[SCHEDULE 13G] NeuroOne Medical Technologies Corporation SEC Filing
Bleichroeder LP, Bleichroeder Holdings LLC and Andrew Gundlach disclosed beneficial ownership of 4,000,000 common shares of NeuroOne Medical Technologies, representing 8.03% of the company’s common stock. The filing states Bleichroeder LP is an investment adviser and that these shares are held in the ordinary course of business for its clients.
The reporting persons report sole voting and sole dispositive power over the 4,000,000 shares and no shared voting or dispositive power. The filing also notes the stake was not acquired to change or influence control of the issuer and that client beneficiaries retain rights to dividends and sale proceeds.
- Material minority position disclosed: 4,000,000 shares representing 8.03% of common stock, which is above the 5% reporting threshold
- Held in ordinary course by an investment adviser: Bleichroeder LP states holdings are for clients and not acquired to influence control
- None.
Insights
Material 8.03% stake disclosed by an investment adviser; notable for shareholder register and potential market interest.
The Schedule 13G reports a significant minority position of 4,000,000 shares (8.03%) held by Bleichroeder-affiliated reporting persons, with sole voting and dispositive power claimed. As an investment adviser filing under the appropriate Schedule 13G treatment, the filer states the position is held in the ordinary course for clients and not for control. For investors, this is a transparency event that confirms a sizable, passive client position but does not by itself signal strategic control or corporate action.
Disclosure clarifies governance standing: a material passive stake with no shared control reported.
The filing clarifies the reporting parties' classifications and authorities: Bleichroeder LP is identified as an investment adviser and the holders claim sole voting and dispositive powers over the reported shares while asserting no intent to influence control. Item responses indicate no group arrangements and Item 6 explains clients, not the adviser, ultimately receive dividends and sale proceeds. This reduces immediate governance risk while placing a visible, potentially influential shareholder on the registry.