Nuwellis (NASDAQ: NUWE) director Emerson Martin J submits initial Form 3

Rhea-AI Filing Summary

Nuwellis, Inc. director Emerson Martin J filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his equity relationship with the company. The report does not list any specific transactions or holdings in the provided data.

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Accepted by SEC EDGAR 03/18/2026 - 04:26 PM Learn about SEC filing dates

FAQ

What does the Nuwellis (NUWE) Form 3 filing by Emerson Martin J show?

The Form 3 filing shows that Emerson Martin J is a director of Nuwellis, Inc. It serves as his initial beneficial ownership report and establishes a disclosure baseline, though no specific holdings or transactions appear in the provided data.

Did Emerson Martin J buy or sell Nuwellis (NUWE) shares in this Form 3?

No transactions are indicated in this Form 3. The transaction summary shows zero buys, zero sells, and no derivative exercises, meaning the filing functions purely as an initial ownership statement without reported trading activity.

What role does Emerson Martin J have at Nuwellis (NUWE)?

Emerson Martin J is identified as a director of Nuwellis, Inc. The filing confirms his board role and triggers the requirement to file Form 3 as an insider, providing transparency into his potential equity interests in the company.

Why is a Form 3 important for Nuwellis (NUWE) insiders?

Form 3 is important because it is the initial beneficial ownership report for new insiders. It establishes their reporting status and sets a starting point for tracking future Form 4 and Form 5 updates on their equity holdings and transactions.

Does the Nuwellis (NUWE) Form 3 include any derivative securities for Emerson Martin J?

The derivative summary in the provided data is empty, indicating no listed derivative securities such as options or warrants. This reinforces that the filing is a baseline disclosure without detailed position data in this excerpt.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Emerson Martin J

(Last) (First) (Middle)

12988 VALLEY VIEW ROAD

(Street)

EDEN PRAIRIE MINNESOTA 55344

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
02/24/2026

3. Issuer Name and Ticker or Trading Symbol
Nuwellis, Inc. [ NUWE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24, Power of Attorney, is attached.

No securities are beneficially owned.

	/s/ Neil P. Ayotte, by Power of Attorney	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)