Neostellar Capital Corp. (symbol: NSLR) is the issuer of record for a Form 8-K filing submitted to the SEC.
Neostellar Capital Corp. (NSLR) seeks to register a shelf offering of up to $500,000,000 in common stock, preferred stock, subscription rights, debt securities and warrants, for offerings from time to time. Net proceeds are intended for general corporate purposes, including investments, debt repayment, operating expenses and investment due diligence; offering-specific terms and uses will appear in supplements. The company anticipates using substantially all net proceeds within six to twelve months, depending on suitable investment opportunities and market conditions, except amounts retained for ongoing operations.
Common stock generally will be offered at no less than net asset value per share, except with required stockholder approval or in SEC-permitted circumstances; a below-NAV issuance also requires a board determination that it is in the company’s and stockholders’ best interests. External management began July 15, 2026. The base management fee is 1.75% annually on gross assets, and estimated annual expenses are 6.37% of net assets attributable to common stock. MCP Investing LLC, an affiliate of Magnetar Holdings LLC, purchased a $20,000,000 redeemable note bearing 6.50% interest and maturing in 2029; if no qualifying fundraising occurs before maturity, principal and accrued interest are due in cash.
Neostellar Capital Corp. (NSLR) amended its 2025 annual report to re-file Marcum LLP’s report on supplemental financial information with the firm name and conformed signature omitted from the original exhibit. The report relates to the senior securities table as of December 31, 2024, December 31, 2023, December 31, 2022, and December 31, 2021. The amendment also includes new Section 302 certifications. It contains no financial statements and otherwise does not modify or update the original annual report’s financial position, results of operations, cash flows, or other disclosures.
Neostellar Capital Corp. (NSLR) director and Chairman/CEO/President Mark D. Klein purchased 5,000 shares of common stock on September 21, 2026 in an open-market transaction at a weighted-average price of $7.91 per share. Following this purchase, he reports beneficial ownership of 1,763,796 shares, including shares held by his spouse and previously granted restricted shares that are now fully vested but subject to a lock-up agreement.
Neostellar Capital Corp. (NSLR) has 7.16% of its common stock reported as beneficially owned by a group of Gabelli- and GAMCO-affiliated entities, totaling 1,895,410 shares of 26,473,222 shares outstanding as of June 30, 2026. The largest holder in the group is Gabelli Funds, LLC with 1,614,410 shares (6.10%), followed by GAMCO Asset Management Inc. with 274,000 shares (1.04%). Smaller positions are held by Gabelli & Company Investment Advisers, Inc. (2,000 shares) and Gabelli Foundation, Inc. (5,000 shares).
The reporting group used about $3.32 million of client and fund capital to acquire additional Neostellar shares since its prior ownership report, primarily through Gabelli Funds and GAMCO. They state that they are using the long-form Schedule 13D so they can regularly communicate with Neostellar’s management while remaining compliant with Exchange Act reporting obligations.
Neostellar Capital Corp. (NSLR) director Ronald M. Lott, through the Ronald M. Lott Family Trust, reported a sale of 5,085 shares of common stock on September 3, 2026 at a weighted-average price of $9.96 per share. Following this indirect transaction, the Trust holds 16,432 shares of Neostellar Capital Corp. common stock. No Rule 10b5-1 trading plan is reported.
Neostellar Capital Corp. (NSLR) director Ronald Lott, through the Ronald M. Lott Family Trust, has filed notice to sell common stock of Neostellar under Rule 144. Goldman Sachs & Co. LLC is listed as the broker for a proposed sale involving 5,085 shares of common stock.
The shares to be sold were acquired as compensation through Restricted Stock Units granted on May 31, 2023 and June 5, 2025. The notice also reports a prior sale of 500 common shares by the Ronald M. Lott Family Trust on June 23, 2026.
Neostellar Capital Corp. (NSLR) director Falk Erik A reported a purchase of common stock. On 2026-08-26, an entity described as a revocable trust associated with Falk Erik A acquired 50,000 shares of Neostellar Capital Corp. common stock in a transaction reported as a purchase. The filing reports a weighted-average purchase price of $10.22 per share, with the reporting person undertaking to provide detailed price breakdowns upon request. Following this transaction, the revocable trust holds 50,000 shares of Neostellar Capital Corp. common stock as indirect ownership.
Neostellar Capital Corp. director and Chairman, CEO and President Mark D. Klein reported an open-market purchase of 26,040 shares of common stock on August 10, 2026 at a weighted-average price of $9.60 per share. After this transaction, he beneficially owns 1,758,796 shares, including shares held by his spouse and multiple grants of restricted shares that have fully vested but remain subject to transfer restrictions under prior equity incentive plans and a lock-up agreement.