NetApp director plans $690K stock sale under Rule 144

Available on EDGAR 09/21/2026 - 04:03 PM EDT Accepted by SEC EDGAR 09/21/2026 - 04:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NetApp, Inc. (NTAP) director Deepak Ahuja has filed a Rule 144 notice to sell 3,450 shares of NetApp common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $690,000, expected on September 21, 2026 on Nasdaq. The notice also reports that Ahuja sold 3,526 NetApp common shares on September 14, 2026 for total proceeds of $684,185.04 during the prior three months.

Key Figures

Planned shares to be sold: 3,450 shares Aggregate market value of planned sale: $690,000 Shares sold in prior 3 months: 3,526 shares +2 more

5 metrics

Planned shares to be sold 3,450 shares NetApp common stock under Rule 144, expected September 21, 2026

Aggregate market value of planned sale $690,000 3,450 NetApp common shares to be sold through Morgan Stanley Smith Barney LLC

Shares sold in prior 3 months 3,526 shares NetApp common stock sold by Deepak Ahuja on September 14, 2026

Proceeds from prior sale $684,185.04 Sale of 3,526 NetApp common shares on September 14, 2026

CUSIP 196,419,005 Identifier listed for NetApp common stock in the securities information section

Key Terms

Rule 144, restricted stock, aggregate market value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock financial

"Common | 09/12/2023 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

aggregate market value financial

"Common | Morgan Stanley Smith Barney LLC ... | 3450 | 690000.00"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for NetApp, Inc. (NTAP)?

The filing discloses that director Deepak Ahuja plans to sell 3,450 shares of NetApp common stock under Rule 144, with an aggregate market value of $690,000, in a transaction expected on September 21, 2026 on Nasdaq.

How many NTAP shares is Deepak Ahuja planning to sell under this Form 144?

Deepak Ahuja is planning to sell 3,450 shares of NetApp common stock. The filing lists these shares with an aggregate market value of $690,000, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services.

What prior NetApp (NTAP) stock sales by Deepak Ahuja are reported in the last three months?

The notice reports that on September 14, 2026, Deepak Ahuja sold 3,526 shares of NetApp common stock, with total proceeds of $684,185.04, as securities sold during the past three months.

Which broker is handling the planned NetApp (NTAP) share sale under Rule 144?

The planned sale of 3,450 shares of NetApp common stock is listed as being handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

On which market is the planned NetApp (NTAP) Rule 144 sale expected to occur?

The Rule 144 notice states that the planned sale of 3,450 NetApp common shares, with an aggregate market value of $690,000, is expected to occur on the Nasdaq market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001494732
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NETAPP, INC.
SEC File Number	000-27130
Address of Issuer	3060 Olsen Drive San Jose CALIFORNIA 95128
Phone	(408) 822-6000
Name of Person for Whose Account the Securities are To Be Sold	DEEPAK AHUJA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3450	690000.00	196419005	09/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/12/2023	Restricted Stock	ISSUER			3450	09/12/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DEEPAK AHUJA 3060 Olsen Drive San Jose CA 95128	Common	09/14/2026	3526	684185.04

144: Remarks and Signature

Remarks
Date of Notice	09/21/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Deepak P Ahuja
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)