NPFD names vice president as insider, no holdings
Nuveen Variable Rate Preferred & Income Fund (NPFD) filed an initial insider ownership report.
Rhea-AI Filing Summary
Nuveen Variable Rate Preferred & Income Fund (NPFD) filed an initial insider ownership report. The filing identifies Parth Doshi as a reporting person in the role of Vice President. This Form 3 does not report any transactions or specific share holdings at this time.
Positive
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Negative
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Key Terms
Form 3, reporting person, Vice President
3 terms
Form 3 regulatory
"Nuveen Variable Rate Preferred & Income Fund filed an initial insider ownership report"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"The filing identifies Parth Doshi as a reporting person in the role"
Vice President financial
"The reporting person is Parth Doshi, who is disclosed as a Vice President"
FAQ
What does NPFD's new Form 3 filing report about insider activity?
The Form 3 for NPFD identifies Parth Doshi as a Vice President and reporting person. It does not list any stock or derivative transactions, and no specific share holdings are reported in this filing.
Who is the reporting person in NPFD's latest Form 3 filing?
The reporting person is Parth Doshi, who is disclosed as a Vice President of Nuveen Variable Rate Preferred & Income Fund (NPFD).
Does the NPFD Form 3 show any insider buying or selling?
No. The Form 3 for NPFD shows zero buy, sell, acquire, dispose, or other reportable transactions, and no share counts for holdings are provided.
Are any derivative securities reported in NPFD's Form 3?
No derivative securities are reported. The derivative summary for the NPFD Form 3 is empty and the derivative transaction count is zero.
Is there any indication of a Rule 10b5-1 plan in NPFD's Form 3?
No. The Form 3 data for NPFD shows the Rule 10b5-1 plan indicator as null, and there are no footnotes describing any trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.