Joseph Castro (NQP) listed as EVP in Nuveen Form 3 filing
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND filed a Form 3 identifying Joseph Castro as an officer of the fund, holding the title EVP, Chief Risk & Compliance. The filing does not list any share transactions or changes in ownership and contains no additional quantitative details.
Positive
- None.
Negative
- None.
FAQ
What does this Form 3 filing for NQP disclose?
The Form 3 for NQP identifies Joseph Castro as an officer of NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND. It provides his title and confirms his status as a reporting person, without presenting any specific share transactions or numerical ownership details.
Who is the reporting person in the NQP Form 3?
The reporting person is Joseph Castro, listed in the filing as an officer of NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND. His role is described as EVP, Chief Risk & Compliance, making him subject to insider reporting requirements for this fund.
What position does Joseph Castro hold at NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND (NQP)?
Joseph Castro is identified as EVP, Chief Risk & Compliance at NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND. This senior role ties him to risk management and compliance functions for the fund, as reflected in his officer title in the Form 3 filing.
Are there any ownership footnotes or special conditions in the NQP Form 3?
The Form 3 includes a footnotes section, but no substantive explanatory text is provided in the available data. There are no detailed footnote disclosures describing indirect holdings, voting power, or other special ownership conditions associated with Joseph Castro in this excerpt.