NETSOL Technologies (NTWK) director granted 2,598 shares as equity compensation

Rhea-AI Filing Summary

CATON MARK reported acquisition or exercise transactions in this Form 4 filing.

NETSOL Technologies Inc. director Mark Caton received 2,598 shares of Common Stock as compensation for services rendered. The shares were granted at no cash cost to him and increase his direct ownership to 176,437 shares. This is a routine equity compensation award rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider CATON MARK

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,598	$0.00	--

Holdings After Transaction: Common Stock — 176,437 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 2,598 shares Grant price: $0.0000 per share Shares owned after: 176,437 shares +1 more

4 metrics

Shares granted 2,598 shares Common Stock award as compensation

Grant price $0.0000 per share Equity compensation, no cash paid

Shares owned after 176,437 shares Direct ownership following grant

Transaction code A (Grant, award, or other acquisition) Non-derivative Common Stock

Key Terms

Grant, award, or other acquisition, Common Stock, Form 4, compensation for services rendered

4 terms

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

compensation for services rendered financial

"Issued as compensation for services rendered."

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/07/2026 - 04:04 PM Accepted by SEC EDGAR 07/07/2026 - 04:04 PM Learn about SEC filing dates

FAQ

What insider transaction did NETSOL Technologies (NTWK) report for Mark Caton?

NETSOL Technologies reported that director Mark Caton received a grant of 2,598 shares of Common Stock. The award was issued as compensation for services rendered, increasing his direct ownership position without involving any open-market buying or selling activity.

How many NTWK shares does Mark Caton hold after this Form 4 transaction?

After the reported grant, Mark Caton directly holds 176,437 shares of NETSOL Technologies Common Stock. This total reflects the addition of 2,598 shares awarded as compensation, as disclosed in the Form 4 insider trading report filed with regulators.

Was cash paid for the 2,598 NETSOL Technologies shares granted to Mark Caton?

No cash was paid for these 2,598 shares. The Form 4 shows a transaction price per share of $0.0000, and a footnote explains the shares were issued as compensation for services rendered, rather than purchased in the open market.

What does transaction code "A" mean in the NETSOL Technologies (NTWK) Form 4?

Transaction code "A" on the NETSOL Technologies Form 4 indicates a grant, award, or other acquisition. In this case, director Mark Caton received 2,598 shares of Common Stock as a compensation award, classified as a non-derivative acquisition rather than a market trade.

Is Mark Caton’s NTWK share award considered a buy or sell transaction?

The award is not classified as a buy or sell. The Form 4 labels it as a grant or award acquisition (code "A"), with 2,598 shares of Common Stock issued as compensation, meaning there was no open-market purchase or sale involved in this transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CATON MARK

(Last) (First) (Middle)

C/O NETSOL TECHNOLOGIES, INC.

16000 VENTURA BLVD., SUITE 770

(Street)

ENCINO CALIFORNIA 91436

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NETSOL TECHNOLOGIES INC [ NTWK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026	07/01/2026	A		2,598	A	$0(1)	176,437	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Issued as compensation for services rendered.

	/s/ Mark Caton	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)