New ERA Energy & Digital grants COO 550K stock units

The RSUs vest monthly over four years, subject to continued employment, and are settled in common stock after vesting.

Available on EDGAR 10/30/2026 - 06:37 PM EDT Accepted by SEC EDGAR 10/30/2026 - 06:36 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

New ERA Energy & Digital, Inc. Chief Operating Officer Jose Reynaldo Rodriguez received a grant of 550,000 restricted stock units (RSUs) on July 6, 2026; his reported position following the transaction was 550,000 shares. The RSUs vest in equal monthly installments on the first business day of each calendar month over four years, subject to continued employment through each vesting date. Vested RSUs are paid in common stock on or promptly after vesting, no later than March 15 of the following calendar year. The transaction was reported late due to an administrative oversight.

Insider Trade Summary

Grant/Award: 550,000 shares

Grant/Award 1 txn

Insider Rodriguez Jose Reynaldo

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	550,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 550,000 shares (Direct)

Holdings Before and After: Common Stock, 0 to 550,000 shares (Direct)

Footnotes (2)

1. F1. The transaction reported herein was not timely reported due to an administrative oversight.
2. F2. Represents restricted stock units ("RSUs") granted to the Reporting Person that vest in equal installments on the first business day of each calendar month following the grant date over a period of four (4) years, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. The vested RSUs will be paid on or as promptly as practicable following the vesting date (but in no event later than March 15 of the calendar year following the calendar year in which the RSUs become vested) in the form of the Issuer's common stock equal to the number of vested RSUs.

Key Figures

RSUs granted: 550,000 restricted stock units Reported position following transaction: 550,000 shares Vesting period: Four years +1 more

4 metrics

RSUs granted 550,000 restricted stock units July 6, 2026

Reported position following transaction 550,000 shares Direct

Vesting period Four years Equal monthly installments

Payment deadline March 15 Of the calendar year following the year the RSUs vest

Key Terms

restricted stock units, vest in equal installments, vesting date

3 terms

restricted stock units financial

"restricted stock units ("RSUs") granted to the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest in equal installments financial

"vest in equal installments on the first business day"

vesting date financial

"through each applicable vesting date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NUAI RSUs did COO Jose Reynaldo Rodriguez receive?

Jose Reynaldo Rodriguez received a grant of 550,000 restricted stock units on July 6, 2026. His reported position following the transaction was 550,000 shares.

When do Jose Reynaldo Rodriguez's NUAI RSUs vest and how are they paid?

They vest in equal installments on the first business day of each calendar month over four years, subject to continued employment through each vesting date. Vested RSUs are paid in common stock on or as promptly as practicable following vesting, but no later than March 15 of the calendar year following the calendar year in which they vest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rodriguez Jose Reynaldo

(Last) (First) (Middle)

200 NORTH LORAINE STREET #1324

(Street)

MIDLAND TEXAS 79701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
New ERA Energy & Digital, Inc. [ NUAI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/06/2026(1)		A		550,000(2)	A	$0	550,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported herein was not timely reported due to an administrative oversight.

2. Represents restricted stock units ("RSUs") granted to the Reporting Person that vest in equal installments on the first business day of each calendar month following the grant date over a period of four (4) years, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. The vested RSUs will be paid on or as promptly as practicable following the vesting date (but in no event later than March 15 of the calendar year following the calendar year in which the RSUs become vested) in the form of the Issuer's common stock equal to the number of vested RSUs.

	Lisa Kish, Attorney-in-Fact for Jose R. Rodriguez	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)