Northrop Grumman's Davies receives 641 vested shares

The post-vesting balance includes four restricted-stock-right grants scheduled to vest between February 16, 2027, and February 12, 2029.

Available on EDGAR 11/04/2026 - 04:18 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:18 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

At Northrop Grumman, CVP & Pres. Defense Systems officer Benjamin R. Davies had 641 restricted stock rights vest on November 2, 2026, resulting in issuance of 641 common shares. A separate entry reports 281 common shares delivered or withheld for payment of exercise price or tax liability at $555.32 per share. His reported post-transaction balance was 5,803 restricted stock rights, including rights scheduled to vest through February 12, 2029.

Insider Trade Summary

641 shares exercised/converted

Exercise 3 txns

Insider Davies Benjamin R.

Role CVP & Pres. Defense Systems

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Rights F2, F3, F4	641	$0.00	$0.00
Exercise	Common Stock	641	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	281	$555.32	$156K
Holding	Common Stock F1	--	--	--

Holdings After Transaction: Restricted Stock Rights — 5,803 contracts (Direct); Common Stock — 511 shares (Direct); Common Stock — 0.0015 shares (Indirect, Held in Northrop Grumman Savings Plan)

Holdings Before and After: Restricted Stock Rights, 6,444 to 5,803 contracts (Direct); Common Stock, 151 to 511 shares (Direct)

Footnotes (4)

1. F1. Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of November 2, 2026. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
2. F2. Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
3. F3. Shares issued upon vesting of RSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 11/1/23 that vested on 11/2/26.
4. F4. Total amount includes (i) 1,008 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; (ii) 638 RSRs granted under the 2011 LTISP on 7/31/24 that will vest on 8/2/27 ; (iii) 2,456 RSRs granted under the 2024 Long-Term Incentive Stock Plan ("2024 LTISP") on 2/18/25 that will vest on 2/18/28; and (iv) 1,701 RSRs granted under the 2024 LTISP on 2/11/26 that will vest on 2/12/29.

Key Figures

Vested restricted stock rights: 641 rights Common shares issued: 641 shares Shares delivered or withheld: 281 shares +2 more

5 metrics

Vested restricted stock rights 641 rights Vested November 2, 2026

Common shares issued 641 shares Issued upon vesting on November 2, 2026

Shares delivered or withheld 281 shares For payment of exercise price or tax liability

Reported per-share price $555.32 per share November 2, 2026 transaction

Post-transaction restricted stock rights 5,803 rights Includes rights scheduled to vest through February 12, 2029

Key Terms

Restricted Stock Right, 2011 Long-Term Incentive Stock Plan, 2024 Long-Term Incentive Stock Plan, qualified defined contribution plan, +1 more

5 terms

Restricted Stock Right financial

"Each Restricted Stock Right ("RSR") represents a contingent right"

2011 Long-Term Incentive Stock Plan financial

"granted under the 2011 Long-Term Incentive Stock Plan"

2024 Long-Term Incentive Stock Plan financial

"granted under the 2024 Long-Term Incentive Stock Plan"

qualified defined contribution plan financial

"a qualified defined contribution plan"

unit accounting technical

"Share totals with respect to the Plan are based upon unit accounting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NOC restricted stock rights vested for Benjamin R. Davies?

641 restricted stock rights vested on November 2, 2026, resulting in issuance of 641 Northrop Grumman common shares.

How many NOC shares were delivered or withheld in Benjamin R. Davies's transactions?

281 common shares were delivered or withheld for payment of exercise price or tax liability at $555.32 per share on November 2, 2026.

What do Benjamin R. Davies's 5,803 NOC restricted stock rights include?

The 5,803 rights include 1,008 scheduled to vest on February 16, 2027; 638 on August 2, 2027; 2,456 on February 18, 2028; and 1,701 on February 12, 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Davies Benjamin R.

(Last) (First) (Middle)

2980 FAIRVIEW PARK DRIVE

(Street)

FALLS CHURCH VIRGINIA 22042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHROP GRUMMAN CORP /DE/ [ NOC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CVP & Pres. Defense Systems

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/02/2026		M		641	A	$0	792	D
Common Stock	11/02/2026		F		281	D	$555.32	511	D
Common Stock								0.0015	I	Held in Northrop Grumman Savings Plan(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Rights	(2)	11/02/2026		M			641	(2)	(3)	Common Stock	641	$0	5,803(4)	D

Explanation of Responses:

1. Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of November 2, 2026. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.

2. Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

3. Shares issued upon vesting of RSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 11/1/23 that vested on 11/2/26.

4. Total amount includes (i) 1,008 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; (ii) 638 RSRs granted under the 2011 LTISP on 7/31/24 that will vest on 8/2/27 ; (iii) 2,456 RSRs granted under the 2024 Long-Term Incentive Stock Plan ("2024 LTISP") on 2/18/25 that will vest on 2/18/28; and (iv) 1,701 RSRs granted under the 2024 LTISP on 2/11/26 that will vest on 2/12/29.

Remarks:

	/s/ Jennifer C. McGarey, Attorney-in-Fact	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)