STOCK TITAN

Inotiv (NOTV) executive has 6,071 shares withheld for RSU tax obligation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Inotiv, Inc. director and Chief Strategy Officer John E. Sagartz reported a routine tax-withholding share disposition tied to equity compensation. On the vesting of restricted stock units, 6,071 shares of common stock were withheld by Inotiv, Inc. to satisfy tax withholding obligations, at a reported value of $0.0185 per share. After this non-market transaction, Sagartz directly holds 729,626 shares of Inotiv common stock.

Positive

  • None.

Negative

  • None.

Insights

Routine tax withholding on RSU vesting; no open-market trade.

This Form 4 shows Inotiv, Inc. retained 6,071 common shares to cover tax withholding obligations when restricted stock units vested for John E. Sagartz. The code F and footnote confirm this was a compensation-related, non-market event rather than an open-market sale.

The filing also shows Sagartz continues to hold 729,626 shares directly after the transaction, indicating the withheld amount is small relative to his total reported position. Because this is standard tax treatment of equity awards, it carries limited informational value for assessing sentiment toward the stock.

Insider Sagartz John E
Role Chief Strategy Officer
Type Security Shares Price Value
Tax Withholding Common Stock 6,071 $0.0185 $112.31
Holdings After Transaction: Common Stock — 729,626 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 6,071 shares Tax withholding on RSU vesting, code F
Reported value per share $0.0185 per share Value used for tax-withholding shares
Shares held after transaction 729,626 shares Direct holdings of common stock after withholding
Transaction code F Payment of tax liability by delivering securities
Transaction date June 18, 2026 Date of tax-withholding disposition
restricted stock units financial
"on the vesting of restricted stock units, 6,071 shares of common stock were withheld"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting"
Form 4 regulatory
"This Form 4 shows Inotiv, Inc. retained 6,071 common shares to cover tax withholding obligations"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
transaction code F regulatory
"The code F and footnote confirm this was a compensation-related, non-market event"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sagartz John E

(Last)(First)(Middle)
2701 KENT AVENUE

(Street)
WEST LAFAYETTE INDIANA 47906

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Inotiv, Inc. [ NOTV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Strategy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026F6,071(1)D$0.0185729,626D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by Inotiv, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
/s/ Beth Taylor, Attorney-in-Fact for John E. Sagartz06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Inotiv (NOTV) report for John E. Sagartz?

Inotiv reported that John E. Sagartz had 6,071 common shares withheld to cover tax obligations on vested restricted stock units. This was recorded as a Form 4 code F tax-withholding disposition, not an open-market purchase or sale of NOTV shares.

Was the Inotiv (NOTV) Form 4 transaction an insider sale in the market?

No, the transaction was not an open-market sale. The filing shows shares were withheld by Inotiv to satisfy tax withholding obligations on restricted stock unit vesting, a routine compensation-related event rather than a discretionary sale in the public market.

How many Inotiv (NOTV) shares were involved in the tax withholding for John E. Sagartz?

The Form 4 reports that 6,071 shares of Inotiv common stock were withheld. These shares were used to cover tax obligations arising from the vesting of restricted stock units, according to the footnote describing the nature of the transaction.

How many Inotiv (NOTV) shares does John E. Sagartz hold after this Form 4 transaction?

After the tax-withholding disposition, John E. Sagartz directly holds 729,626 shares of Inotiv common stock. This remaining position disclosed in the filing indicates that the 6,071 withheld shares represent only a small portion of his reported holdings.

What does transaction code F mean in the Inotiv (NOTV) Form 4 filing?

Transaction code F indicates a tax-withholding disposition where shares are delivered to the issuer to satisfy tax obligations. In this case, Inotiv withheld 6,071 shares upon the vesting of restricted stock units awarded to John E. Sagartz, instead of selling shares on the open market.