of London Investment Management Company Limited reports beneficial ownership of 3,424,386 shares of Neuberger Berman Energy Infrastructure & Income Fund Inc. common stock, representing 6.0% of the class. The filing states the shares are owned directly by the City of London Funds and certain segregated accounts for which the firm exercises discretionary authority.
The reporting person indicates sole voting and sole dispositive power over the disclosed shares and identifies itself as a registered investment adviser. The statement documents ownership levels and control over those shares without describing any intent to change or influence control of the issuer.