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NeOnc Technologies (Nasdaq: NTHI) wins UAE IND for NEO100 ahead Phase 2a data

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

NeOnc Technologies Holdings, Inc. reported that the Department of Health – Abu Dhabi has granted Investigational New Drug (IND) status for NEO100, its lead intranasal nose‑to‑brain cancer therapy. The authorization covers NEO100-01, NEO100-02, and NEO100-03 protocols from Phase 1 through Phase 2 in adults, plus a pediatric pathway for Phase 1 and Phase 1b.

NEO100 targets progressive or recurrent Grade III or IV gliomas and complements NeOnc’s existing UAE IND for its NEO212 program. In the United States, NEO100 holds FDA Orphan Drug, Fast Track, and Rare Pediatric Disease designations, and the NEO100-01 Phase 2a trial in recurrent IDH1-mutant high-grade glioma is fully enrolled, with top-line data expected by the end of July 2026.

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Insights

UAE IND broadens NEO100’s global trial footprint ahead of key Phase 2a data.

The Abu Dhabi IND authorization allows NeOnc to run NEO100 across three protocols from Phase 1 to Phase 2 in adults, with pediatric Phase 1 and Phase 1b also permitted for progressive or recurrent Grade III or IV gliomas. This consolidates NEO100 as a central asset in the company’s CNS oncology pipeline.

In parallel, NEO100 already holds FDA Orphan Drug, Fast Track, and Rare Pediatric Disease designations in the U.S., and the NEO100-01 Phase 2a trial in recurrent IDH1-mutant high-grade glioma is fully enrolled. NeOnc expects top-line data by the end of July 2026, which it characterizes as a major milestone for the program.

The press release states that, based on data observed to date and regulatory interactions, NeOnc believes this readout may support discussions about Breakthrough Therapy designation and other pathways, while emphasizing that regulatory outcomes are uncertain. Actual impact will depend on the Phase 2a results and subsequent regulator feedback.

Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
UAE IND authorization scope NEO100-01, NEO100-02, NEO100-03 Protocols covered under Abu Dhabi IND across Phase 1–2 adult studies
Clinical phases authorized Phase 1, Phase 1b, Phase 2 Adult NEO100 studies permitted by Abu Dhabi IND
Pediatric pathway phases Phase 1 and Phase 1b Pediatric NEO100 studies authorized pending further protocol review
Target indication grade Grade III or IV Progressive or recurrent high-grade gliomas treated by NEO100
U.S. FDA designations Orphan Drug, Fast Track, Rare Pediatric Disease Regulatory designations held by NEO100 in the United States
Phase 2a data timing End of July 2026 Expected top-line readout for NEO100-01 Phase 2a trial
Investigational New Drug (IND) regulatory
"has granted Investigational New Drug (IND) status for NEO100"
An investigational new drug (IND) is a drug or biologic that is being tested but has not yet been approved for general use; it is the application and formal status that allows a company to begin human clinical trials under regulator oversight. Investors care because an IND marks the transition from lab work to human testing — like getting a permit to run real-world experiments — which creates important milestones, costs, timelines and regulatory risk that drive a development-stage company's value.
Orphan Drug regulatory
"In the United States, NEO100 has received FDA Orphan Drug"
A drug designated for an orphan disease is a medicine developed to treat a rare condition that affects only a small number of people. Regulators often give these drugs special incentives—such as reduced costs, faster review, and temporary exclusive selling rights—to encourage development, which matters to investors because those incentives can make a small market financially viable and reduce competition, much like a temporary patent on a niche product.
Fast Track regulatory
"received FDA Orphan Drug, Fast Track, and Rare Pediatric Disease"
A fast track designation is a regulatory label that speeds up the review and communication between a drug developer and regulators for treatments addressing serious illnesses or unmet medical needs. For investors, it matters because it can shorten development time and reduce regulatory delays—like getting a VIP lane at the airport—raising the chance of earlier market access and potential revenue, though it does not guarantee approval.
Rare Pediatric Disease regulatory
"Orphan Drug, Fast Track, and Rare Pediatric Disease designations"
A rare pediatric disease is a serious medical condition that primarily affects children and occurs so infrequently that only a small number of patients exist. Investors care because treatments for such conditions often get special regulatory incentives—think of government fast lanes and rewards for developers—making smaller markets potentially profitable due to pricing power, shorter development timelines, and reduced competition, much like a niche product that receives government-backed advantages.
Breakthrough Therapy designation regulatory
"may support one or more important regulatory pathways, including potential Breakthrough Therapy designation"
A breakthrough therapy designation is a regulatory fast-track given to a drug or treatment that shows early signs of providing a major improvement over existing options for a serious condition. Think of it as a VIP lane that can speed up development and more intensive guidance from regulators, which matters to investors because it can shorten time to market, reduce development risk and potentially increase a company’s value — though it does not guarantee approval.
blood-brain barrier medical
"therapeutics that are designed to address the persistent challenges in overcoming the blood-brain barrier"
A protective barrier of tightly packed cells and supporting tissue that controls what substances in the blood can enter the brain, acting like a security checkpoint that keeps out most pathogens and many drugs while allowing essential nutrients through. For investors, the barrier matters because whether a therapy can cross or safely bypass it often determines clinical success, regulatory approval and commercial potential for treatments of brain disorders.
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false 0001979414 0001979414 2026-06-23 2026-06-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported):

June 23, 2026

 

NEONC TECHNOLOGIES HOLDINGS, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

001-42567   92-1954864
(Commission File Number)   (IRS Employer Identification No.)

 

23975 Park Sorrento, Suite 205 Calabasas, CA   91302
(Address of Principal Executive Offices)   (Zip Code)

 

(818) 570-6844

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbols   Name of each exchange on which registered
Common Stock, par value $0.0001   NTHI   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 7.01. Regulation FD Disclosure.

 

On June 23, 2026, NeOnc Technologies Holdings, Inc. (the “Company”) issued a press release announcing that the Department of Health – Abu Dhabi (DOH) has granted Investigational New Drug (IND) status for NEO100, the Company’s lead candidate, an intranasally administered formulation of purified perillyl alcohol designed for non-invasive nose-to-brain delivery. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

 

The information in this Item 7.01 and Exhibit 99.1 furnished hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
99.1   Press Release, dated June 23, 2026
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 23, 2026 NeOnc Technologies Holdings, Inc.
     
  By: /s/ Amir Heshmatpour
    Name: Amir Heshmatpour
    Title: Chief Executive Officer, President and Executive Chairman

 

2

 

Exhibit 99.1

 

NeOnc Technologies Receives UAE IND Approval for NEO100, Expanding Global Development Ahead of
Anticipated Phase 2 Data Milestone

 

Authorization covers all three NEO100 programs across adult Phase 1 through Phase 2, plus pediatric studies

 

Extends NeOnc’s UAE footprint beyond NEO212 and complements ongoing U.S. development, where NEO100
holds FDA Orphan Drug, Fast Track, and Rare Pediatric Disease designations

 

CALABASAS, Calif., June 23, 2026 (GLOBE NEWSWIRE) – NeOnc Technologies Holdings, Inc. (Nasdaq: NTHI) (“NeOnc” or the “Company”), a clinical-stage biopharmaceutical company developing novel therapies for central nervous system (CNS) cancers, today announced that the Department of Health – Abu Dhabi (DOH) has granted Investigational New Drug (IND) status for NEO100, the Company’s lead candidate, an intranasally administered formulation of purified perillyl alcohol designed for non-invasive nose-to-brain delivery. The authorization covers the Company’s NEO100-01, NEO100-02, and NEO100-03 protocols across Phase 1, Phase 1b, and Phase 2 studies in adults, together with pediatric studies authorized for Phase 1 and Phase 1b pending further protocol review. The authorized indication is progressive or recurrent Grade III or IV gliomas.

 

The breadth of the UAE authorization, spanning three protocols and adult studies from Phase 1 through Phase 2 alongside a defined pediatric pathway, is intended to allow NeOnc to advance multiple stages of clinical development in parallel. The authorization follows the DOH’s recent IND clearance for the Company’s NEO212 program, announced in June 2026, and extends NeOnc’s clinical development footprint in the UAE across both of its lead platforms, the intranasal delivery platform represented by NEO100 and the drug-conjugation platform represented by NEO212.

 

In the United States, NEO100 has received FDA Orphan Drug, Fast Track, and Rare Pediatric Disease designations, and its lead clinical study, the NEO100-01 Phase 2a trial in recurrent IDH1-mutant high-grade glioma, is fully enrolled.

 

The Company expects to report top-line data from the fully enrolled NEO100-01 Phase 2a trial by the end of July 2026, representing what NeOnc believes may be one of the most important clinical milestones in the Company’s history. Based on the strength of the data observed to date and ongoing interactions with regulators, NeOnc believes the upcoming results may support one or more important regulatory pathways, including potential Breakthrough Therapy designation, expansion of existing Fast Track benefits, and enhanced development opportunities under the program’s existing Orphan Drug designation. While no assurance can be given regarding regulatory outcomes, the Company believes the upcoming data represent a significant milestone in the continued development of NEO100.

 

“This authorization is significant because it comes at a pivotal moment for NeOnc and the NEO100 program,” said Amir Heshmatpour, Chief Executive Officer, Executive Chairman and President of NeOnc. “NEO100 has already received FDA Orphan Drug, Fast Track, and Rare Pediatric Disease designations, and we are now approaching what we believe could be one of the most important clinical milestones in our Company’s history. We anticipate reporting top-line Phase 2a data by the end of July and believe those results may position NEO100 for additional regulatory opportunities, including potential Breakthrough Therapy designation. If the data continue to reflect the encouraging trends observed to date, we believe NEO100 has the potential to meaningfully alter the treatment paradigm for patients suffering from recurrent high-grade gliomas. While regulatory decisions are ultimately made by the FDA, we are encouraged by the progress of the program and remain focused on bringing a non-invasive treatment option to patients facing devastating brain cancers. Our objective is not simply to advance another oncology drug candidate, but to establish a new paradigm for non-invasive delivery of therapeutics to the brain, potentially changing how CNS diseases are treated worldwide.”

 

“NEO100 uses intranasal delivery to reach the brain directly, a practical route that circumvents the blood-brain barrier without surgery or systemic chemotherapy,” said Thomas Chen, MD, Ph.D., Founder, Chief Medical Officer and Chief Scientific Officer of NeOnc. “Because it is non-invasive, this approach can enable studies in difficult groups, including children with high-grade gliomas that have few options today. An authorization spanning Phase 1 through Phase 2 with a pediatric pathway lets us pursue that work where it is needed most.”

 

The upcoming Phase 2a readout represents the first controlled evaluation of NEO100 in recurrent IDH1-mutant high-grade glioma following encouraging earlier clinical observations. If the study meets its objectives, NeOnc believes the data could support discussions with regulators regarding accelerated development pathways and potentially serve as the foundation for future registrational planning.

 

 

 

 

High-grade gliomas, including WHO Grade III and IV disease, are among the most aggressive brain cancers, with limited treatment options after recurrence. The Company expects to work with healthcare institutions, investigators, and regulatory authorities in the UAE as clinical development activities advance.

 

The UAE authorization further positions NeOnc to rapidly expand clinical development activities internationally as the Company prepares for multiple anticipated regulatory and clinical milestones throughout the second half of 2026.

 

About NeOnc Technologies Holdings, Inc.

 

NeOnc Technologies Holdings, Inc. is a clinical-stage life sciences company focused on the development and commercialization of central nervous system therapeutics that are designed to address the persistent challenges in overcoming the blood-brain barrier. The Company’s NEO™ drug development platform has produced a portfolio of novel drug candidates and delivery methods with patent protections extending to 2038. These proprietary chemotherapy agents have demonstrated positive effects in laboratory tests on various types of cancers and in clinical trials treating malignant gliomas. NeOnc’s NEO100™ and NEO212™ therapeutics are in Phase II human clinical trials and are advancing under FDA Fast-Track and Investigational New Drug (IND) status. The Company has exclusively licensed an extensive worldwide patent portfolio from the University of Southern California consisting of issued patents and pending applications related to NEO100, NEO212, and other products from the NeOnc patent family for multiple uses, including oncological and neurological conditions.

 

For more about NeOnc and its pioneering technology, visit https://neonc.com.

 

Important Cautions Regarding Forward-Looking Statements

 

This press release contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements can be identified by terminology such as “may,” “will,” “should,” “intend,” “expect,” “plan,” “budget,” “forecast,” “anticipate,” “believe,” “estimate,” “predict,” “potential,” “continue,” “evaluating,” or similar words. Statements that contain these words should be read carefully, as they discuss our future expectations, projections of future results of operations or financial condition, or other forward-looking information.

 

Please refer to the “Risk Factors” section of our quarterly and annual reports on Form 10-Q and Form 10-K as filed with the Securities and Exchange Commission, along with other cautionary language in those reports and risk factors and other cautionary language in our subsequent filings with the Securities and Exchange Commission, which outline important risks and uncertainties. These may cause our actual results to differ materially from the forward-looking statements herein, including but not limited to the fact that results of preclinical studies and early clinical trials may not be predictive of results of future clinical trials, announced or published data from our clinical trials may change as more patient data become available and are subject to audit and verification procedures that could result in material changes in the final data, and our product candidates are in preclinical and clinical stages of development, are not approved for commercial sale and might never receive regulatory approval or become commercially viable.

 

We assume no obligation to revise or update any forward-looking statements, whether as a result of new information, future developments, or otherwise, except as required by applicable securities laws and regulations.

 

NEO100™ and NEO212™ are trademarks of NeOnc Technologies Holdings, Inc.

 

Company Contact:
info@neonc.com

 

Investor Contact:
Jon Nugent
Jon Nugent Communications
jon@jonnugent.com
205-566-3026

 

 

FAQ

What regulatory approval did NeOnc Technologies (NTHI) receive for NEO100 in the UAE?

NeOnc received Investigational New Drug (IND) status from the Department of Health – Abu Dhabi for NEO100. The authorization covers NEO100-01, NEO100-02, and NEO100-03 protocols across adult Phase 1, Phase 1b, and Phase 2 studies, plus pediatric Phase 1 and Phase 1b pending further protocol review.

Which indications are targeted by NeOnc Technologies’ (NTHI) NEO100 program under the UAE IND?

The authorized indication for NEO100 in the UAE is progressive or recurrent Grade III or IV gliomas. These high-grade brain tumors are among the most aggressive CNS cancers, and the intranasal NEO100 formulation is intended for non-invasive nose-to-brain delivery in both adult and pediatric clinical settings.

What is the status of NeOnc Technologies’ (NTHI) NEO100-01 Phase 2a trial in the United States?

The NEO100-01 Phase 2a trial in recurrent IDH1-mutant high-grade glioma is fully enrolled. NeOnc expects to report top-line data by the end of July 2026, describing this readout as one of the most important clinical milestones in the company’s history for the NEO100 program.

Which FDA designations does NeOnc Technologies’ (NTHI) NEO100 currently hold?

In the United States, NEO100 has received FDA Orphan Drug, Fast Track, and Rare Pediatric Disease designations. These designations are intended to support development of treatments for serious conditions, including recurrent high-grade gliomas, and may provide certain regulatory advantages during ongoing clinical development activities.

How does the UAE IND for NEO100 relate to NeOnc Technologies’ (NTHI) broader pipeline?

The UAE IND for NEO100 complements a recent IND clearance in Abu Dhabi for NeOnc’s NEO212 program. Together, these authorizations extend NeOnc’s clinical footprint across its intranasal delivery platform (NEO100) and drug-conjugation platform (NEO212), supporting international development of multiple central nervous system cancer candidates.

What potential future regulatory pathways does NeOnc Technologies (NTHI) mention for NEO100?

NeOnc states it believes upcoming NEO100-01 Phase 2a data may support discussions about potential Breakthrough Therapy designation and expanded Fast Track benefits. The company emphasizes that no assurance can be given regarding regulatory outcomes and that decisions ultimately rest with the FDA and other authorities.

Filing Exhibits & Attachments

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