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NOC (NOC) shareholder plans $1,845,000 common stock sale

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

NOC shareholder Kathy J. Warden filed a notice to sell 3,000 shares of common stock with an aggregate market value of $1,845,000 through Fidelity Brokerage Services LLC, with an approximate sale date of January 6, 2026 on the NYSE.

The filing notes that there were 142,720,067 shares of common stock outstanding. The 3,000 shares to be sold were acquired on February 14, 2024 through restricted stock vesting from the issuer as compensation, with payment also dated February 14, 2024. Over the past three months, Warden previously sold 7,000 common shares on January 5, 2026 for gross proceeds of $4,200,000.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the Form 144 filing for NOC disclose about planned share sales?

The Form 144 discloses that shareholder Kathy J. Warden plans to sell 3,000 shares of NOC common stock with an aggregate market value of $1,845,000. The approximate sale date is January 6, 2026, and the shares are expected to be sold on the NYSE through Fidelity Brokerage Services LLC.

How many NOC shares are outstanding in this Form 144 disclosure?

The notice states that there are 142,720,067 shares of NOC common stock outstanding. This figure is provided as context alongside the planned sale of 3,000 shares.

How did the seller acquire the 3,000 NOC shares being reported on Form 144?

The 3,000 NOC common shares being reported were acquired on February 14, 2024 through restricted stock vesting from the issuer. The filing describes the nature of payment as compensation, with the payment date also listed as February 14, 2024.

What NOC share sales by the same seller occurred in the past three months?

The filing reports that Kathy J. Warden sold 7,000 NOC common shares on January 5, 2026, generating gross proceeds of $4,200,000. This transaction is separate from the planned sale of 3,000 shares disclosed elsewhere in the notice.

Which broker is handling the planned NOC stock sale in this Form 144?

The planned sale of 3,000 NOC common shares is to be handled by Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917, as listed in the securities information section.

What type of NOC security is covered by this Form 144 filing?

The filing covers sales of common stock of NOC. Both the planned 3,000-share sale and the prior 7,000-share sale over the past three months are identified as transactions in common shares.

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