Nuwellis director Form 3 shows no share ownership

Nuwellis, Inc. director Mika Grasso filed an initial ownership report stating that, as of 01/21/2026, no securities of Nuwellis are beneficially owned.

Rhea-AI Filing Summary

Nuwellis, Inc. director Mika Grasso filed an initial ownership report stating that, as of 01/21/2026, no securities of Nuwellis are beneficially owned. The Form 3 lists no non-derivative or derivative holdings, indicating zero reported ownership at the time of the triggering event.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Nuwellis (NUWE) Form 3 filed by Mika Grasso show?

The Form 3 shows that director Mika Grasso reported no beneficial ownership of Nuwellis securities. Both the non-derivative and derivative tables are empty, and the explanation section confirms that no securities are beneficially owned.

What is the date of event on the Nuwellis (NUWE) Form 3?

The date of event requiring the Form 3 statement is 01/21/2026. This date marks when the reporting obligation arose, such as becoming a director, and the filing reflects ownership status as of that specific day.

What role does Mika Grasso have at Nuwellis (NUWE) on this Form 3?

On this Form 3, Mika Grasso is identified as a director of Nuwellis, Inc. The boxes for officer and 10% owner are not checked, indicating the filing is made solely in the capacity of director.

Are any Nuwellis (NUWE) non-derivative shares reported as owned by Mika Grasso?

No. The Form 3’s non-derivative securities table reports no non-derivative shares beneficially owned. The explanation of responses explicitly states that no securities are beneficially owned by the reporting person.

Does the Nuwellis (NUWE) Form 3 report any options or other derivative securities?

No derivative securities are reported. The derivative securities table on the Form 3 contains no entries, and the explanation reiterates that no securities are beneficially owned by the reporting person at the event date.

Is the Nuwellis (NUWE) Form 3 filed by more than one reporting person?

No. The Form 3 indicates it is filed by one reporting person. Only director Mika Grasso is listed, and the alternative box for filing by more than one reporting person is not selected.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/11/2026 - 03:31 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Grasso Mika

(Last) (First) (Middle)

12988 VALLEY VIEW RD.

(Street)

EDEN PRAIRIE MN 55344

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2026

3. Issuer Name and Ticker or Trading Symbol
Nuwellis, Inc. [ NUWE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Mika Grasso	02/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.