Nocopi Technologies (NNUP) CEO awarded 10,000 RSUs with staged vesting

Rhea-AI Filing Summary

Nocopi Technologies Inc. (NNUP)

Following this grant and related vesting, the reporting person beneficially owns 245,916 shares of Nocopi Technologies common stock in direct ownership. This filing reflects routine equity-based compensation for a senior executive and director rather than an open-market purchase or sale.

01/05/2026 - 05:20 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Winger Matthew C.

(Last) (First) (Middle)

480 SHOEMAKER ROAD

SUITE 104

(Street)

KING OF PRUSSIA PA 19406

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NOCOPI TECHNOLOGIES INC/MD/ [ NNUP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/29/2025		A		10,000	A	(1)	245,916	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On December 29, 2025, the Reporting Person was granted restricted stock units, of which 5,000 vested immediately on the grant date and the remaining 5,000 will vest on December 29, 2026. Each restricted stock unit represents a contingent right to receive one share of Nocopi Technologies, Inc. (the "Company") common stock.

	/s/ Matthew Winger	01/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Nocopi Technologies Inc. (NNUP) report in this Form 4?

The company reported that its Chief Executive Officer and director, Matthew Winger, received a grant of 10,000 restricted stock units of Nocopi Technologies common stock on December 29, 2025.

How are the 10,000 restricted stock units for NNUP's CEO scheduled to vest?

Of the 10,000 restricted stock units, 5,000 vested immediately on December 29, 2025, and the remaining 5,000 are scheduled to vest on December 29, 2026.

What does each restricted stock unit represent for Nocopi Technologies Inc. (NNUP)?

Each restricted stock unit represents a contingent right to receive one share of Nocopi Technologies, Inc. common stock.

How many Nocopi Technologies (NNUP) shares does the reporting person own after this transaction?

After the reported grant and vesting, the reporting person beneficially owns 245,916 shares of Nocopi Technologies common stock in direct ownership.

What is the role of the reporting person at Nocopi Technologies Inc. (NNUP)?

The reporting person, Matthew Winger, is identified as a director and Chief Executive Officer of Nocopi Technologies Inc.

Is this NNUP Form 4 filing a purchase or a compensation grant?

This filing reflects a compensation-related grant of restricted stock units to the CEO and director, rather than an open-market purchase or sale of existing shares.