STOCK TITAN

[Form 4] NORTHROP GRUMMAN CORP /DE/ Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Krishna Arvind, a director of Northrop Grumman Corporation (NOC), reported a transaction dated 09/30/2025 on SEC Form 4. The filing shows 59 shares of common stock were acquired at a price of $609.32 by deferring shares into a stock unit account under the Northrop Grumman 2024 Long-Term Incentive Stock Plan, a transaction treated as exempt under Rule 16b-3. Following the transaction, the reporting person beneficially owned 2,184 shares in the stock unit account, which includes dividends credited to that account. The form was signed by an attorney-in-fact on behalf of the reporting person on 10/01/2025. The filing is a routine director stock deferral into a company long-term incentive plan.

Krishna Arvind, direttore della Northrop Grumman Corporation (NOC), ha riportato una transazione datata 30/09/2025 sul SEC Form 4. La dichiarazione mostra che 59 azioni di azioni ordinarie sono state acquisite al prezzo di $609.32 mediante differimento di azioni in un conto unità azionarie nell’ambito del Northrop Grumman 2024 Long-Term Incentive Stock Plan, una transazione considerata esente ai sensi della Regola 16b-3. Dopo la transazione, la persona che riporta deteneva beneficiariamente 2,184 azioni nel conto unità azionarie, che includono i dividendi accreditati su quel conto. Il modulo è stato firmato da un procuratore-in-fatto per conto della persona che riporta in data 01/10/2025. Il deposito è una normale deferral azionario del direttore in un piano di incentivi a lungo termine dell’azienda.

Krishna Arvind, director de Northrop Grumman Corporation (NOC), informó una transacción con fecha 30/09/2025 en el Formulario SEC Form 4. La presentación muestra que 59 acciones de acciones comunes fueron adquiridas a un precio de $609.32 mediante la diferimiento de acciones a una cuenta de unidades de acciones bajo el Northrop Grumman 2024 Long-Term Incentive Stock Plan, una transacción considerada exenta bajo la Regla 16b-3. Tras la transacción, la persona informante poseía de forma beneficiosa 2,184 acciones en la cuenta de unidades, que incluye dividendos acreditados a esa cuenta. El formulario fue firmado por un apoderado en nombre de la persona informante el 01/10/2025. La presentación es un diferimiento rutinario de acciones del director en un plan de incentivos a largo plazo de la empresa.

Krishna Arvind, Northrop Grumman Corporation(NOC)의 이사로서 2025-09-30자로 SEC Form 4에 거래를 보고했습니다. 공시는 59주의 보통주가 $609.32의 가격으로 취득되었으며 Northrop Grumman 2024 Long-Term Incentive Stock Plan에 따라 주식 단위 계좌로 이연하여 처리된 것을 보여주며, 이는 Rule 16b-3에 따라 면책으로 간주됩니다. 거래 후 보고자는 주식 단위 계좌에서 2,184주의 주식을 실질적으로 소유하게 되었으며, 그 계좌에 입금된 배당도 포함됩니다. 양식은 보고자를 대신하는 대리인에 의해 2025-10-01에 서명되었습니다. 본 보고서는 회사의 장기 인센티브 계획으로의 이사 주식 이연이 일반적임을 나타냅니다.

Krishna Arvind, directeur de Northrop Grumman Corporation (NOC), a déclaré une transaction datée du 30/09/2025 sur le formulaire SEC Form 4. Le dépôt indique que 59 actions ordinaires ont été acquises au prix de $609.32 en reportant des actions dans un compte d’unités d’actions dans le cadre du Northrop Grumman 2024 Long-Term Incentive Stock Plan, une transaction considérée comme exonérée en vertu de la Rule 16b-3. Suite à la transaction, la personne déclarant détenait bénéficiairement 2,184 actions dans le compte d’unités d’actions, ce qui inclut les dividendes crédités sur ce compte. Le formulaire a été signé par un mandataire en nom de la personne déclarante le 01/10/2025. Le dépôt est une déférence d’actions du directeur dans un plan d’incitation à long terme de l’entreprise.

Krishna Arvind, Director der Northrop Grumman Corporation (NOC), meldete eine Transaktion vom Datum 30.09.2025 im SEC-Formular 4. Die Einreichung zeigt, dass 59 Aktien Stammaktien zu einem Preis von $609.32 erworben wurden, indem Aktien in ein Aktien-Einheitenkonto gemäß dem Northrop Grumman 2024 Long-Term Incentive Stock Plan übertragen wurden, was gemäß Regel 16b-3 als befreiend gilt. Nach der Transaktion hielt die meldende Person vorteilhaft 2.184 Aktien im Aktien-Einheitenkonto, einschließlich der auf dieses Konto gutgeschriebenen Dividenden. Das Formular wurde von einem Bevollmächtigten im Auftrag der meldenden Person am 01.10.2025 unterschrieben. Die Einreichung ist eine routinemäßige Direktor-Aktienverlagerung in einen langfristigen Incentive-Plan des Unternehmens.

كريشنا آرڤند، مدير في شركة نورثروب جرومان كربورايشن (NOC)، قد أبلغ عن صفقة مؤرخة 30/09/2025 على النموذج SEC Form 4. تُظهر الإيداع أن 59 سهماً من الأسهم العادية قد تم شراؤها بسعر $609.32 عبر تأجيل الأسهم إلى حساب وحدة الأسهم بموجب خطة الأسهم الحافزة طويلة الأجل 2024 من نورثروب غراهام، وهي معاملة تُعتبر معفاة بموجب القاعدة 16b-3. عقب الصفقة، امتلك الشخص المُبلغ عنه فائدة حقيقية في 2,184 سهماً في حساب وحدة الأسهم، بما في ذلك الأرباح الموزعة المضافة إلى ذلك الحساب. ووقع النموذج وكيل قانوني نيابة عن الشخص المُبلغ عنه في 01/10/2025. الإيداع هو تأجيل أسهم مدير روتيني في خطة حوافز طويلة الأجل للشركة.

Krishna Arvind,Northrop Grumman Corporation (NOC) 的 董事,在 SEC Form 4 上报告了一笔日期为 2025-09-30 的交易。申报显示以 $609.32 的价格购买了 59 股普通股,并通过将股票递延至北rop Grumman 2024 年长期激励股票计划下的股票单位账户来处理,该交易属于 Rule 16b-3 的豁免。交易后,申报人实益拥有该股票单位账户中的 2,184 股,其中包含记入该账户的股息。该表格由代表申报人的代理人在 2025-10-01 签署。该申报是公司长期激励计划中的常规董事股票递延。

Positive
  • Director alignment with shareholders via deferral into the 2024 Long-Term Incentive Stock Plan
  • Proper disclosure and use of Rule 16b-3 exemption for the transaction
  • Beneficial ownership disclosed: 2,184 shares held in the stock unit account, including dividends
Negative
  • None.

Insights

TL;DR Routine director deferral of equity into a company LTIP; transaction size is small relative to institutional holdings.

The 59-share deferral at $609.32 is a voluntary conversion of compensation into stock units under the 2024 Long-Term Incentive Stock Plan and is reported as exempt under Rule 16b-3. This action aligns the director's compensation with shareholder value through deferred equity ownership and preserves tax/timing features for the reporting person. The post-transaction beneficial ownership of 2,184 shares is disclosed, but the disclosed position appears immaterial to company capitalization.

TL;DR Standard governance practice: director elects to defer compensation into equity; no governance red flags in the filing.

The filing documents a routine election to defer shares into a stock unit account pursuant to the companys 2024 LTIP, a common practice to enhance director-shareholder alignment. The transaction is properly reported and marked exempt under Rule 16b-3, indicating it follows company plan rules and Section 16 exemptions. There are no indications of related-party transfers, option exercises, or derivative transactions in this Form 4.

Krishna Arvind, direttore della Northrop Grumman Corporation (NOC), ha riportato una transazione datata 30/09/2025 sul SEC Form 4. La dichiarazione mostra che 59 azioni di azioni ordinarie sono state acquisite al prezzo di $609.32 mediante differimento di azioni in un conto unità azionarie nell’ambito del Northrop Grumman 2024 Long-Term Incentive Stock Plan, una transazione considerata esente ai sensi della Regola 16b-3. Dopo la transazione, la persona che riporta deteneva beneficiariamente 2,184 azioni nel conto unità azionarie, che includono i dividendi accreditati su quel conto. Il modulo è stato firmato da un procuratore-in-fatto per conto della persona che riporta in data 01/10/2025. Il deposito è una normale deferral azionario del direttore in un piano di incentivi a lungo termine dell’azienda.

Krishna Arvind, director de Northrop Grumman Corporation (NOC), informó una transacción con fecha 30/09/2025 en el Formulario SEC Form 4. La presentación muestra que 59 acciones de acciones comunes fueron adquiridas a un precio de $609.32 mediante la diferimiento de acciones a una cuenta de unidades de acciones bajo el Northrop Grumman 2024 Long-Term Incentive Stock Plan, una transacción considerada exenta bajo la Regla 16b-3. Tras la transacción, la persona informante poseía de forma beneficiosa 2,184 acciones en la cuenta de unidades, que incluye dividendos acreditados a esa cuenta. El formulario fue firmado por un apoderado en nombre de la persona informante el 01/10/2025. La presentación es un diferimiento rutinario de acciones del director en un plan de incentivos a largo plazo de la empresa.

Krishna Arvind, Northrop Grumman Corporation(NOC)의 이사로서 2025-09-30자로 SEC Form 4에 거래를 보고했습니다. 공시는 59주의 보통주가 $609.32의 가격으로 취득되었으며 Northrop Grumman 2024 Long-Term Incentive Stock Plan에 따라 주식 단위 계좌로 이연하여 처리된 것을 보여주며, 이는 Rule 16b-3에 따라 면책으로 간주됩니다. 거래 후 보고자는 주식 단위 계좌에서 2,184주의 주식을 실질적으로 소유하게 되었으며, 그 계좌에 입금된 배당도 포함됩니다. 양식은 보고자를 대신하는 대리인에 의해 2025-10-01에 서명되었습니다. 본 보고서는 회사의 장기 인센티브 계획으로의 이사 주식 이연이 일반적임을 나타냅니다.

Krishna Arvind, directeur de Northrop Grumman Corporation (NOC), a déclaré une transaction datée du 30/09/2025 sur le formulaire SEC Form 4. Le dépôt indique que 59 actions ordinaires ont été acquises au prix de $609.32 en reportant des actions dans un compte d’unités d’actions dans le cadre du Northrop Grumman 2024 Long-Term Incentive Stock Plan, une transaction considérée comme exonérée en vertu de la Rule 16b-3. Suite à la transaction, la personne déclarant détenait bénéficiairement 2,184 actions dans le compte d’unités d’actions, ce qui inclut les dividendes crédités sur ce compte. Le formulaire a été signé par un mandataire en nom de la personne déclarante le 01/10/2025. Le dépôt est une déférence d’actions du directeur dans un plan d’incitation à long terme de l’entreprise.

Krishna Arvind, Director der Northrop Grumman Corporation (NOC), meldete eine Transaktion vom Datum 30.09.2025 im SEC-Formular 4. Die Einreichung zeigt, dass 59 Aktien Stammaktien zu einem Preis von $609.32 erworben wurden, indem Aktien in ein Aktien-Einheitenkonto gemäß dem Northrop Grumman 2024 Long-Term Incentive Stock Plan übertragen wurden, was gemäß Regel 16b-3 als befreiend gilt. Nach der Transaktion hielt die meldende Person vorteilhaft 2.184 Aktien im Aktien-Einheitenkonto, einschließlich der auf dieses Konto gutgeschriebenen Dividenden. Das Formular wurde von einem Bevollmächtigten im Auftrag der meldenden Person am 01.10.2025 unterschrieben. Die Einreichung ist eine routinemäßige Direktor-Aktienverlagerung in einen langfristigen Incentive-Plan des Unternehmens.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
KRISHNA ARVIND

(Last) (First) (Middle)
2980 FAIRVIEW PARK DRIVE

(Street)
FALLS CHURCH VA 22042

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHROP GRUMMAN CORP /DE/ [ NOC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/30/2025 A(1) 59 A $609.32 2,184(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
2. Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
Remarks:
/s/ Jennifer C. McGarey, Attorney-in-Fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for NOC filed by Krishna Arvind report?

It reported the acquisition of 59 shares on 09/30/2025 deferred into a stock unit account under the 2024 Long-Term Incentive Stock Plan at $609.32 per share.

How many NOC shares does Krishna Arvind beneficially own after the transaction?

The filing reports 2,184 shares beneficially owned following the reported transaction, held in the stock unit account.

Why was the transaction exempt under Rule 16b-3?

The filing states the shares were deferred into a stock unit account pursuant to the companys 2024 LTIP, a transaction type exempt under Rule 16b-3 when conducted under a company plan.

Does this Form 4 show any derivative or option transactions?

No. Table II for derivative securities contains no entries; the filing reports only a non-derivative common stock deferral.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Jennifer C. McGarey, Attorney-in-Fact on 10/01/2025.
Northrop Grumman

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