STOCK TITAN

Natera (NTRA) co-founder sells 109 shares to cover RSU-related taxes

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Natera, Inc. director and co-founder Jonathan Sheena sold 109 shares of Common Stock on 2026-08-03 at $267.9893 per share. The sale was effected to satisfy tax withholding and remittance obligations arising from the vesting of RSUs and was carried out pursuant to a written instruction intended to meet the affirmative defense conditions of Rule 10b5-1(c), contained in a Stock Unit Agreement granted on January 31, 2025. Following the sale, Sheena held 245,614 shares directly. Separate holdings of 18,032 shares each are reported for the Caraluna 1 Trust and Caraluna 2 Trust for the benefit of trust beneficiaries, with Sheena disclaiming beneficial ownership of those securities.

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Insider Sheena Jonathan
Role Director
Sold 109 shs ($29K)
Type Security Shares Price Value
Sale Common Stock F1 109 $267.9893 $29K
holding Common Stock F2 -- -- --
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 245,614 shares (Direct); Common Stock — 18,032 shares (Indirect, By Caraluna 1 Trust); Common Stock — 18,032 shares (Indirect, By Caraluna 2 Trust)
Footnotes (2)
  1. F1. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and was made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on January 31, 2025.
  2. F2. Held for the benefit of the beneficiaries of the trust. The Reporting Person disclaims beneficial ownership over such securities.
Shares sold 109 shares Common Stock sale on 2026-08-03
Sale price per share $267.9893 Per-share price for the 109-share sale on 2026-08-03
Direct holdings after transaction 245,614 shares Direct Common Stock position following the 109-share sale
Caraluna 1 Trust holdings 18,032 shares Held for trust beneficiaries; reporting person disclaims beneficial ownership
Caraluna 2 Trust holdings 18,032 shares Held for trust beneficiaries; reporting person disclaims beneficial ownership
Rule 10b5-1(c) regulatory
"intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)"
Rule 10b5-1(c) is an SEC guideline that lets company insiders set up a written, pre-planned schedule to buy or sell their company stock when they are not in possession of material, nonpublic information. For investors, it matters because such plans can reduce the appearance of insider trading by separating decisions from inside knowledge—like putting your trades on autopilot—while also requiring scrutiny since pre-planned trades can still affect market confidence and share value.
tax withholding financial
"effected in order to satisfy tax withholding and remittance obligations"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
RSUs financial
"obligations in connection with the vesting of RSUs and was made"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
beneficial ownership regulatory
"The Reporting Person disclaims beneficial ownership over such securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Stock Unit Agreement financial
"contained in the Reporting Person's Stock Unit Agreement granted on January 31, 2025"

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FAQ

What insider transaction did Natera (NTRA) co-founder Jonathan Sheena report?

Jonathan Sheena reported selling 109 shares of Natera Common Stock on 2026-08-03 at $267.9893 per share. The sale was conducted to cover tax withholding and remittance obligations tied to the vesting of RSUs under a pre-arranged instruction in a stock unit agreement.

How many NTRA shares does Jonathan Sheena hold after this reported sale?

After the reported transaction, Jonathan Sheena held 245,614 shares of Natera Common Stock directly. In addition, 18,032 shares are held in each of the Caraluna 1 and Caraluna 2 Trusts, for which he disclaims beneficial ownership as they benefit trust beneficiaries.

Was Jonathan Sheena’s Natera (NTRA) share sale made under a Rule 10b5-1 trading arrangement?

Yes. The sale was made pursuant to a written instruction contained in a Stock Unit Agreement granted on January 31, 2025, which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and the Rule 10b5-1 box is checked.

What was the purpose of the Natera (NTRA) stock sale reported by Jonathan Sheena?

The 109-share sale was executed to satisfy tax withholding and remittance obligations associated with the vesting of RSUs. It was carried out under a written 10b5-1-compliant instruction embedded in a Stock Unit Agreement granted on January 31, 2025, rather than as a discretionary trade.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sheena Jonathan

(Last)(First)(Middle)
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100

(Street)
AUSTIN TEXAS 78753

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)XOther (specify below)
CO-FOUNDER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S109(1)D$267.9893245,614D
Common Stock18,032IBy Caraluna 1 Trust(2)
Common Stock18,032IBy Caraluna 2 Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and was made pursuant to a written instruction that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act contained in the Reporting Person's Stock Unit Agreement granted on January 31, 2025.
2. Held for the benefit of the beneficiaries of the trust. The Reporting Person disclaims beneficial ownership over such securities.
/s/ Tami Chen, Attorney-in-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)