NRGV CFO withholds 15,581 shares at $2.97 after RSU vesting

Energy Vault Holdings, Inc. (NRGV) reported an insider transaction by its Chief Financial Officer.

Accepted by SEC EDGAR 10/14/2025 - 04:26 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Energy Vault Holdings, Inc. (NRGV) reported an insider transaction by its Chief Financial Officer. On 10/10/2025, the CFO had 15,581 shares of common stock withheld under code F to satisfy tax obligations arising from the vesting of restricted stock units, at a price of $2.97 per share. Following this administrative withholding, the officer’s beneficial ownership stands at 1,200,522 shares, held directly.

Insider Trade Summary

Exercise Price or Tax Liability: 15,581 shares

Exercise Price or Tax Liability 1 txn

Insider Beer Michael Thomas

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	15,581	$2.97	$46K

Holdings After Transaction: Common Stock — 1,200,522 shares (Direct)

Holdings Before and After: Common Stock, 1,216,103 to 1,200,522 shares (Direct)

Footnotes (1)

1. F1. Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did NRGV disclose in this Form 4?

The CFO reported a tax withholding of 15,581 shares tied to RSU vesting, at $2.97 per share.

Who is the reporting person in NRGV’s filing?

An officer of the company, the Chief Financial Officer.

What is the transaction code and what does it signify?

Code F, indicating shares withheld to cover taxes due on an equity award vesting.

How many shares does the officer own after the transaction?

The officer beneficially owns 1,200,522 shares, held directly.

What was the transaction date for NRGV’s Form 4?

The reported transaction occurred on 10/10/2025.

Was this an open-market sale?

No. The filing states shares were withheld to satisfy tax liability on RSU vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Beer Michael Thomas

(Last) (First) (Middle)

4165 EAST THOUSAND OAKS BLVD

SUITE 100

(Street)

WESTLAKE VILLAGE CA 91362

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Energy Vault Holdings, Inc. [ NRGV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/10/2025		F		15,581(1)	D	$2.97	1,200,522	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Remarks:

	/s/ Brad Eastman, Chief Legal Officer	10/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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