Nuveen Virginia muni fund PM reports no NPV stake
A portfolio manager associated with NPV filed an initial Form 3 showing no reported holdings or transactions.
Rhea-AI Filing Summary
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND (NPV) reported an initial statement of beneficial ownership on Form 3 for Margot Kleinman, identified as a Portfolio Manager. The filing lists no equity transactions or current holdings for this reporting person.
Positive
- None.
Negative
- None.
Key Terms
Form 3, beneficial ownership, Portfolio Manager
3 terms
Form 3 regulatory
"reported an initial statement of beneficial ownership on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"reported an initial statement of beneficial ownership on Form 3"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Portfolio Manager financial
"identified as a Portfolio Manager"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
FAQ
Is the reporting person a director or 10% owner of NPV?
According to the Form 3, Margot Kleinman is not a director, not an officer, and not a 10% owner of NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND (NPV). The role disclosed is Portfolio Manager.
Does this Form 3 mention a Rule 10b5-1 trading plan for NPV stock?
No. The Form 3 for NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND (NPV) does not indicate that transactions were made under a Rule 10b5-1 trading plan, and it reports no transactions at all.
AI-generated analysis. How Rhea-AI works. Not financial advice.
