What share withholding occurred for NTAP stock in this Form 4 transaction?

The filing shows 1,468 common shares were delivered or withheld at $204.99 per share. These shares were used for payment of exercise price or tax liability related to the RSU conversion, rather than being sold in the open market.

RSUs vest into 2,908 shares for NetApp EVP

Q: What insider equity activity did NTAP report for Elizabeth M. O'Callahan on this Form 4?

Elizabeth M. O'Callahan reported RSU vesting and share withholding at NetApp, Inc. (NTAP). Three RSU awards converted into 2,908 common shares, and 1,468 shares were delivered or withheld to cover exercise price or tax liability, with no open-market sale reported.

Q: How many NetApp (NTAP) restricted stock units vested for Elizabeth M. O'Callahan?

A total of 2,908 restricted stock units vested and converted into common shares for Elizabeth M. O'Callahan. The vesting came from three separate RSU grants dated July 13, 2023, July 1, 2024, and July 1, 2025, each following its stated vesting schedule.

Q: Did the NetApp (NTAP) Form 4 report any open-market stock sales or purchases?

The Form 4 reports no open-market purchases or sales of NetApp common stock. Activity consists of RSU vesting that generated 2,908 shares and a code F disposition of 1,468 shares for payment of exercise price or tax liability.

Q: What are the key grant dates and vesting terms for the NTAP RSUs reported?

The RSUs were granted on July 13, 2023, July 1, 2024, and July 1, 2025. Each grant vests 25% on a specified May 15 date, then 1/16th (6.25%) quarterly for three years, subject to continued service on each vesting date.

NetApp, Inc. (NTAP) reported equity compensation activity by EVP and Chief Administrative Officer Elizabeth M. O'Callahan.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

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Form Type

Rhea-AI Filing Summary

NetApp, Inc. (NTAP) reported equity compensation activity by EVP and Chief Administrative Officer Elizabeth M. O'Callahan. On 2026-08-15, three tranches of restricted stock units vested and converted one-for-one into a total of 2,908 common shares across prior grants from 2023, 2024, and 2025. On the same date, 1,468 common shares were delivered or withheld at $204.99 per share for payment of exercise price or tax liability, resulting in no net buy or sell transaction in the market.

Insider Trade Summary

2,908 shares exercised/converted

Exercise 5 txns

Insider O'Callahan Elizabeth M

Role EVP, Chief Admin. Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ^{F1, F2}	1,004	--	--
Exercise	Restricted Stock Unit ^{F1, F3}	699	--	--
Exercise	Restricted Stock Unit ^{F1, F4}	1,205	--	--
Exercise	Common Shares ^F1	2,908	--	--
Exercise Price or Tax Liability	Common Shares	1,468	$204.99	$301K

Holdings After Transaction: Restricted Stock Unit — 21,169 contracts (Direct); Common Shares — 31,737 shares (Direct)

Footnotes (4)

F1. Restricted stock units convert into common stock on a one-for-one basis.
F2. On July 13, 2023, the reporting person was granted 16,058 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
F3. On July 1, 2024, the reporting person was granted 11,195 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2025 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
F4. On July 1, 2025, the reporting person was granted 19,285 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2026 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Key Figures

RSUs converted: 2,908 shares Shares delivered/withheld: 1,468 shares Disposition reference price: $204.99 per share +3 more

6 metrics

RSUs converted 2,908 shares Restricted stock units converting into common shares on 2026-08-15 across three grants

Shares delivered/withheld 1,468 shares Code F disposition for payment of exercise price or tax liability on 2026-08-15

Disposition reference price $204.99 per share Price applied to 1,468 common shares delivered or withheld under code F

2023 RSU grant size 16,058 restricted stock units Grant to the reporting person on July 13, 2023

2024 RSU grant size 11,195 restricted stock units Grant to the reporting person on July 1, 2024

2025 RSU grant size 19,285 restricted stock units Grant to the reporting person on July 1, 2025

Key Terms

Restricted stock units, vest, Payment of exercise price or tax liability by delivering or withholding securities, one-for-one basis

4 terms

Restricted stock units financial

"Restricted stock units convert into common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

Payment of exercise price or tax liability by delivering or withholding securities financial

"transaction_code_description: Payment of exercise price or tax liability by delivering"

one-for-one basis financial

"Restricted stock units convert into common stock on a one-for-one basis."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity activity did NTAP report for Elizabeth M. O'Callahan on this Form 4?

Elizabeth M. O'Callahan reported RSU vesting and share withholding at NetApp, Inc. (NTAP). Three RSU awards converted into 2,908 common shares, and 1,468 shares were delivered or withheld to cover exercise price or tax liability, with no open-market sale reported.

How many NetApp (NTAP) restricted stock units vested for Elizabeth M. O'Callahan?

A total of 2,908 restricted stock units vested and converted into common shares for Elizabeth M. O'Callahan. The vesting came from three separate RSU grants dated July 13, 2023, July 1, 2024, and July 1, 2025, each following its stated vesting schedule.

Did the NetApp (NTAP) Form 4 report any open-market stock sales or purchases?

The Form 4 reports no open-market purchases or sales of NetApp common stock. Activity consists of RSU vesting that generated 2,908 shares and a code F disposition of 1,468 shares for payment of exercise price or tax liability.

What are the key grant dates and vesting terms for the NTAP RSUs reported?

The RSUs were granted on July 13, 2023, July 1, 2024, and July 1, 2025. Each grant vests 25% on a specified May 15 date, then 1/16th (6.25%) quarterly for three years, subject to continued service on each vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/18/2026 - 06:30 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O'Callahan Elizabeth M

(Last)

(First)

(Middle)

3060 OLSEN DRIVE

(Street)

SAN JOSE

CALIFORNIA

95128

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Chief Admin. Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	08/15/2026		M		2,908	A	⁽¹⁾	33,205	D
Common Shares	08/15/2026		F		1,468	D	$204.99	31,737	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	08/15/2026		M			1,004	⁽²⁾	⁽²⁾	Common Shares	1,004	⁽¹⁾	3,011	D
Restricted Stock Unit	⁽¹⁾	08/15/2026		M			699	⁽³⁾	⁽³⁾	Common Shares	699	⁽¹⁾	4,899	D
Restricted Stock Unit	⁽¹⁾	08/15/2026		M			1,205	⁽⁴⁾	⁽⁴⁾	Common Shares	1,205	⁽¹⁾	13,259	D

Explanation of Responses:

1. Restricted stock units convert into common stock on a one-for-one basis.

2. On July 13, 2023, the reporting person was granted 16,058 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

3. On July 1, 2024, the reporting person was granted 11,195 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2025 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

4. On July 1, 2025, the reporting person was granted 19,285 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2026 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

	/s/ Colin Lloyd, Attorney-in-Fact for Elizabeth M O'Callahan	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR