NetApp holder plans sale of 3,526 shares

Director Deepak Ahuja filed a Rule 144 notice to potentially sell 3,526 NetApp common shares of restricted stock.

Available on EDGAR 09/14/2026 - 04:43 PM EDT Accepted by SEC EDGAR 09/14/2026 - 04:38 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NetApp, Inc. (NTAP) is the issuer of common stock for which Deepak Ahuja has filed a notice of proposed sale under Rule 144. The filing covers 3,526 shares of common stock, described as restricted stock, to be sold through Morgan Stanley Smith Barney LLC.

Key Figures

Shares of common stock to be sold: 3,526 shares Issuer phone number: (408) 822-6000 Proposed sale date reference: September 10, 2024

3 metrics

Shares of common stock to be sold 3,526 shares Restricted NetApp, Inc. common stock covered by the Rule 144 notice

Issuer phone number (408) 822-6000 Contact number for NetApp, Inc. in the issuer information section

Proposed sale date reference September 10, 2024 Date associated with the 3,526 restricted shares to be sold

Key Terms

Rule 144, restricted stock, common stock, NASDAQ

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock financial

"Common | 09/10/2024 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

common stock financial

"Common | 09/10/2024 | Restricted Stock | ISSUER"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

NASDAQ market

"09/14/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for NTAP disclose?

It discloses that Deepak Ahuja, associated with NetApp, Inc. (NTAP), filed a notice under Rule 144 for a proposed sale of 3,526 shares of NetApp common stock described as restricted stock through Morgan Stanley Smith Barney LLC.

How many NetApp (NTAP) shares are covered by Deepak Ahuja’s Form 144?

The Form 144 covers a proposed sale of 3,526 shares of NetApp, Inc. common stock. These shares are characterized as restricted stock in the filing.

What type of NetApp (NTAP) securities are referenced in this Form 144?

The filing references NetApp, Inc. common stock, specifically identified as restricted stock that is the subject of the proposed Rule 144 sale by Deepak Ahuja.

Who is the broker involved in the planned sale under Form 144 for NTAP?

The proposed sale of NetApp (NTAP) shares is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza in New York.

What transaction date is associated with the securities to be sold for NTAP in this Form 144?

The filing lists September 10, 2024 in connection with the 3,526 restricted shares of NetApp common stock to be sold under Rule 144.

Whose account is the NetApp (NTAP) stock being sold for in this Form 144?

The securities are to be sold for the account of Deepak Ahuja, with the filing noting that information is provided for the person whose account the securities are to be sold under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001494732
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NETAPP, INC.
SEC File Number	000-27130
Address of Issuer	3060 Olsen Drive San Jose CALIFORNIA 95128
Phone	(408) 822-6000
Name of Person for Whose Account the Securities are To Be Sold	DEEPAK AHUJA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3526	684185.04	196419005	09/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/10/2024	Restricted Stock	ISSUER			3526	09/10/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/14/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Deepak P Ahuja
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)