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NN Inc. (NNBR) director awarded 51,774 restricted shares vesting in 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gautam Rajeev reported acquisition or exercise transactions in this Form 4 filing.

NN Inc. director Rajeev Gautam received 51,774 shares of restricted common stock as a compensation award. The grant was priced at $0.00 per share and will fully vest on March 18, 2027, meaning the shares are subject to forfeiture until that date.

After this grant, Gautam holds 328,406 common shares directly. He also has indirect holdings of 60,000 shares through MFG Enterprises LLC and 10,000 shares through the Rajeev Gautam Trust, reflecting additional ownership held via affiliated entities.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gautam Rajeev

(Last)(First)(Middle)
6210 ARDREY KELL ROAD
SUITE 120

(Street)
CHARLOTTE NORTH CAROLINA 28277

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NN INC [ NNBR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/18/2026A51,774(1)A$0328,406D
Common Stock60,000IBy MFG Enterprises LLC
Common Stock10,000IBy Rajeev Gautam Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock which fully vests on March 18, 2027.
/s/ Jami Statham, Attorney-in-Fact03/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did NNBR director Rajeev Gautam report in this Form 4 filing?

Rajeev Gautam reported receiving a grant of 51,774 shares of NN Inc. restricted common stock. The award is a compensation-related acquisition at no cash cost to him, increasing his direct equity stake in the company to 328,406 shares.

When do Rajeev Gautam’s newly granted NNBR restricted shares vest?

The 51,774 restricted shares granted to Rajeev Gautam fully vest on March 18, 2027. Until that vesting date, the shares are subject to standard forfeiture conditions typically tied to continued service or other requirements specified by the company.

How many NN Inc. shares does Rajeev Gautam own directly after this grant?

Following the restricted stock grant, Rajeev Gautam directly owns 328,406 shares of NN Inc. common stock. This figure includes the 51,774 newly awarded restricted shares that will not become fully vested until March 18, 2027, per the Form 4 disclosure.

What indirect NNBR shareholdings are associated with Rajeev Gautam?

In addition to his direct holdings, 60,000 NN Inc. shares are held indirectly through MFG Enterprises LLC and 10,000 shares through the Rajeev Gautam Trust. These positions reflect ownership via related entities, as disclosed in the Form 4 filing.

Was this NNBR Form 4 transaction a market purchase or sale of shares?

The Form 4 shows a grant of 51,774 restricted shares coded as an acquisition, not an open-market purchase or sale. The transaction price is reported as $0.00 per share, consistent with a compensation award rather than a cash-funded market trade.
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