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[Form 4] Neuraxis, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Neuraxis, Inc. reported a Form 4 showing that Adrian Miranda, CMO and SVP Science & Tech, was granted restricted stock units (RSUs) totaling 75,000 underlying shares in three separate awards. The grants are identified as 10,000, 30,000 and 35,000 RSUs and show per-share prices of $2.18 for two awards and $2.42 for one award. The filing states each RSU award will vest in full after 36 months. The reporting person is a company officer and the Form 4 was signed by Adrian Miranda.

Neuraxis, Inc. ha presentato un Modulo 4 che indica che Adrian Miranda, CMO e SVP Science & Tech, ha ricevuto unità di azioni vincolate (RSU) per un totale di 75.000 azioni sottostanti in tre diversi premi. Le assegnazioni sono di 10.000, 30.000 e 35.000 RSU e mostrano prezzi per azione di $2,18 per due premi e $2,42 per un premio. Il documento precisa che ciascuna assegnazione di RSU maturerà integralmente dopo 36 mesi. La persona che ha effettuato la segnalazione è un dirigente della società e il Modulo 4 è stato firmato da Adrian Miranda.

Neuraxis, Inc. informó en un Formulario 4 que Adrian Miranda, CMO y SVP Science & Tech, recibió unidades de acciones restringidas (RSU) por un total de 75.000 acciones subyacentes en tres adjudicaciones separadas. Las concesiones son de 10.000, 30.000 y 35.000 RSU y muestran precios por acción de $2,18 en dos adjudicaciones y $2,42 en una. el expediente indica que cada adjudicación de RSU se consolidará por completo tras 36 meses. La persona que informó es un directivo de la compañía y el Formulario 4 fue firmado por Adrian Miranda.

Neuraxis, Inc.는 양식 4를 제출하여 CMO 겸 SVP Science & Tech인 Adrian Miranda에게 총 75,000 기초 주식에 해당하는 제한부 주식 단위(RSU)를 세 건의 별도 수여로 부여했다고 보고했습니다. 수여 내역은 각각 10,000, 30,000 및 35,000 RSU이며, 두 건은 주당 $2.18, 한 건은 주당 $2.42로 표시되어 있습니다. 서류에는 각 RSU 수여분이 36개월 후에 전액 확정(vesting)된다고 명시되어 있습니다. 보고자는 회사 임원이었으며 양식 4는 Adrian Miranda가 서명했습니다.

Neuraxis, Inc. a déposé un Formulaire 4 indiquant qu'Adrian Miranda, CMO et SVP Science & Tech, s'est vu octroyer des unités d'actions restreintes (RSU) représentant au total 75 000 actions sous-jacentes en trois attributions distinctes. Les attributions sont de 10 000, 30 000 et 35 000 RSU et affichent des prix par action de $2,18 pour deux attributions et de $2,42 pour une. Le dossier précise que chaque attribution de RSU sera entièrement acquise après 36 mois. La personne ayant déclaré est un dirigeant de la société et le Formulaire 4 a été signé par Adrian Miranda.

Neuraxis, Inc. meldete in einer Form 4, dass Adrian Miranda, CMO und SVP Science & Tech, Restricted Stock Units (RSUs) in Höhe von insgesamt 75.000 zugrunde liegenden Aktien in drei separaten Zuweisungen erhalten hat. Die Zuteilungen betragen 10.000, 30.000 und 35.000 RSUs und weisen Stückpreise von $2,18 für zwei Zuweisungen und $2,42 für eine Zuweisung aus. Die Einreichung besagt, dass jede RSU-Zuteilung nach 36 Monaten vollständig vestet. Die meldende Person ist ein Unternehmensleiter und die Form 4 wurde von Adrian Miranda unterzeichnet.

Positive
  • 75,000 RSUs granted across three awards (10,000; 30,000; 35,000) explicitly disclosed
  • All RSU awards vest in full after 36 months, providing clear time-based vesting terms
  • Grants tied to named company plans: 2022 Omnibus Securities and Incentive Plan and Long-Term Incentive Plan
Negative
  • None.

Insights

TL;DR: Officer received time-based RSUs totaling 75,000 shares that vest over three years, reflecting standard long-term incentive compensation.

The Form 4 discloses three RSU awards to a senior executive totaling 75,000 underlying common shares with stated per-share prices of $2.18 and $2.42. Each award is described as vesting in full at the end of 36 months, indicating time-based retention incentives rather than immediate cash payout or performance hurdles. For shareholders, these awards represent future issuance of common stock upon vesting, subject to plan terms. The disclosure is routine for executive compensation and follows the companys omnibus and long-term incentive plans as cited.

TL;DR: Filing properly reports insider grants under company plans with vesting details and signatures, consistent with Section 16 reporting.

The Form 4 lists the reporting persons name, address, officer title (CMO, SVP Science & Tech), relationship to the issuer, and the transaction dates. Transaction dates include 01/03/2025 for one RSU award and 03/04/2025 for two awards, and the form is signed on 09/10/2025. Explanatory notes reference the 2022 Omnibus Securities and Incentive Plan and the Long-Term Incentive Plan as the grant sources. The disclosure appears complete for the reported awards and includes vesting terms as required for transparency under Section 16.

Neuraxis, Inc. ha presentato un Modulo 4 che indica che Adrian Miranda, CMO e SVP Science & Tech, ha ricevuto unità di azioni vincolate (RSU) per un totale di 75.000 azioni sottostanti in tre diversi premi. Le assegnazioni sono di 10.000, 30.000 e 35.000 RSU e mostrano prezzi per azione di $2,18 per due premi e $2,42 per un premio. Il documento precisa che ciascuna assegnazione di RSU maturerà integralmente dopo 36 mesi. La persona che ha effettuato la segnalazione è un dirigente della società e il Modulo 4 è stato firmato da Adrian Miranda.

Neuraxis, Inc. informó en un Formulario 4 que Adrian Miranda, CMO y SVP Science & Tech, recibió unidades de acciones restringidas (RSU) por un total de 75.000 acciones subyacentes en tres adjudicaciones separadas. Las concesiones son de 10.000, 30.000 y 35.000 RSU y muestran precios por acción de $2,18 en dos adjudicaciones y $2,42 en una. el expediente indica que cada adjudicación de RSU se consolidará por completo tras 36 meses. La persona que informó es un directivo de la compañía y el Formulario 4 fue firmado por Adrian Miranda.

Neuraxis, Inc.는 양식 4를 제출하여 CMO 겸 SVP Science & Tech인 Adrian Miranda에게 총 75,000 기초 주식에 해당하는 제한부 주식 단위(RSU)를 세 건의 별도 수여로 부여했다고 보고했습니다. 수여 내역은 각각 10,000, 30,000 및 35,000 RSU이며, 두 건은 주당 $2.18, 한 건은 주당 $2.42로 표시되어 있습니다. 서류에는 각 RSU 수여분이 36개월 후에 전액 확정(vesting)된다고 명시되어 있습니다. 보고자는 회사 임원이었으며 양식 4는 Adrian Miranda가 서명했습니다.

Neuraxis, Inc. a déposé un Formulaire 4 indiquant qu'Adrian Miranda, CMO et SVP Science & Tech, s'est vu octroyer des unités d'actions restreintes (RSU) représentant au total 75 000 actions sous-jacentes en trois attributions distinctes. Les attributions sont de 10 000, 30 000 et 35 000 RSU et affichent des prix par action de $2,18 pour deux attributions et de $2,42 pour une. Le dossier précise que chaque attribution de RSU sera entièrement acquise après 36 mois. La personne ayant déclaré est un dirigeant de la société et le Formulaire 4 a été signé par Adrian Miranda.

Neuraxis, Inc. meldete in einer Form 4, dass Adrian Miranda, CMO und SVP Science & Tech, Restricted Stock Units (RSUs) in Höhe von insgesamt 75.000 zugrunde liegenden Aktien in drei separaten Zuweisungen erhalten hat. Die Zuteilungen betragen 10.000, 30.000 und 35.000 RSUs und weisen Stückpreise von $2,18 für zwei Zuweisungen und $2,42 für eine Zuweisung aus. Die Einreichung besagt, dass jede RSU-Zuteilung nach 36 Monaten vollständig vestet. Die meldende Person ist ein Unternehmensleiter und die Form 4 wurde von Adrian Miranda unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Miranda Adrian

(Last) (First) (Middle)
11611 N. MERIDIAN ST,
SUITE 330

(Street)
CARMEL IN 46032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Neuraxis, INC [ NRXS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CMO, SVP Science & Tech
3. Date of Earliest Transaction (Month/Day/Year)
01/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RSU (1) 03/04/2025 A 10,000 (1) (1) Common Stock 10,000 $2.18 10,000 D
RSU (2) 03/04/2025 A 30,000 (2) (2) Common Stock 30,000 $2.18 30,000 D
RSU (3) 01/03/2025 A 35,000 (3) (3) Common Stock 35,000 $2.42 35,000 D
Explanation of Responses:
1. These shares of common stock are restricted stock units (RSUs) granted to the reporting person as bonus under Neuraxis, Inc. 2022 Omnibus Securities and Incentive Plan, as amended. The RSUs will vest in full at the end of 36 months.
2. These shares of common stock are RSUs granted to the reporting person under the Long-Term Incentive Plan. The RSUs will vest in full at the end of 36 months.
3. These shares of common stock are RSUs granted to the reporting person under the Long-Term Incentive Plan. The RSUs will vest in full at the end of 36 months.
/s/ Adrian Miranda 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Neuraxis (NRXS) report on this Form 4?

The filing reports Adrian Miranda was granted three RSU awards totaling 75,000 underlying shares (10,000; 30,000; 35,000).

When do the RSU awards to Adrian Miranda vest?

The Form 4 states each RSU award will vest in full at the end of 36 months.

What are the reported per-share prices shown for the RSU awards?

The filing shows per-share amounts of $2.18 for two awards and $2.42 for one award as listed in the derivative security table.

What roles does the reporting person hold at Neuraxis (NRXS)?

The reporting person is listed as a company officer with titles CMO, SVP Science & Tech and is also identified as a director.

Under which plans were the RSU awards granted?

Explanatory notes state the awards were granted under the Neuraxis, Inc. 2022 Omnibus Securities and Incentive Plan and the Long-Term Incentive Plan.
Neuraxis Inc

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