Newmark COO RSUs vest, shares withheld for taxes

Newmark Group, Inc. Chief Operating Officer Luis Alvarado reported the vesting of restricted stock units and related tax withholding.

Accepted by SEC EDGAR 03/16/2026 - 04:12 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Newmark Group, Inc. Chief Operating Officer Luis Alvarado reported the vesting of restricted stock units and related tax withholding. On March 15, 2026, 3,887 RSUs vested, each converting into one share of Class A Common Stock.

The company withheld 1,543 shares to satisfy tax obligations, a non‑market disposition, and issued the remaining 2,344 shares to Alvarado. Following this vesting and withholding, he holds 24,365 Class A shares, including 7,917 unvested restricted stock awards scheduled to vest in equal parts in 2026, 2027, and 2028, subject to continued service.

Insider Trade Summary

Exercise Price or Tax Liability: 1,543 shares

Exercise Price or Tax Liability 1 txn

Insider ALVARADO LUIS

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock, par value $0.01 per share	1,543	$14.19	$22K

Holdings After Transaction: Class A Common Stock, par value $0.01 per share — 24,365 shares (Direct)

Footnotes (2)

1. F1. On March 15, 2026, pursuant to the vesting schedule of the restricted stock units ("RSUs") previously granted to the reporting person, which each represent a contingent right to receive one share of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of Newmark Group, Inc. (the "Company"), 3,887 RSUs became vested and issuable as shares of Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 1,543 shares of Class A Common Stock for taxes. The remaining 2,344 shares of Class A Common Stock were issued to the reporting person.
2. F2. Consists of (i) 16,447 shares of Class A Common Stock held directly after the vesting and withholding described in Footnote 1, and (ii) 7,917 shares of Class A Common Stock received as restricted stock awards that will vest ratably on each of September 1, 2026, 2027, and 2028, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Newmark Group (NMRK) report for Luis Alvarado?

Newmark Group reported that COO Luis Alvarado had restricted stock units vest, with part of the resulting shares withheld for taxes. This was a compensation-related event, not an open-market trade, and reflects equity awards converting into Class A Common Stock.

How many Newmark (NMRK) RSUs vested for COO Luis Alvarado?

A total of 3,887 restricted stock units vested for Luis Alvarado, each delivering one share of Class A Common Stock. These units were previously granted under his compensation program and became issuable according to their vesting schedule on March 15, 2026.

How many Newmark (NMRK) shares were withheld for taxes in this Form 4?

The company withheld 1,543 shares of Newmark Class A Common Stock to cover tax liabilities tied to the RSU vesting. This tax-withholding disposition is coded “F” on Form 4 and does not represent a discretionary sale into the open market.

How many Newmark (NMRK) shares did Luis Alvarado receive from the RSU vesting?

After tax withholding, Luis Alvarado received 2,344 shares of Class A Common Stock from the 3,887 vested RSUs. These shares increased his direct holdings and reflect equity compensation rather than a purchase on the stock market.

What are Luis Alvarado’s Newmark (NMRK) share holdings after this transaction?

After the vesting and tax withholding, Luis Alvarado holds 24,365 Class A shares in total. This consists of 16,447 directly held shares plus 7,917 restricted stock awards scheduled to vest ratably in 2026, 2027, and 2028, subject to continued service.

Was the Newmark (NMRK) Form 4 transaction an open-market sale by the COO?

No, the transaction was not an open-market sale. Shares were withheld by Newmark Group to satisfy taxes on vested RSUs, coded as a tax-withholding disposition. The remaining shares from the award were issued directly to COO Luis Alvarado.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ALVARADO LUIS

(Last) (First) (Middle)

C/O NEWMARK GROUP, INC.

125 PARK AVENUE

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMARK GROUP, INC. [ NMRK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock, par value $0.01 per share	03/15/2026		F(1)		1,543(1)	D	$14.19	24,365(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On March 15, 2026, pursuant to the vesting schedule of the restricted stock units ("RSUs") previously granted to the reporting person, which each represent a contingent right to receive one share of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of Newmark Group, Inc. (the "Company"), 3,887 RSUs became vested and issuable as shares of Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 1,543 shares of Class A Common Stock for taxes. The remaining 2,344 shares of Class A Common Stock were issued to the reporting person.

2. Consists of (i) 16,447 shares of Class A Common Stock held directly after the vesting and withholding described in Footnote 1, and (ii) 7,917 shares of Class A Common Stock received as restricted stock awards that will vest ratably on each of September 1, 2026, 2027, and 2028, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date.

	/s/ Luis Alvarado	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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