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NTES (NASDAQ) director resale notice: 10,000 shares via RBC Capital Markets

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

NTES Form 144 notice reports an intended sale of 10,000 shares of Common stock through RBC Capital Markets LLC with an associated figure of $1,283,100.00 and a listed market identifier NASDAQ. The filing also lists RSU vesting amounts of 8,825 shares vesting on 03/01/2025 and 1,175 shares vesting on 03/01/2026. The filing is a regulatory notice of proposed resale under the securities resale rules.

Positive

  • None.

Negative

  • None.

Insights

Form 144 notifies a broker of a proposed resale of restricted/controlled securities.

Section 144 filings provide a statutory notice that a holder intends to sell restricted or control securities under the resale safe harbors. The entry shows 10,000 shares and an amount of $1,283,100.00, consistent with a brokered resale notice to a market intermediary.

Timing and exact disposition method are not detailed here; subsequent filings or broker reports would show executed trades and proceeds.

This is a routine pre-sale disclosure; market impact depends on whether the sale transacts.

The filing lists vesting schedule details: 8,825 RSUs vesting 03/01/2025 and 1,175 RSUs vesting 03/01/2026, which describe future potential supply. These are vesting figures and not necessarily the shares being sold immediately.

Actual market impact will depend on execution size, timing, and whether sales are staggered or block trades.

Shares listed for resale 10,000 shares Form 144 filing line item
Associated dollar figure $1,283,100.00 Line item adjacent to broker information
Market identifier NASDAQ Exchange listed on the filing
RSUs vesting 03/01/2025 8,825 shares RSU vesting schedule entry dated <date>03/01/2025</date>
RSUs vesting 03/01/2026 1,175 shares RSU vesting schedule entry dated <date>03/01/2026</date>
Form 144 regulatory
"Filer Information | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
RSU VEST financial
"COMMON | 03/01/2025 | RSU VEST | ISSUER"
RBC Capital Markets LLC market
"COMMON | RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700"
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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does NTES Form 144 report?

It reports a proposed resale of 10,000 shares of common stock through RBC Capital Markets LLC. The form is a regulatory notice required before certain restricted or control securities are offered for sale.

Does the Form 144 confirm the shares have been sold for NTES?

No. The Form 144 is a notice of intent to sell rather than proof of sale. Execution details, trade prices, and proceeds would appear in broker confirmations or later filings.

What RSU vesting information does this filing show for NTES?

The filing lists 8,825 RSUs vesting on 03/01/2025 and 1,175 RSUs vesting on 03/01/2026. These entries reflect scheduled vesting amounts shown in the notice.

Who is the broker listed on the NTES Form 144?

The broker-dealer named is RBC Capital Markets LLC, with an address at 250 Nicollet Mall, Suite 1700, Minneapolis, MN. The broker is identified as the intermediary for the proposed resale.