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Nano Nuclear Energy grants CEO 257,790 stock units

The 257,790 units are scheduled to vest over three anniversaries, subject to continued service.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Nano Nuclear Energy Inc. granted 257,790 restricted stock units directly to its Chief Executive Officer and director, James John Walker, on October 1, 2026. Each unit represents the right to receive one share of common stock. The units vest in three equal installments on the first, second and third anniversaries of the grant date, subject to continued service through each applicable vesting date. The grant was based on a value of $15.73 per unit.

Insider Walker James John
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1 257,790 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct)
Footnotes (1)
  1. F1. Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan") based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest in three equal installments, with one third (1/3) vesting on each of the first, second and third anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated.
Restricted stock units granted 257,790 RSUs Granted October 1, 2026
Value per RSU $15.73 per RSU Value used for the October 1, 2026 grant
Common shares represented per RSU 1 share per RSU Each RSU represents the right to receive one common share
Vesting installments 3 equal installments On the first, second and third anniversaries of the grant date, subject to continued service
Restricted Stock Units financial
"Represents Restricted Stock Units ("RSUs") granted on October 1, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2025 Equity Incentive Plan financial
"under the Issuer's 2025 Equity Incentive Plan"
vesting financial
"The RSUs shall vest in three equal installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Restricted Stock Unit Award Agreement financial
"pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan"
A restricted stock unit (RSU) award agreement is a formal promise from a company that an employee or contractor will receive company shares (or cash equal to their value) after meeting certain conditions, such as staying with the company for a set time or hitting performance targets. Investors care because RSUs can dilute existing shares when converted, reveal how management is paid and incentivized, and signal future share issuance that can affect earnings and stock value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did NNE CEO James John Walker receive?

James John Walker, Nano Nuclear Energy Inc.'s Chief Executive Officer and director, received 257,790 restricted stock units on October 1, 2026. Each unit represents the right to receive one share of common stock.

When do NNE's RSUs granted to James John Walker vest?

The RSUs vest in three equal installments, with one-third vesting on each of the first, second and third anniversaries of October 1, 2026, subject to continued service through each applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walker James John

(Last)(First)(Middle)
10 TIMES SQUARE, 30TH FLOOR

(Street)
NEW YORK NEW YORK 10018

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Nano Nuclear Energy Inc. [ NNE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)(1)10/01/2026A257,790(1) (1) (1)Common Stock257,790$00D
Explanation of Responses:
1. Represents Restricted Stock Units ("RSUs") granted on October 1, 2026 ("Grant Date") under the Issuer's 2025 Equity Incentive Plan ("2025 Plan") based on a value per RSU of $15.73, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on October 1, 2026. Each RSU represents the right to receive one share of the Issuer's common stock, subject to the terms and conditions set forth in the award of such RSUs by the Issuer to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement and the 2025 Plan. The RSUs shall vest in three equal installments, with one third (1/3) vesting on each of the first, second and third anniversary of the Grant Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. Any applicable fraction of an RSU that would otherwise be vested will be accumulated and will vest only when a whole RSU has accumulated.
/s/ James John Walker10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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