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Intellia director granted shares and options

Intellia Therapeutics, Inc. director Jesse Goodman reported equity awards consisting of common stock and stock options as part of compensation.

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Form Type
4

Rhea-AI Filing Summary

Intellia Therapeutics, Inc. director Jesse Goodman reported equity awards consisting of common stock and stock options as part of compensation. He received 9,200 shares of Common Stock$0.00 per share33,559 shares

Goodman also received a stock option for 13,300 shares of Common Stock$12.89 per share13,300 shares

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Insider GOODMAN JESSE
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 13,300 $0.00 $0.00
Grant/Award Common Stock 9,200 $0.00 $0.00
Holdings After Transaction: Stock Option (right to buy) — 13,300 contracts (Direct); Common Stock — 33,559 shares (Direct)
Footnotes (2)
  1. F1. Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.
  2. F2. This option was granted on June 9, 2026 with respect to 13,300 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.
Common stock granted 9,200 shares Award of Common Stock at $0.00 per share on June 9, 2026
Option grant size 13,300 shares Stock Option (right to buy) granted June 9, 2026
Option exercise price $12.89 per share Exercise price for 13,300-share stock option
Common shares held after 33,559 shares Total direct common stock holdings after awards
Option expiration June 8, 2036 Expiration date of stock option covering 13,300 shares
restricted stock units financial
"Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Option (right to buy) financial
"Stock Option (right to buy) with respect to 13,300 shares of Common Stock"
exercise price financial
"conversion_or_exercise_price: "12.8900" for the stock option grant"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
annual meeting of stockholders financial
"vests in full on the earlier to occur of the first anniversary or the date of the next annual meeting of stockholders"
expiration date financial
"expiration_date: "2036-06-08T00:00:00.000Z" for the stock option"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Intellia Therapeutics (NTLA) director Jesse Goodman report on this Form 4?

Jesse Goodman reported equity awards consisting of common stock and stock options. He received shares at no cost via restricted stock units and a new stock option grant, increasing both his direct share ownership and his derivative exposure to Intellia Therapeutics stock.

How many Intellia Therapeutics (NTLA) shares did Jesse Goodman acquire in this filing?

He acquired 9,200 shares of Intellia Therapeutics common stock at $0.00 per share. These shares are based on restricted stock units that each convert into one share, reflecting a compensation-related award rather than an open-market purchase of stock.

What stock options did Jesse Goodman receive from Intellia Therapeutics (NTLA)?

He received a stock option covering 13,300 shares of Intellia common stock at an exercise price of $12.89 per share. The option represents a right to buy shares in the future, subject to the vesting schedule disclosed in the filing footnotes.

When do Jesse Goodman’s new Intellia Therapeutics (NTLA) stock options vest?

The options vest in full on the earlier of the first anniversary of the June 9, 2026 grant date or the date of the next annual meeting of stockholders. This single-vesting date structure provides Goodman with potential future ownership once the condition is met.

How many Intellia Therapeutics (NTLA) shares does Jesse Goodman own after these awards?

After the reported award, Jesse Goodman directly owns 33,559 shares of Intellia Therapeutics common stock. This total reflects his holdings following the 9,200-share grant and gives investors a clearer view of his current equity stake in the company.

Are Jesse Goodman’s Intellia Therapeutics (NTLA) transactions open-market buys or compensation awards?

These transactions are compensation-related awards, not open-market purchases or sales. The Form 4 lists them under code "A" for grants or awards, covering both restricted stock units converted into shares and a new stock option grant with a specified exercise price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOODMAN JESSE

(Last)(First)(Middle)
C/O INTELLIA THERAPEUTICS, INC.
40 ERIE STREET; SUITE 130

(Street)
CAMBRIDGE MASSACHUSETTS 02139

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Intellia Therapeutics, Inc. [ NTLA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)06/09/2026A9,200A$0.0033,559D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$12.8906/09/2026A13,300 (2)06/08/2036Common Stock13,300$0.0013,300D
Explanation of Responses:
1. Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.
2. This option was granted on June 9, 2026 with respect to 13,300 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.
James Basta, attorney-in-fact06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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