Nuwellis CEO files initial Form 3

Nuwellis, Inc. director and officer Michael Kendrick McCormick filed an initial Form 3 as President and CEO.

Rhea-AI Filing Summary

Nuwellis, Inc. director and officer Michael Kendrick McCormick filed an initial Form 3 as President and CEO. This filing establishes his status as a reporting person for the company but lists no buy, sell, or other reportable transactions or holdings at this time.

Key Terms

Form 3, President and CEO, transactionSummary

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

President and CEO financial

"officer_title: "President and CEO""

transactionSummary financial

""transactionSummary": { "buyCount": 0, "sellCount": 0 }"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Nuwellis (NUWE) Form 3 filing by Michael Kendrick McCormick show?

The Form 3 shows that Michael Kendrick McCormick is a reporting person for Nuwellis as its President and CEO. It is an initial statement that, in this case, contains no reportable transactions or derivative positions.

Did Nuwellis (NUWE) CEO Michael Kendrick McCormick buy or sell shares in this Form 3?

No, the Form 3 lists no buy or sell transactions. The transaction summary shows zero buys, zero sells, zero exercises, and no gifts or tax withholdings, indicating only reporting status is being established.

Does the Nuwellis (NUWE) Form 3 disclose any derivative securities for the CEO?

No, the derivative summary section in this Form 3 is empty. That means the filing does not list any options, warrants, or other derivative positions for Michael Kendrick McCormick in this particular report.

What is the role of Michael Kendrick McCormick at Nuwellis (NUWE) in this Form 3?

The filing identifies Michael Kendrick McCormick as both a director and an officer of Nuwellis, serving as President and CEO. This status requires him to report ownership and certain future transactions in company securities.

Does this Nuwellis (NUWE) Form 3 indicate any major insider activity?

No, the filing does not indicate major insider activity. All transaction counts and share amounts in the transaction summary are zero, so this document functions mainly as an initial registration of insider reporting status.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 04:15 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

McCormick Michael Kendrick

(Last) (First) (Middle)

12988 VALLEY VIEW ROAD

(Street)

EDEN PRAIRIE MINNESOTA 55344

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/30/2026

3. Issuer Name and Ticker or Trading Symbol
Nuwellis, Inc. [ NUWE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24, Power of Attorney, is attached.

No securities are beneficially owned.

	/s/ Neil P. Ayotte, by Power of Attorney	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)