NTHI officer buys shares, awarded stock grants

NEONC Technologies Holdings' Chief Accounting Officer David Suh Jr. reported recent stock activity.

Rhea-AI Filing Summary

NEONC Technologies Holdings' Chief Accounting Officer David Suh Jr. reported recent stock activity. On April 9, 2026, he made an open-market purchase of 200 shares of common stock at $5.00 per share, bringing his direct holdings to 111,866 shares.

On March 1, 2026, he was granted an aggregate 170,000 shares of restricted common stock under the company’s 2023 Equity Incentive Plan. Of these, 53,333 shares vested immediately, 58,333 shares are scheduled to vest on the one-year anniversary of the grant, and the remaining shares are performance-based, with the final number deliverable depending on achievement of specified performance criteria.

Insider Trade Summary

Net Buyer: 200 shares

Net Buy 3 txns

Insider SUH, DAVID JR.

Role Chief Accounting Officer

Bought 200 shs ($1K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	200	$5.00	$1K
Grant/Award	Common Stock	58,334	$0.00	$0.00
Grant/Award	Common Stock	111,666	$0.00	$0.00

Holdings After Transaction: Common Stock — 58,334 contracts (Direct); Common Stock — 111,866 shares (Direct)

Footnotes (6)

1. F1. Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").
2. F2. Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4.
3. F3. Not applicable.
4. F4. Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2.
5. F5. See footnote 3.
6. F6. This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein.

Key Figures

Open-market purchase: 200 shares at $5.00/share Post-transaction holdings: 111,866 shares Restricted stock grant: 170,000 shares +2 more

5 metrics

Open-market purchase 200 shares at $5.00/share Common Stock bought on April 9, 2026

Post-transaction holdings 111,866 shares Direct common stock holdings after April 9, 2026 trade

Restricted stock grant 170,000 shares Aggregate restricted common stock granted on March 1, 2026

Immediately vested shares 53,333 shares Restricted stock vested on March 1, 2026

One-year vesting tranche 58,333 shares Restricted stock vesting on first anniversary of March 1, 2026 grant

Key Terms

restricted common stock, 2023 Equity Incentive Plan, performance based restricted common stock, Restricted Stock Award Agreement

4 terms

restricted common stock financial

"Reporting Person was granted an aggregate 170,000 shares of restricted common stock"

Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.

2023 Equity Incentive Plan financial

"Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan")."

performance based restricted common stock financial

"Performance based restricted common stock granted pursuant to the Plan."

Restricted Stock Award Agreement financial

"as set forth in Reporting Person's Restricted Stock Award Agreement."

A restricted stock award agreement is a legal contract that grants someone company shares that are subject to limits — for example, they may only become fully owned after working at the company for a set time, meeting performance goals, or otherwise satisfying conditions. For investors, these agreements matter because they shape insider incentives, future share dilution when restrictions lift, and company compensation costs; think of it like a gift locked in a box that opens only after certain conditions are met.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did NTHI’s David Suh Jr. report in this filing?

David Suh Jr. reported an open-market purchase of 200 NTHI common shares at $5.00 per share and a grant of 170,000 shares of restricted common stock. The filing details vesting schedules and performance conditions tied to these equity awards.

How many NEONC Technologies (NTHI) shares does David Suh Jr. now hold?

After the reported transactions, David Suh Jr. directly holds 111,866 shares of NTHI common stock. This figure reflects his position following the April 9, 2026 open-market purchase and the March 1, 2026 restricted stock grants and vesting activity.

What are the key terms of the 170,000 restricted NTHI shares granted to David Suh Jr.?

David Suh Jr. received 170,000 restricted common shares under NTHI’s 2023 Equity Incentive Plan. 53,333 vested on March 1, 2026, 58,333 will vest one year later, and the remaining shares are performance-based with the deliverable amount tied to defined performance criteria.

Are all of David Suh Jr.’s new NTHI restricted shares time-based vesting?

No. Of the 170,000 restricted NTHI shares, some vest based on time and others on performance. 53,333 vested immediately, 58,333 vest after one year, and the balance are performance-based, with the actual number deliverable adjusted by specified performance criteria.

What is the nature of the performance-based NTHI restricted stock granted to David Suh Jr.?

The performance-based restricted shares are granted under NTHI’s 2023 Equity Incentive Plan. Vesting depends on achieving specified performance criteria unrelated to NTHI’s stock price, as defined in his Restricted Stock Award Agreement, and the 170,000-share figure is described as a target amount.

Did David Suh Jr. buy NTHI shares on the open market in this period?

Yes. On April 9, 2026, he executed an open-market purchase of 200 NTHI common shares at $5.00 per share. This transaction increased his directly held position to 111,866 shares, alongside his previously granted restricted stock awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/13/2026 - 06:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SUH, DAVID JR.

(Last) (First) (Middle)

23975 PARK SORRENTO

SUITE 205

(Street)

CALABASAS CALIFORNIA 91302

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEONC TECHNOLOGIES HOLDINGS, INC. [ NTHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/01/2026		A		111,666(2)	A	(3)	111,666	D
Common Stock	04/09/2026		P		200	A	$5	111,866	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock(1)	(3)	03/01/2026		A		58,334(4)		(5)	(5)	Common Stock	58,334(6)	(3)	58,334(6)	D

Explanation of Responses:

1. Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").

2. Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4.

3. Not applicable.

4. Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2.

5. See footnote 3.

6. This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein.

Remarks:

	/s/ David Suh, Jr.	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)