STOCK TITAN

[8-K] Nukkleus Inc. Warrants Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

On June 30, 2025, Gold Acquisition Sub, Inc., an indirect, wholly-owned subsidiary of The Home Depot, Inc., filed a Schedule TO-C with the U.S. Securities and Exchange Commission. The filing relates to pre-commencement communications for a planned third-party tender offer under Rule 14d-1 for all outstanding shares of GMS Inc. common stock (CUSIP 36251C103).

The document is strictly a preliminary notice; therefore, no transaction valuation or SEC filing fee is required at this stage. The form confirms that the contemplated transaction is not an issuer tender offer, going-private transaction, or Schedule 13D amendment. A single exhibit (Exhibit 99.1) is listed: a press release issued by Home Depot on the same date. No pricing terms, timing details, or other financial metrics are disclosed in this filing.

Key administrative details include the designated contact person, Teresa Wynn Roseborough (EVP, General Counsel of Home Depot), and outside counsel Weil, Gotshal & Manges LLP. The box indicating that the filing is a final amendment remains unchecked, underscoring that this is an initial communication rather than the definitive tender offer statement.

Il 30 giugno 2025, Gold Acquisition Sub, Inc., una controllata indiretta e interamente posseduta di The Home Depot, Inc., ha presentato un Schedule TO-C alla Securities and Exchange Commission degli Stati Uniti. La comunicazione riguarda le comunicazioni pre-inizio per un previsto offerta pubblica di acquisto da parte di terzi ai sensi della Regola 14d-1 per tutte le azioni ordinarie in circolazione di GMS Inc. (CUSIP 36251C103).

Il documento è strettamente un avviso preliminare; pertanto, in questa fase non è richiesta alcuna valutazione della transazione né il pagamento di una tassa di deposito alla SEC. Il modulo conferma che la transazione prevista non è un'offerta pubblica di acquisto da parte dell'emittente, una transazione di privatizzazione o un emendamento al Schedule 13D. È indicato un unico allegato (Allegato 99.1): un comunicato stampa emesso da Home Depot nella stessa data. Non sono stati divulgati termini di prezzo, dettagli sui tempi o altri parametri finanziari in questo deposito.

I dettagli amministrativi principali includono la persona di contatto designata, Teresa Wynn Roseborough (EVP, Consigliere Generale di Home Depot), e il consulente legale esterno Weil, Gotshal & Manges LLP. La casella che indica che il deposito è un emendamento finale non è selezionata, sottolineando che questa è una comunicazione iniziale e non la dichiarazione definitiva dell'offerta pubblica di acquisto.

El 30 de junio de 2025, Gold Acquisition Sub, Inc., una subsidiaria indirecta y totalmente propiedad de The Home Depot, Inc., presentó un Schedule TO-C ante la Comisión de Bolsa y Valores de EE. UU. (SEC). La presentación se relaciona con las comunicaciones previas al inicio para una planeada oferta pública de adquisición por terceros bajo la Regla 14d-1 para todas las acciones ordinarias en circulación de GMS Inc. (CUSIP 36251C103).

El documento es estrictamente un aviso preliminar; por lo tanto, en esta etapa no se requiere valoración de la transacción ni pago de tasas a la SEC. El formulario confirma que la transacción contemplada no es una oferta pública de adquisición del emisor, una transacción para privatizar o una enmienda al Schedule 13D. Se lista un solo anexo (Anexo 99.1): un comunicado de prensa emitido por Home Depot en la misma fecha. No se divulgan términos de precio, detalles de cronograma u otros parámetros financieros en esta presentación.

Los detalles administrativos clave incluyen la persona de contacto designada, Teresa Wynn Roseborough (EVP, Asesora General de Home Depot), y el asesor legal externo Weil, Gotshal & Manges LLP. La casilla que indica que la presentación es una enmienda final permanece sin marcar, destacando que esta es una comunicación inicial y no la declaración definitiva de la oferta pública.

2025년 6월 30일, Gold Acquisition Sub, Inc.는 The Home Depot, Inc.의 간접 완전 자회사로서 미국 증권거래위원회(SEC)에 Schedule TO-C를 제출했습니다. 이 제출은 Rule 14d-1에 따른 예정된 제3자 공개 매수 제안에 관한 사전 개시 통신과 관련되며, GMS Inc.의 모든 발행 보통주(CUSIP 36251C103)를 대상으로 합니다.

이 문서는 엄격히 예비 통지로서, 이 단계에서는 거래 평가나 SEC 제출 수수료가 요구되지 않습니다. 양식은 예정된 거래가 발행인 공개 매수 제안, 비상장 전환 거래, 또는 Schedule 13D 수정이 아님을 확인합니다. 단일 부속서(부속서 99.1)로는 같은 날 Home Depot가 발표한 보도자료가 포함되어 있습니다. 가격 조건, 일정 세부사항 또는 기타 재무 지표는 이 제출서에 공개되지 않았습니다.

주요 행정 세부사항으로는 지정 연락처인 Teresa Wynn Roseborough(Home Depot EVP, 법률 고문)와 외부 법률 자문 Weil, Gotshal & Manges LLP가 포함됩니다. 제출서가 최종 수정본임을 나타내는 박스는 체크되어 있지 않아, 이 문서가 확정적인 공개 매수 제안서가 아닌 초기 통신임을 강조합니다.

Le 30 juin 2025, Gold Acquisition Sub, Inc., une filiale indirecte et entièrement détenue par The Home Depot, Inc., a déposé un Schedule TO-C auprès de la Securities and Exchange Commission des États-Unis. Ce dépôt concerne les communications préalables au lancement d'une offre publique d'achat par un tiers prévue en vertu de la règle 14d-1 pour toutes les actions ordinaires en circulation de GMS Inc. (CUSIP 36251C103).

Le document est strictement un avis préliminaire ; par conséquent, aucune évaluation de la transaction ni frais de dépôt auprès de la SEC ne sont requis à ce stade. Le formulaire confirme que la transaction envisagée n’est pas une offre publique d’achat de l’émetteur, une opération de privatisation ou un amendement au Schedule 13D. Un seul annexé (Annexe 99.1) est mentionné : un communiqué de presse publié par Home Depot à la même date. Aucun terme de prix, détail de calendrier ou autre indicateur financier n’est divulgué dans ce dépôt.

Les principaux détails administratifs incluent la personne de contact désignée, Teresa Wynn Roseborough (EVP, conseillère juridique générale de Home Depot), ainsi que les avocats externes Weil, Gotshal & Manges LLP. La case indiquant qu’il s’agit d’une modification finale reste décochée, soulignant qu’il s’agit d’une communication initiale et non de la déclaration définitive de l’offre publique.

Am 30. Juni 2025 reichte Gold Acquisition Sub, Inc., eine indirekte, hundertprozentige Tochtergesellschaft von The Home Depot, Inc., bei der US-Börsenaufsichtsbehörde SEC ein Schedule TO-C ein. Die Einreichung bezieht sich auf Vorabkommunikationen für ein geplantes Übernahmeangebot durch Dritte gemäß Regel 14d-1 für alle ausstehenden Stammaktien von GMS Inc. (CUSIP 36251C103).

Das Dokument ist streng genommen eine vorläufige Mitteilung; daher sind zu diesem Zeitpunkt keine Transaktionsbewertung oder SEC-Gebühren erforderlich. Das Formular bestätigt, dass die geplante Transaktion kein Übernahmeangebot des Emittenten, keine Going-Private-Transaktion oder eine Änderung des Schedule 13D ist. Es wird nur eine Anlage (Anlage 99.1) aufgeführt: eine Pressemitteilung von Home Depot vom selben Datum. Preisangaben, Zeitpläne oder andere finanzielle Kennzahlen werden in dieser Einreichung nicht offengelegt.

Wichtige administrative Details umfassen die benannte Kontaktperson Teresa Wynn Roseborough (EVP, General Counsel von Home Depot) sowie die externe Rechtsberatung Weil, Gotshal & Manges LLP. Das Kästchen, das angibt, dass es sich um eine endgültige Änderung handelt, ist nicht angekreuzt, was unterstreicht, dass es sich um eine erste Mitteilung und nicht um die endgültige Angebotsunterlage handelt.

Positive
  • Home Depot’s subsidiary files Schedule TO-C indicating intent to acquire GMS via third-party tender offer, signalling potential premium and liquidity event for GMS shareholders.
Negative
  • None.

Insights

TL;DR: Home Depot signals intent to launch a tender offer for GMS; early, but strategically important disclosure.

The Schedule TO-C confirms that Home Depot, via Gold Acquisition Sub, plans a third-party tender offer for all GMS shares. While terms such as offer price, premium, and timing are absent, the very act of filing indicates a concrete acquisition trajectory governed by Rule 14d-1. Investors should note that this is a preparatory step; the formal offer (Schedule TO-I) will trigger valuation metrics, proration rules, and commencement deadlines. The absence of a filing fee is normal for pre-commencement communications. Inclusion of a contemporaneous press release (Ex 99.1) suggests coordinated public disclosure, increasing transaction credibility. Given Home Depot’s scale, an eventual bid could deliver a premium to GMS holders and diversification benefits to Home Depot, but specifics await subsequent filings.

Il 30 giugno 2025, Gold Acquisition Sub, Inc., una controllata indiretta e interamente posseduta di The Home Depot, Inc., ha presentato un Schedule TO-C alla Securities and Exchange Commission degli Stati Uniti. La comunicazione riguarda le comunicazioni pre-inizio per un previsto offerta pubblica di acquisto da parte di terzi ai sensi della Regola 14d-1 per tutte le azioni ordinarie in circolazione di GMS Inc. (CUSIP 36251C103).

Il documento è strettamente un avviso preliminare; pertanto, in questa fase non è richiesta alcuna valutazione della transazione né il pagamento di una tassa di deposito alla SEC. Il modulo conferma che la transazione prevista non è un'offerta pubblica di acquisto da parte dell'emittente, una transazione di privatizzazione o un emendamento al Schedule 13D. È indicato un unico allegato (Allegato 99.1): un comunicato stampa emesso da Home Depot nella stessa data. Non sono stati divulgati termini di prezzo, dettagli sui tempi o altri parametri finanziari in questo deposito.

I dettagli amministrativi principali includono la persona di contatto designata, Teresa Wynn Roseborough (EVP, Consigliere Generale di Home Depot), e il consulente legale esterno Weil, Gotshal & Manges LLP. La casella che indica che il deposito è un emendamento finale non è selezionata, sottolineando che questa è una comunicazione iniziale e non la dichiarazione definitiva dell'offerta pubblica di acquisto.

El 30 de junio de 2025, Gold Acquisition Sub, Inc., una subsidiaria indirecta y totalmente propiedad de The Home Depot, Inc., presentó un Schedule TO-C ante la Comisión de Bolsa y Valores de EE. UU. (SEC). La presentación se relaciona con las comunicaciones previas al inicio para una planeada oferta pública de adquisición por terceros bajo la Regla 14d-1 para todas las acciones ordinarias en circulación de GMS Inc. (CUSIP 36251C103).

El documento es estrictamente un aviso preliminar; por lo tanto, en esta etapa no se requiere valoración de la transacción ni pago de tasas a la SEC. El formulario confirma que la transacción contemplada no es una oferta pública de adquisición del emisor, una transacción para privatizar o una enmienda al Schedule 13D. Se lista un solo anexo (Anexo 99.1): un comunicado de prensa emitido por Home Depot en la misma fecha. No se divulgan términos de precio, detalles de cronograma u otros parámetros financieros en esta presentación.

Los detalles administrativos clave incluyen la persona de contacto designada, Teresa Wynn Roseborough (EVP, Asesora General de Home Depot), y el asesor legal externo Weil, Gotshal & Manges LLP. La casilla que indica que la presentación es una enmienda final permanece sin marcar, destacando que esta es una comunicación inicial y no la declaración definitiva de la oferta pública.

2025년 6월 30일, Gold Acquisition Sub, Inc.는 The Home Depot, Inc.의 간접 완전 자회사로서 미국 증권거래위원회(SEC)에 Schedule TO-C를 제출했습니다. 이 제출은 Rule 14d-1에 따른 예정된 제3자 공개 매수 제안에 관한 사전 개시 통신과 관련되며, GMS Inc.의 모든 발행 보통주(CUSIP 36251C103)를 대상으로 합니다.

이 문서는 엄격히 예비 통지로서, 이 단계에서는 거래 평가나 SEC 제출 수수료가 요구되지 않습니다. 양식은 예정된 거래가 발행인 공개 매수 제안, 비상장 전환 거래, 또는 Schedule 13D 수정이 아님을 확인합니다. 단일 부속서(부속서 99.1)로는 같은 날 Home Depot가 발표한 보도자료가 포함되어 있습니다. 가격 조건, 일정 세부사항 또는 기타 재무 지표는 이 제출서에 공개되지 않았습니다.

주요 행정 세부사항으로는 지정 연락처인 Teresa Wynn Roseborough(Home Depot EVP, 법률 고문)와 외부 법률 자문 Weil, Gotshal & Manges LLP가 포함됩니다. 제출서가 최종 수정본임을 나타내는 박스는 체크되어 있지 않아, 이 문서가 확정적인 공개 매수 제안서가 아닌 초기 통신임을 강조합니다.

Le 30 juin 2025, Gold Acquisition Sub, Inc., une filiale indirecte et entièrement détenue par The Home Depot, Inc., a déposé un Schedule TO-C auprès de la Securities and Exchange Commission des États-Unis. Ce dépôt concerne les communications préalables au lancement d'une offre publique d'achat par un tiers prévue en vertu de la règle 14d-1 pour toutes les actions ordinaires en circulation de GMS Inc. (CUSIP 36251C103).

Le document est strictement un avis préliminaire ; par conséquent, aucune évaluation de la transaction ni frais de dépôt auprès de la SEC ne sont requis à ce stade. Le formulaire confirme que la transaction envisagée n’est pas une offre publique d’achat de l’émetteur, une opération de privatisation ou un amendement au Schedule 13D. Un seul annexé (Annexe 99.1) est mentionné : un communiqué de presse publié par Home Depot à la même date. Aucun terme de prix, détail de calendrier ou autre indicateur financier n’est divulgué dans ce dépôt.

Les principaux détails administratifs incluent la personne de contact désignée, Teresa Wynn Roseborough (EVP, conseillère juridique générale de Home Depot), ainsi que les avocats externes Weil, Gotshal & Manges LLP. La case indiquant qu’il s’agit d’une modification finale reste décochée, soulignant qu’il s’agit d’une communication initiale et non de la déclaration définitive de l’offre publique.

Am 30. Juni 2025 reichte Gold Acquisition Sub, Inc., eine indirekte, hundertprozentige Tochtergesellschaft von The Home Depot, Inc., bei der US-Börsenaufsichtsbehörde SEC ein Schedule TO-C ein. Die Einreichung bezieht sich auf Vorabkommunikationen für ein geplantes Übernahmeangebot durch Dritte gemäß Regel 14d-1 für alle ausstehenden Stammaktien von GMS Inc. (CUSIP 36251C103).

Das Dokument ist streng genommen eine vorläufige Mitteilung; daher sind zu diesem Zeitpunkt keine Transaktionsbewertung oder SEC-Gebühren erforderlich. Das Formular bestätigt, dass die geplante Transaktion kein Übernahmeangebot des Emittenten, keine Going-Private-Transaktion oder eine Änderung des Schedule 13D ist. Es wird nur eine Anlage (Anlage 99.1) aufgeführt: eine Pressemitteilung von Home Depot vom selben Datum. Preisangaben, Zeitpläne oder andere finanzielle Kennzahlen werden in dieser Einreichung nicht offengelegt.

Wichtige administrative Details umfassen die benannte Kontaktperson Teresa Wynn Roseborough (EVP, General Counsel von Home Depot) sowie die externe Rechtsberatung Weil, Gotshal & Manges LLP. Das Kästchen, das angibt, dass es sich um eine endgültige Änderung handelt, ist nicht angekreuzt, was unterstreicht, dass es sich um eine erste Mitteilung und nicht um die endgültige Angebotsunterlage handelt.

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 25, 2025

 

NUKKLEUS INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-39341   38-3912845
(State or other jurisdiction of
incorporation or organization)
  (Commission File Number)   (IRS Employer
Identification Number)

 

575 Fifth Avenue, 14th Floor

New York, New York 10017

(Address of principal executive offices)

 

212-791-4663

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.0001 par value per share   NUKK   The Nasdaq Stock Market LLC
         
Warrants, each warrant exercisable for one Share of Common Stock for $92.00 per share   NUKKW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 

 

 

 

 

Item 8.01 Other Events.

 

As previously disclosed on the Current Report on Form 8-K filed by Nukkleus Inc. (the “Company”) with the Securities and Exchange Commission on August 8, 2024, the Company issued a Senior Unsecured Promissory Note (the “Note”) in the principal amount of $515,500 to East Asia Technology Investments Limited (the “Lender”) in consideration of cash proceeds in the amount of $412,075. The Note bears interest of 12.0% per annum and was due February 1, 2025 and 24% a year thereafter. As an additional inducement to provide the loan as outlined under the Note, the Company issued the Lender a Stock Purchase Warrant (“Warrant”) to acquire 175,000 shares of common stock (on a post reverse stock split basis). Effective as of June 25, 2025, the Lender sold the Note and Warrant to an unaffiliated third party.

 

In connection with such sale, the Company, the Lender and Palm Global Technologies Limited (“Palm”), a party in which the Company has previously entered into letter of intent, entered into a Mutual Release Agreement dated June 19, 2025 but executed June 25, 2025, whereby Palm and Lender released the Company and the Company released Palm and the Lender from all claims, demands, causes of action, suits, debts, sums of money, accounts, reckonings, bonds, bills, specialties, covenants, contracts, controversies, agreements, promises, variances, trespasses, damages, judgments, extents, executions, and any other liabilities whatsoever. The Note and Warrant, which are now held by a third party, will continue to be obligations of the Company.

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

NUKKLEUS INC.
     
Date: June 30, 2025 By: /s/ Menachem Shalom
  Name:  Menachem Shalom
  Title: Chief Executive Officer

 

 

2

 

 

FAQ

What did Home Depot file regarding GMS (ticker: GMS)?

Home Depot’s indirect subsidiary Gold Acquisition Sub filed a Schedule TO-C on June 30, 2025, announcing pre-commencement communications for a tender offer.

Is the tender offer for GMS shares definitive at this stage?

No. The Schedule TO-C is a preliminary communication; definitive terms will appear in a later Schedule TO once the offer formally commences.

What class of securities is targeted in the planned offer for GMS?

All outstanding shares of GMS Inc. common stock, par value $0.01 per share (CUSIP 36251C103).

Was a SEC filing fee paid with this Schedule TO-C?

No. A filing fee was not required because the statement covers preliminary communications before the commencement of the tender offer.

Which exhibit accompanies this Schedule TO-C filing?

Exhibit 99.1 – a press release issued by The Home Depot, Inc. dated June 30, 2025.
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