Nuwellis CFO files Form 3 with zero ownership

Nuwellis, Inc. filed an initial ownership report for its Chief Financial Officer, Carisa Schultz.

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Form Type

Rhea-AI Filing Summary

Nuwellis, Inc. filed an initial ownership report for its Chief Financial Officer, Carisa Schultz. The Form 3 states that, as of the event date of 01/28/2026, no securities of Nuwellis are beneficially owned by the reporting person. An exhibit containing a Power of Attorney is attached.

FAQ

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What does the Nuwellis (NUWE) Form 3 filed for CFO Carisa Schultz report?

The Form 3 for Nuwellis CFO Carisa Schultz reports that she beneficially owns no securities of Nuwellis as of 01/28/2026. It serves as her initial ownership statement under Section 16 reporting rules for company insiders.

Does the Nuwellis (NUWE) CFO hold any company shares according to this Form 3?

According to this Form 3, the Nuwellis Chief Financial Officer beneficially owns no securities of Nuwellis. Both non-derivative and derivative securities tables show no holdings, and the remarks section confirms that no securities are beneficially owned.

Who is the reporting person on the Nuwellis (NUWE) Form 3 and what is their role?

The reporting person on this Form 3 is Carisa Schultz, who is identified as an officer of Nuwellis with the title Chief Financial Officer. She is not listed as a director or 10% owner in this filing.

Are there any transactions disclosed in this Nuwellis (NUWE) Form 3 filing?

No transactions are disclosed in this Form 3. The filing is an initial statement of beneficial ownership for the Chief Financial Officer and indicates that no Nuwellis securities, derivative or non-derivative, are beneficially owned as of the reported date.

What additional document is referenced in the Nuwellis (NUWE) Form 3 filing?

The Form 3 references an attached Exhibit 24, which is a Power of Attorney. This document authorizes the signatory, Neil Ayotte, to sign the Form 3 on behalf of the reporting person, Carisa Schultz, in connection with Section 16 reporting obligations.

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Accepted by SEC EDGAR 02/12/2026 - 04:15 PM EST

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Schultz Carisa

(Last)

(First)

(Middle)

12988 VALLEY VIEW ROAD

(Street)

EDEN PRAIRIE

55344

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/28/2026

3. Issuer Name and Ticker or Trading Symbol
Nuwellis, Inc. [ NUWE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

Exhibit 24, Power of Attorney, is attached.

No securities are beneficially owned.

	/s/ Neil Ayotte, by Power of Attorney	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR