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Viking Acquisition Corp I CTO reports stock options

Three option positions are fully vested and exercisable; two others have vesting schedules tied to continued service.

(Moderate)

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Form Type
3

Rhea-AI Filing Summary

Viking Acquisition Corp I (NSTR) lists Chief Technology Officer Peter Klimas’s direct stock-option holdings over Common Shares. Three options cover 8,785, 2,306, and 3,101 shares and are fully vested and exercisable. A separate 3,101-share option vests in two equal annual installments following June 1, 2027, and a 16,003-share option vests in four equal annual installments following December 9, 2026; both schedules are subject to continued service on each vesting date. Each option has an exercise price of 0.0720 per share.

Insider Klimas Peter
Role Chief Technology Officer
Type Security Shares Price Value
holding Stock Option (Right to Buy) F1 -- -- --
holding Stock Option (Right to Buy) F1 -- -- --
holding Stock Option (Right to Buy) F1 -- -- --
holding Stock Option (Right to Buy) F2 -- -- --
holding Stock Option (Right to Buy) F3 -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 33,296 contracts (Direct)
Footnotes (3)
  1. F1. The shares underlying this option are fully vested and exercisable.
  2. F2. The shares underlying this option vest in two equal annual installments following June 1, 2027, subject to the Reporting Person's continued service on each such vesting date.
  3. F3. The shares underlying this option vest in four equal annual installments following December 9, 2026, subject to the Reporting Person's continued service on each such vesting date.
Underlying Common Shares 8,785 shares Option is fully vested and exercisable; expires September 25, 2028
Underlying Common Shares 2,306 shares Option is fully vested and exercisable; expires August 2, 2031
Underlying Common Shares 3,101 shares Option is fully vested and exercisable; expires June 1, 2034
Underlying Common Shares 3,101 shares Option vests in two equal annual installments following June 1, 2027, subject to continued service; expires June 1, 2034
Underlying Common Shares 16,003 shares Option vests in four equal annual installments following December 9, 2026, subject to continued service; expires December 9, 2035
Exercise price 0.0720 per share Applies to the reported stock options
fully vested and exercisable financial
"The shares underlying this option are fully vested and exercisable."
two equal annual installments financial
"vest in two equal annual installments"
continued service financial
"subject to the Reporting Person's continued service"

FAQ

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What NSTR options did Peter Klimas report?

Peter Klimas reported direct options covering 8,785, 2,306, 3,101, another 3,101, and 16,003 Common Shares, each with an exercise price of 0.0720 per share. The first three option entries are fully vested and exercisable; the other two vest in annual installments subject to continued service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Klimas Peter

(Last)(First)(Middle)
384 RUE SAINT JACQUES #300

(Street)
MONTREALH2Y 1S1

(City)(State)(Zip)

QUEBEC, CANADA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2026
3. Issuer Name and Ticker or Trading Symbol
NorthStar Earth & Space Enterprises, Inc. [ NSTR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)09/25/2028Common Shares8,785$0.072D
Stock Option (Right to Buy) (1)08/02/2031Common Shares2,306$0.072D
Stock Option (Right to Buy) (1)06/01/2034Common Shares3,101$0.072D
Stock Option (Right to Buy) (2)06/01/2034Common Shares3,101$0.072D
Stock Option (Right to Buy) (3)12/09/2035Common Shares16,003$0.072D
Explanation of Responses:
1. The shares underlying this option are fully vested and exercisable.
2. The shares underlying this option vest in two equal annual installments following June 1, 2027, subject to the Reporting Person's continued service on each such vesting date.
3. The shares underlying this option vest in four equal annual installments following December 9, 2026, subject to the Reporting Person's continued service on each such vesting date.
Remarks:
Exhibit 24: Power of Attorney
/s/ Thomas Martin, Attorney-in-Fact10/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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