[Form 3] Neuropace, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

NeuroPace, Inc. (NPCE) – Form 3 Initial Statement of Beneficial Ownership

Chief Financial Officer Patrick F. Williams filed an initial Form 3 for an event dated 06/20/2025. The document confirms that he currently holds no beneficial ownership—neither common stock nor derivative securities—in NeuroPace. The filing was signed by attorney-in-fact Leah Akin on 06/24/2025.

Form 3 is required when an individual becomes a Section 16 insider (director, officer, or >10 % shareholder). This submission fulfills that requirement and sets Williams’s baseline ownership level for future insider transaction reporting.

Positive

• None.

Negative

• No securities beneficially owned by the newly reported Chief Financial Officer as of 06/20/2025.

Insights

Corporate Governance Expert

TL;DR: CFO Patrick Williams files Form 3 disclosing zero NPCE holdings; routine compliance, negligible market impact.

This Form 3 registers Mr. Williams as a Section 16 insider following his appointment as Chief Financial Officer. It explicitly states that he owns no NeuroPace common stock or derivative securities at the reporting date. Such zero-ownership disclosures are common for newly hired executives and simply establish a starting point for subsequent Form 4 filings. Because no securities were acquired or disposed, the filing does not affect share count, ownership concentration, or convey strategic intent. Overall, the document is an administrative formality with minimal immediate significance to investors.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Williams Patrick F.

(Last) (First) (Middle)

C/O NEUROPACE, INC.

455 N. BERNARDO AVENUE

(Street)

MOUNTAIN VIEW CA 94043

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/20/2025

3. Issuer Name and Ticker or Trading Symbol
NeuroPace Inc [ NPCE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Leah Akin, Attorney-in-Fact	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What is the purpose of NeuroPace's (NPCE) Form 3 filed on 06/24/2025?

It registers CFO Patrick F. Williams as a Section 16 insider and sets his initial ownership baseline.

Who filed the Form 3 for NPCE?

Patrick F. Williams, Chief Financial Officer of NeuroPace.

What position does Patrick F. Williams hold at NeuroPace?

He is the Chief Financial Officer.

How many NeuroPace shares does Patrick F. Williams own according to the Form 3?

The filing reports zero beneficial ownership of both common stock and derivatives.

When did the event triggering the Form 3 occur?

The event date is 06/20/2025.