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Viking Acquisition Corp I lists O’Connell’s options

Expiration dates listed are March 29, 2032, June 18, 2034, and December 9, 2035; the options carry an exercise price of 0.0720.

(Moderate)

Sentiment and the balance of points

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Form Type
3

Rhea-AI Filing Summary

Viking Acquisition Corp I (NSTR) lists Kevin Michael O’Connell, identified as NorthStar U.S. Executive Chair, with direct stock options. As of October 1, 2026, the options cover 5,765 underlying shares fully vested and exercisable, expiring March 29, 2032; 1,441 fully vested and exercisable shares expiring June 18, 2034; another 1,441 shares vesting in two equal annual installments following June 30, 2027; and 5,765 shares vesting in four equal annual installments following December 9, 2026. The latter two options are subject to continued service on each vesting date; all have an exercise price of 0.0720.

Insider O'Connell Kevin Michael
Role NorthStar U.S. Executive Chair
Type Security Shares Price Value
holding Stock Option (Right to Buy) F1 -- -- --
holding Stock Option (Right to Buy) F1 -- -- --
holding Stock Option (Right to Buy) F2 -- -- --
holding Stock Option (Right to Buy) F3 -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 14,412 contracts (Direct)
Footnotes (3)
  1. F1. The shares underlying this option are fully vested and exercisable.
  2. F2. The shares underlying this option vest in two equal annual installments following June 30, 2027, subject to the Reporting Person's continued service on each such vesting date.
  3. F3. The shares underlying this option vest in four equal annual installments following December 9, 2026, subject to the Reporting Person's continued service on each such vesting date.
Option underlying shares 5,765 shares Fully vested and exercisable; expiration March 29, 2032
Option underlying shares 1,441 shares Fully vested and exercisable; expiration June 18, 2034
Option underlying shares 1,441 shares Vests in two equal annual installments following June 30, 2027; expiration June 18, 2034
Option underlying shares 5,765 shares Vests in four equal annual installments following December 9, 2026; expiration December 9, 2035
Exercise price 0.0720 Applies to the listed options
Stock Option (Right to Buy) technical
"Stock Option (Right to Buy)"
fully vested and exercisable technical
"fully vested and exercisable"
equal annual installments technical
"two equal annual installments following June 30, 2027"
continued service technical
"subject to the Reporting Person's continued service"

FAQ

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What is the exercise price of Kevin Michael O’Connell’s NSTR options?

Each of the four listed direct stock options has an exercise price of 0.0720. The underlying common-share amounts are 5,765, 1,441, 1,441 and 5,765, with expiration dates of March 29, 2032, June 18, 2034, June 18, 2034 and December 9, 2035.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
O'Connell Kevin Michael

(Last)(First)(Middle)
384 RUE SAINT JACQUES #300

(Street)
MONTREALH2Y 1S1

(City)(State)(Zip)

QUEBEC, CANADA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2026
3. Issuer Name and Ticker or Trading Symbol
NorthStar Earth & Space Enterprises, Inc. [ NSTR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
NorthStar U.S. Executive Chair
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)03/29/2032Common Shares5,765$0.072D
Stock Option (Right to Buy) (1)06/18/2034Common Shares1,441$0.072D
Stock Option (Right to Buy) (2)06/18/2034Common Shares1,441$0.072D
Stock Option (Right to Buy) (3)12/09/2035Common Shares5,765$0.072D
Explanation of Responses:
1. The shares underlying this option are fully vested and exercisable.
2. The shares underlying this option vest in two equal annual installments following June 30, 2027, subject to the Reporting Person's continued service on each such vesting date.
3. The shares underlying this option vest in four equal annual installments following December 9, 2026, subject to the Reporting Person's continued service on each such vesting date.
Remarks:
Exhibit 24: Power of Attorney
/s/ Thomas Martin, Attorney-in-Fact10/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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