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Natera (NASDAQ: NTRA) director receives RSUs in lieu of cash

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Natera director Monica Bertagnolli received equity compensation instead of cash fees. On 01/30/2026 she was issued 70 Restricted Stock Units (RSUs) in lieu of a quarterly board retainer of $16,875. The RSUs were fully vested at issuance and each RSU equals one share of Natera common stock, bringing her directly held beneficial ownership to 5,291 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bertagnolli Monica

(Last) (First) (Middle)
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100

(Street)
AUSTIN TX 78753

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 A 70(1) A (2) 5,291 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person in lieu of quarterly retainer fees of $16,875 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance.
2. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
/s/ Tami Chen, Attorney-in-Fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Natera (NTRA) report for Monica Bertagnolli?

Natera reported that director Monica Bertagnolli received 70 Restricted Stock Units on 01/30/2026. These RSUs were granted as compensation for board service, fully vested at issuance, and increased her directly held beneficial ownership to 5,291 shares of Natera common stock.

How many Natera shares does Monica Bertagnolli beneficially own after this Form 4?

After the reported transaction, Monica Bertagnolli beneficially owns 5,291 shares of Natera common stock directly. This reflects the addition of 70 fully vested Restricted Stock Units granted in lieu of a cash quarterly board retainer of $16,875 for her director service.

What are the terms of the RSUs granted to Natera director Monica Bertagnolli?

The grant consists of 70 Restricted Stock Units issued in lieu of a $16,875 quarterly board retainer. The RSUs were fully vested at the time of issuance, and each RSU represents a contingent right to receive one share of Natera’s common stock upon settlement.

Was cash paid in the Natera (NTRA) Form 4 transaction for Monica Bertagnolli?

No cash was paid by the director for these shares; the Form 4 shows a price of $0.0000 per share. The 70 RSUs were issued as non-cash compensation, replacing a $16,875 cash quarterly retainer for service on Natera’s Board of Directors.

Are the RSUs reported by Natera for Monica Bertagnolli already vested?

Yes, the filing states the 70 Restricted Stock Units were fully vested at issuance. They were granted on 01/30/2026 in lieu of a $16,875 quarterly board retainer, with each RSU corresponding to one share of Natera common stock when delivered.

Is Monica Bertagnolli’s ownership in Natera direct or indirect in this filing?

The Form 4 classifies her post-transaction holding of 5,291 Natera common shares as direct ownership. The reported 70 fully vested Restricted Stock Units, issued as board compensation, are tied to her individual service on the company’s Board of Directors.
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United States
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