[144] Energy Vault Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

Energy Vault Holdings, Inc. (NRGV) filing a Form 144 notifies a proposed sale of 75,000 common shares through Fidelity Brokerage Services LLC on or about 09/22/2025 with an aggregate market value of $228,272.29. The filing reports 161,855,407 shares outstanding for the issuer. The 75,000 shares were acquired as restricted stock vesting on 11/29/2022 (60,662 shares), 11/30/2022 (7,502 shares) and 01/31/2023 (6,836 shares) as compensation. The filing discloses a sale earlier in the three-month lookback: 15,046 shares sold on 07/18/2025 for gross proceeds of $12,194.78. The filer affirms no undisclosed material adverse information and includes standard signature/representation language.

Insights

Securities Analyst

TL;DR: Insider plans to sell vested equity (75,000 shares) representing a routine personal liquidity action, previously sold 15,046 shares.

The Form 144 shows the securities to be sold were acquired through restricted stock vesting and sold via a broker on a specified approximate sale date. The amount to be sold equals the total vested shares listed, indicating the filing covers previously vested compensation. The earlier sale recorded in the three-month period is documented with gross proceeds. This disclosure is procedural under Rule 144 and provides investors transparency about an insider's planned disposition of shares; no financial results, issuer operational details, or transaction pricing beyond aggregate market value are provided.

Corporate Governance Expert

TL;DR: Filing is a routine Rule 144 notice documenting disposition of vested compensation; it includes requisite attestations but no governance concerns shown.

The notice includes acquisition dates and the nature of acquisition (restricted stock vesting), the broker identity, and the representation that the signer is unaware of undisclosed material information. The filing meets disclosure requirements for an intended sale by an insider or related person. There are no statements in the document indicating policy breaches, 10b5-1 plan adoption, or unusual timing constraints; it is a standard compliance filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	75000	228272.29	161855407	09/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/29/2022	Restricted Stock Vesting	Issuer			60662	11/29/2022	Compensation
Common	11/30/2022	Restricted Stock Vesting	Issuer			7502	11/30/2022	Compensation
Common	01/31/2023	Restricted Stock Vesting	Issuer			6836	01/31/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Akshay V. Ladwa 4165 East Thousand Oaks Blvd. Suite 100 Westlake Village CA 91362	Common	07/18/2025	15046	12194.78

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)