STOCK TITAN

Inotiv (NOTV) CCO Adrian Hardy has 5,371 shares withheld for RSU taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Inotiv, Inc. insider Adrian Hardy reported a tax-related share disposition involving 5,371 shares of common stock. The shares were withheld by Inotiv to cover tax withholding obligations that arose when restricted stock units vested, rather than sold on the open market.

Following this withholding transaction, Hardy directly holds 53,049 shares of Inotiv common stock. This type of Form 4 event is a routine administrative step tied to equity compensation and does not reflect an active decision to buy or sell shares in the market.

Positive

  • None.

Negative

  • None.
Insider Hardy Adrian
Role Chief Commercial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 5,371 $0.0185 $99.36
Holdings After Transaction: Common Stock — 53,049 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 5,371 shares Tax-withholding disposition on RSU vesting
Reported transaction price $0.0185 per share Value used for the tax-withholding transaction
Shares held after transaction 53,049 shares Direct common stock ownership after withholding
Tax-withholding shares in summary 5,371 shares TaxWithholdingShares in transactionSummary
restricted stock units financial
"vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to satisfy tax withholding obligations on the vesting"
Form 4 regulatory
"This type of Form 4 event is a routine administrative step"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hardy Adrian

(Last)(First)(Middle)
2701 KENT AVENUE

(Street)
WEST LAFAYETTE INDIANA 47906

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Inotiv, Inc. [ NOTV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026F5,371(1)D$0.018553,049D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
/s/ Beth Taylor, Attorney-in-Fact for Adrian Hardy06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Inotiv (NOTV) executive Adrian Hardy report on this Form 4?

Adrian Hardy reported a tax-withholding disposition of 5,371 Inotiv common shares. The company withheld these shares to satisfy tax obligations from vested restricted stock units, a routine equity compensation event rather than an open-market sale or purchase.

How many Inotiv (NOTV) shares were withheld for taxes from Adrian Hardy’s RSU vesting?

Inotiv withheld 5,371 shares of common stock from Adrian Hardy. These shares covered tax obligations triggered by the vesting of restricted stock units, according to the Form 4 footnote describing the transaction as a tax-withholding event.

What price per share was used for Adrian Hardy’s tax-withholding transaction at Inotiv (NOTV)?

The Form 4 lists a transaction price of $0.0185 per share for the 5,371 shares withheld. This price is used for reporting the value of the tax-withholding disposition tied to the vesting restricted stock units.

How many Inotiv (NOTV) shares does Adrian Hardy hold after this Form 4 transaction?

After the tax-withholding disposition, Adrian Hardy directly holds 53,049 shares of Inotiv common stock. This figure reflects his remaining direct ownership following the withholding of 5,371 shares to satisfy tax obligations from RSU vesting.

Was Adrian Hardy’s Inotiv (NOTV) Form 4 transaction an open-market sale?

No, the transaction was a tax-withholding disposition, not an open-market sale. Inotiv withheld 5,371 shares to cover Hardy’s tax obligations from vested restricted stock units, as explicitly described in the Form 4 footnote.