NetApp director Ahuja granted 1,542 stock units

NetApp director Deepak Ahuja received an equity grant of 1,542 RSUs that vest before the next annual stockholder meeting, adding to his board-related compensation.

Rhea-AI Filing Summary

NetApp, Inc. (NTAP) reported that director Deepak Ahuja received a grant of 1,542 Restricted Stock Units (RSUs) on September 9, 2026. Each RSU converts into one share of common stock. The RSUs vest on the day immediately preceding the next Annual Meeting of Stockholders, subject to his continuous service on the Board.

Insider Trade Summary

Grant/Award: 1,542 shares

Grant/Award 1 txn

Insider Ahuja Deepak

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1, F2	1,542	--	--

Holdings After Transaction: Restricted Stock Unit — 1,542 contracts (Direct)

Footnotes (2)

1. F1. Restricted stock units convert into common stock on a one-for-one basis.
2. F2. On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

Key Figures

RSUs granted: 1,542 units RSU-to-common conversion ratio: 1:1 RSU holdings after grant: 1,542 units +1 more

4 metrics

RSUs granted 1,542 units Restricted Stock Units granted to director Deepak Ahuja on September 9, 2026

RSU-to-common conversion ratio 1:1 Each restricted stock unit converts into one share of NetApp common stock

RSU holdings after grant 1,542 units Total restricted stock units directly held by Deepak Ahuja after the reported transaction

Grant date September 9, 2026 Date the 1,542 restricted stock units were granted

Key Terms

Restricted Stock Unit, Annual Meeting of Stockholders, continuous service

3 terms

Restricted Stock Unit financial

"Restricted stock units convert into common stock on a one-for-one basis"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Annual Meeting of Stockholders regulatory

"vest on the day immediately preceding the date of the next Annual Meeting"

continuous service other

"subject to the reporting person's continuous service on the Board"

FAQ

What equity award did NetApp (NTAP) grant to director Deepak Ahuja?

NetApp granted 1,542 Restricted Stock Units (RSUs) to director Deepak Ahuja on September 9, 2026, as reported in the Form 4. Each RSU will convert into one share of NetApp common stock upon settlement.

When do Deepak Ahuja’s 1,542 RSUs at NetApp (NTAP) vest?

The 1,542 RSUs granted to Deepak Ahuja vest on the day immediately preceding the date of the next Annual Meeting of Stockholders following the grant date, provided he maintains continuous service on NetApp’s Board through that date.

How many NetApp (NTAP) shares does Deepak Ahuja hold directly after this Form 4 transaction?

After the reported grant, Deepak Ahuja directly holds 1,542 Restricted Stock Units, representing a right to receive an equal number of NetApp common shares upon conversion in accordance with the award terms.

What is the conversion ratio for Deepak Ahuja’s NetApp (NTAP) RSUs?

The filing states that the restricted stock units convert into common stock on a one-for-one basis, meaning each RSU will convert into one share of NetApp common stock when the units settle.

Was Deepak Ahuja’s NetApp (NTAP) RSU grant made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating that the September 9, 2026 RSU grant was made under a Rule 10b5-1 or other pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 05:24 PM Accepted by SEC EDGAR 09/10/2026 - 05:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ahuja Deepak

(Last) (First) (Middle)

3060 OLSEN DRIVE

(Street)

SAN JOSE CALIFORNIA 95128

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	09/09/2026		A		1,542		(2)	(2)	Common Shares	1,542	(1)	1,542	D

Explanation of Responses:

1. Restricted stock units convert into common stock on a one-for-one basis.

2. On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

	/s/ Colin Lloyd, Attorney-in-Fact for Deepak Ahuja	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)