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Viking Acquisition Corp I CEO reports 150,842 shares

The disclosed option positions include both fully vested rights and options subject to continued-service vesting.

(Moderate)

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Form Type
3

Rhea-AI Filing Summary

Viking Acquisition Corp I (NSTR) CEO and Director Stewart Bain reported 150,842 common shares held by S.A. Bain Enterprises Limited, which he controls; he disclaims beneficial ownership except to the extent of any pecuniary interest he may have, directly or indirectly. He also reported direct options over 16,822, 17,294, 34,588, 34,588 and 29,296 underlying common shares, each at a $0.0720 exercise price. The 16,822-share and one 34,588-share options are fully vested and exercisable; the other options are subject to continued-service vesting terms.

Insider Bain Stewart
Role CEO and Director
Type Security Shares Price Value
holding Stock Option (Right to Buy) F2 -- -- --
holding Stock Option (Right to Buy) F2 -- -- --
holding Stock Option (Right to Buy) F2 -- -- --
holding Stock Option (Right to Buy) F3 -- -- --
holding Stock Option (Right to Buy) F4 -- -- --
holding Common Shares F1 -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 132,588 contracts (Direct); Common Shares — 150,842 shares (Indirect, S.A. Bain Enterprises Limited)
Footnotes (4)
  1. F1. Represents common shares held by S.A. Bain Enterprises Limited. Mr. Bain controls S.A. Bain Enterprises Limited. As such, Mr. Bain may be deemed to have beneficial ownership of the securities held directly by S.A. Bain Enterprises Limited. Mr. Bain disclaims any beneficial ownership of the reported shares held by S.A. Bain Enterprises Limited other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
  2. F2. The shares underlying this option are fully vested and exercisable.
  3. F3. The shares underlying this option vest in two equal annual installments following March 14, 2027, subject to the Reporting Person's continued service on each such vesting date.
  4. F4. The shares underlying this option vest in four equal annual installments following December 9, 2026, subject to the Reporting Person's continued service on each such vesting date
Common shares held through S.A. Bain Enterprises Limited 150,842 shares Held by an entity controlled by Stewart Bain
Underlying common shares subject to options 16,822 shares Fully vested and exercisable; expiration July 12, 2028
Underlying common shares subject to options 17,294 shares Vests in two equal annual installments following March 14, 2027, subject to continued service; expiration March 15, 2031
Underlying common shares subject to options 34,588 shares Fully vested and exercisable; expiration March 14, 2034
Underlying common shares subject to options 34,588 shares Vests in two equal annual installments following March 14, 2027, subject to continued service; expiration March 14, 2034
Underlying common shares subject to options 29,296 shares Vests in four equal annual installments following December 9, 2026, subject to continued service; expiration December 9, 2035
Option exercise price $0.0720 per share Applies to the reported options
beneficial ownership financial
"deemed to have beneficial ownership of the securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"to the extent of any pecuniary interest he may have therein"
fully vested and exercisable financial
"shares underlying this option are fully vested and exercisable"
annual installments financial
"vest in two equal annual installments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NSTR shares were held through S.A. Bain Enterprises Limited?

S.A. Bain Enterprises Limited held 150,842 common shares. Stewart Bain, Viking Acquisition Corp I's CEO and Director, controls the company; he may be deemed to beneficially own the shares but disclaims beneficial ownership except to the extent of any pecuniary interest he may have, directly or indirectly.

What stock options did Viking Acquisition Corp I CEO Stewart Bain report?

Stewart Bain reported direct options over 16,822 common shares, fully vested and exercisable, expiring July 12, 2028. Options over 17,294 shares and one 34,588-share option vest in two equal annual installments following March 14, 2027, subject to continued service; another 34,588-share option is fully vested and expires March 14, 2034. A 29,296-share option vests in four equal annual installments following December 9, 2026, subject to continued service, and expires December 9, 2035. All have a $0.0720 exercise price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Bain Stewart

(Last)(First)(Middle)
384 RUE SAINT JACQUES #300

(Street)
MONTREALH2Y 1S1

(City)(State)(Zip)

QUEBEC, CANADA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2026
3. Issuer Name and Ticker or Trading Symbol
NorthStar Earth & Space Enterprises, Inc. [ NSTR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO and Director
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares150,842IS.A. Bain Enterprises Limited(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (2)07/12/2028Common Shares16,822$0.072D
Stock Option (Right to Buy) (2)03/15/2031Common Shares17,294$0.072D
Stock Option (Right to Buy) (2)03/14/2034Common Shares34,588$0.072D
Stock Option (Right to Buy) (3)03/14/2034Common Shares34,588$0.072D
Stock Option (Right to Buy) (4)12/09/2035Common Shares29,296$0.072D
Explanation of Responses:
1. Represents common shares held by S.A. Bain Enterprises Limited. Mr. Bain controls S.A. Bain Enterprises Limited. As such, Mr. Bain may be deemed to have beneficial ownership of the securities held directly by S.A. Bain Enterprises Limited. Mr. Bain disclaims any beneficial ownership of the reported shares held by S.A. Bain Enterprises Limited other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
2. The shares underlying this option are fully vested and exercisable.
3. The shares underlying this option vest in two equal annual installments following March 14, 2027, subject to the Reporting Person's continued service on each such vesting date.
4. The shares underlying this option vest in four equal annual installments following December 9, 2026, subject to the Reporting Person's continued service on each such vesting date
Remarks:
Exhibit 24: Power of Attorney
/s/ Thomas Martin, Attorney-in-Fact10/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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