STOCK TITAN

Director at Nuvation Bio (NASDAQ: NUVB) awarded 123,397 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nuvation Bio Inc. director Robert Mashal received a grant of stock options covering 123,397 shares of Class A common stock at an exercise price of $4.79 per share. These options vest 100% on the earlier of May 21, 2026 or the next shareholder annual meeting, contingent on his continuous service. Following the grant, he holds options for 123,397 shares directly, expiring on May 20, 2036.

Positive

  • None.

Negative

  • None.
Insider Mashal Robert
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 123,397 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 123,397 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Option shares granted 123,397 shares Stock Option (Right to Buy) grant to director
Exercise price $4.79 per share Conversion or exercise price of option
Underlying shares 123,397 shares Class A Common Stock underlying the option
Post-grant option holdings 123,397 shares Total derivative securities following transaction
Vesting percentage 100% All shares vest in a single tranche
Vesting date trigger May 21, 2026 One possible full vesting date for the options
Option expiration May 20, 2036 Expiration date of the stock option grant
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
Class A Common Stock financial
"underlying_security_title: Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
exercise price financial
"conversion_or_exercise_price: 4.7900"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vest financial
"100% of the shares subject to the option shall vest on the earlier of..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continuous service financial
"subject to the Reporting Person's continuous service through such applicable vesting date"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mashal Robert

(Last)(First)(Middle)
C/O NUVATION BIO INC.
1500 BROADWAY, SUITE 1401

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Nuvation Bio Inc. [ NUVB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$4.7905/21/2026A123,397 (1)05/20/2036Class A Common Stock123,397$0123,397D
Explanation of Responses:
1. 100% of the shares subject to the option shall vest on the earlier of: (i) the one-year anniversary of the grant date (May 21, 2026); or (ii) the next shareholder annual meeting, subject to the Reporting Person's continuous service through such applicable vesting date.
/s/ Stephen Dang, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Nuvation Bio (NUVB) director Robert Mashal receive in this Form 4?

Director Robert Mashal received a stock option grant for 123,397 shares of Nuvation Bio Class A common stock. The options give him the right to buy shares at a fixed price, aligning part of his compensation with future company performance.

What is the exercise price of the Nuvation Bio (NUVB) options granted to Robert Mashal?

The granted options have an exercise price of $4.79 per share. This means Mashal can purchase up to 123,397 shares of Class A common stock at $4.79, regardless of the market price, once the options are vested and exercisable.

When do Robert Mashal’s Nuvation Bio (NUVB) options vest?

All of the options vest 100% on the earlier of May 21, 2026 or the next Nuvation Bio shareholder annual meeting. Vesting is conditioned on Mashal’s continuous service with the company through the applicable vesting date specified in the grant terms.

When do the Nuvation Bio (NUVB) stock options granted to Robert Mashal expire?

The options expire on May 20, 2036. After this expiration date, Mashal can no longer exercise the right to buy Nuvation Bio Class A common stock at the $4.79 exercise price represented by this specific stock option grant.

How many Nuvation Bio (NUVB) option shares does Robert Mashal hold after this grant?

After this grant, Mashal holds options covering 123,397 shares of Nuvation Bio Class A common stock. This figure represents his direct beneficial ownership of this specific option award as reported in the filing’s post-transaction holdings line.