Welcome to our dedicated page for Northrop Grumman SEC filings (Ticker: NOC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Northrop Grumman Corporation filings document formal disclosures for an NYSE-listed aerospace and defense contractor with common stock trading under NOC. Recent 8-K reports furnish quarterly and annual earnings releases, summarize operating results and awards, and record material events such as director elections, officer transitions, compensation actions and credit-facility agreements.
The company's proxy materials describe board structure, committee assignments, executive compensation and annual meeting governance. Its financing disclosures cover senior unsecured revolving credit arrangements, commercial paper support, covenants, events of default and capital-structure terms relevant to the company's defense and space systems operations.
Northrop Grumman corporate vice president, controller and chief accounting officer Michael A. Hardesty reported equity award activity and related share withholding. On February 11, 2026, he acquired 1,382.16 Restricted Performance Stock Rights and 379 Restricted Stock Rights, both at an exercise price of $0 per right, as part of the company’s long-term incentive plans.
On the same date, 1,727.16 Restricted Performance Stock Rights were exercised into the same number of common shares at $0, increasing his direct common stock holdings. To cover tax obligations from the award settlement, 566 common shares were disposed of at $678.83 per share through tax withholding, leaving him with 3,876.81 common shares held directly.
Northrop Grumman CVP & President, Aeronautics Systems, Thomas H. Jones reported several equity compensation transactions dated February 11, 2026. He acquired 5,927.12 Restricted Performance Stock Rights (RPSRs) and 1,701 Restricted Stock Rights (RSRs), each representing a contingent right to receive an equivalent number of common shares or cash, depending on plan terms.
On the same date, he exercised 6,910.12 RPSRs, receiving the same number of Northrop Grumman common shares at an exercise price of $0, increasing his directly held common stock to 13,116.715 shares before tax withholding. To satisfy tax obligations, 3,059 common shares were withheld at a price of $678.83 per share, leaving him with 10,057.715 common shares held directly after the transactions.
Northrop Grumman’s corporate vice president and general counsel Kathryn G. Simpson received new stock-based compensation and settled prior awards. On February 11, 2026, she acquired 3,619.96 Restricted Performance Stock Rights (RPSRs) and 1,471 Restricted Stock Rights (RSRs), both granted at an exercise price of $0 under long‑term incentive plans.
She exercised 1,334.96 RPSRs, receiving the same number of common shares at $0, then had 461 shares withheld at $678.83 per share to cover tax obligations, leaving 1,653.39 common shares owned directly. Following these transactions, she directly holds 12,579.96 RPSRs and 5,555 RSRs, which may convert into common stock if performance and time‑based vesting conditions are met.
Warden Kathy J reported multiple insider transaction types in a Form 4 filing for NOC. The filing lists transactions totaling 121,361 shares at a weighted average price of $678.83 per share. Following the reported transactions, holdings were 102,064 shares.
Greene John reported acquisition or exercise transactions in a Form 4 filing for NOC. The filing lists transactions totaling 10,343 shares. Following the reported transactions, holdings were 4,981 shares.
Northrop Grumman executive Benjamin R. Davies reported multiple equity compensation transactions. On February 11, 2026, he was granted 4,710.32 Restricted Performance Stock Rights and 1,701 Restricted Stock Rights, each representing a contingent right to receive an equal number of common shares or, at the company’s election, cash or a mix of stock and cash.
On the same date, 3,158.32 Restricted Performance Stock Rights were exercised, delivering an equal number of common shares at an exercise price of $0. Of those shares, 1,214 common shares were disposed of at $678.83 per share to satisfy tax obligations, leaving 2,189.04 common shares held directly after the reported transactions, plus a small indirect position held in the Northrop Grumman Savings Plan.
Northrop Grumman’s CVP and President of Space Systems, Robert J. Fleming, reported several equity compensation transactions on February 11, 2026. He received grants of 3,982.16 Restricted Performance Stock Rights (RPSRs) and 1,701 Restricted Stock Rights (RSRs), each representing contingent rights to receive an equal number of common shares or cash.
Fleming also exercised 913.16 RPSRs, which converted into the same number of common shares at an exercise price of $0, increasing his directly owned common stock to 2,740.03 shares. To cover tax obligations related to this equity activity, 300 common shares were disposed of at $678.83 per share through a tax-withholding transaction, leaving him with 2,440.03 common shares held directly.
Northrop Grumman executive Roshan S. Roeder, CVP & President of Mission Systems, reported multiple equity compensation transactions dated February 11, 2026. Roeder acquired 5,786.48 Restricted Performance Stock Rights (RPSRs) and 1,701 Restricted Stock Rights (RSRs), both at an exercise price of $0 per right, as part of long-term incentive plans.
On the same date, 6,476.48 RPSRs were exercised into the same number of common shares at $0, increasing direct common stock holdings to 6,880.39 shares before withholding. To cover tax obligations, 2,968 common shares were disposed of at $678.83 per share, leaving 3,912.39 common shares held directly after the transactions, plus 115.5111 shares held indirectly in the Northrop Grumman Savings Plan as of February 11, 2026.
Northrop Grumman insider plans to sell restricted stock that recently vested. A holder has filed a Form 144 notice to sell up to 784 shares of common stock through Fidelity Brokerage Services on the NYSE, with an aggregate market value of $550,410.63.
The shares were acquired as compensation through restricted stock vesting, including 203 shares on 02/13/2023 and 581 shares on 02/11/2026. The issuer had 141,921,621 common shares outstanding at the time referenced, providing context for the planned sale size.
Northrop Grumman (NOC) reported an insider sale by Chair, CEO and President Kathy J. Warden on February 6, 2026. She sold a total of 20,000 shares of common stock in multiple transactions at weighted average prices ranging from $705.84 to $711.14, with individual trade price ranges between $705.56 and $711.40. Following these sales, she directly owned 171,602.4 shares of Northrop Grumman common stock.