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NetApp (NTAP) CFO vests 5,424 RSUs; 2,736 shares withheld for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NetApp, Inc.’s EVP and CFO Wissam G. Jabre reported routine equity compensation activity. On May 15, 2026, 5,424 restricted stock units converted into an equal number of common shares, while 2,736 shares were withheld to cover tax obligations. Following these transactions, Jabre directly holds 40,540 common shares and 16,272 restricted stock units. The RSUs come from a 21,696-unit grant made on July 1, 2025, which vests 25% on May 15, 2026 and 6.25% quarterly thereafter, contingent on continued service.

Positive

  • None.

Negative

  • None.
Insider JABRE WISSAM G
Role EVP, CFO
Type Security Shares Price Value
Exercise Restricted Stock Unit 5,424 $0.00 --
Exercise Common Shares 5,424 $0.00 --
Tax Withholding Common Shares 2,736 $119.93 $328K
Holdings After Transaction: Restricted Stock Unit — 16,272 shares (Direct, null); Common Shares — 40,540 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units convert into common stock on a one-for-one basis. On July 1, 2025, the reporting person was granted 21,696 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2026 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
RSUs converted 5,424 shares Restricted stock units converting into common shares on May 15, 2026
Tax withholding shares 2,736 shares at $119.93 Shares withheld to cover tax obligations on May 15, 2026
Common shares held 40,540 shares Direct common stock ownership after reported transactions
RSUs remaining 16,272 units Restricted stock units remaining after 5,424 units converted
Original RSU grant 21,696 units Grant made on July 1, 2025
Initial vesting tranche 25% (5,424 units) Vests on May 15, 2026, subject to continued service
Ongoing vesting rate 6.25% quarterly Vesting of remaining RSUs over three years after May 15, 2026
Restricted stock units financial
"Restricted stock units convert into common stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"awards shall vest as to twenty-five percent (25%) of the shares May 15, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JABRE WISSAM G

(Last)(First)(Middle)
3060 OLSEN DRIVE

(Street)
SAN JOSE CALIFORNIA 95128

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/15/2026M5,424A(1)40,540D
Common Shares05/15/2026F2,736D$119.9337,804D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)05/15/2026M5,424 (2) (2)Common Shares5,424(1)16,272D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis.
2. On July 1, 2025, the reporting person was granted 21,696 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2026 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
/s/ Dena Acevedo, Attorney-in-Fact for Wissam Jabre05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NetApp (NTAP) CFO Wissam Jabre report?

NetApp’s CFO Wissam G. Jabre reported the vesting and conversion of 5,424 restricted stock units into common shares. As part of this equity compensation event, a portion of the shares was withheld to satisfy tax obligations rather than being sold on the open market.

How many NetApp (NTAP) shares were withheld for taxes in this Form 4?

In this Form 4, 2,736 NetApp common shares were withheld to cover tax liabilities. The withholding is coded as a tax-withholding disposition and is not an open-market sale, reflecting automatic settlement of taxes tied to RSU vesting.

How many NetApp (NTAP) shares does the CFO hold after these transactions?

After these transactions, NetApp’s CFO directly holds 40,540 common shares. He also holds 16,272 restricted stock units that may convert into additional common shares over time, subject to the original vesting schedule and continued service conditions.

What was the size and vesting schedule of the NetApp (NTAP) RSU grant?

The CFO received a grant of 21,696 restricted stock units on July 1, 2025. Twenty-five percent of the units vest on May 15, 2026, with 6.25% of the shares vesting quarterly for three years afterward, contingent on continued service.

Is the NetApp (NTAP) CFO’s Form 4 a market purchase or sale of shares?

The Form 4 reflects RSU conversion and tax withholding, not an open-market trade. Shares were acquired through RSU vesting, and 2,736 shares were withheld to pay taxes, so there is no reported open-market buying or selling in this filing.