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Nova Minerals Corp (NVA) CEO purchases 2,007 shares on July 15

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Nova Minerals Corp director and CEO Christopher Gerteisen reported buying 2,007 common share equivalents on July 15, 2026 at $6.90 per share, reflecting CHESS Depositary Interests on the Australian market converted at 1 share per 12 CDIs. After this purchase he holds 143,698 shares directly and 16,667 shares indirectly through AJ Holdings International Limited, over which he has voting and investment control.

Positive

  • None.

Negative

  • None.
Insider Gerteisen Christopher
Role Chief Executive Officer
Bought 2,007 shs ($14K)
Type Security Shares Price Value
Purchase Common Stock 2,007 $6.90 $14K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 143,698 shares (Direct); Common Stock — 16,667 shares (Indirect, By AJ Holdings International Limited)
Footnotes (1)
  1. Reflects the purchase of CHESS Depositary Interests ("CDIs") on the Australian Stock Exchange. The purchase price and shares have been converted to a U.S. Dollar and common stock equivalent, adjusted by the conversion ratio of 1 share of common stock per 12 CDIs (the "CDI Ratio"). Includes CDIs converted to common stock based on the CDI Ratio. As the sole shareholder and director of this entity, the reporting person has voting and investment control over the reported shares of common stock.
Shares purchased 2007.0000 shares Common stock equivalents bought on 2026-07-15 in a non-derivative purchase
Purchase price 6.9000 USD per share Price per common stock equivalent, converted from CDIs on the Australian market
Direct holdings after transaction 143698.0000 shares Common shares directly owned by Christopher Gerteisen after the July 15, 2026 purchase
Indirect holdings after transaction 16667.0000 shares Common shares held indirectly through AJ Holdings International Limited
CDI conversion ratio 1 share per 12 CDIs CDI Ratio used to convert CHESS Depositary Interests into common stock equivalents
CHESS Depositary Interests financial
"Reflects the purchase of CHESS Depositary Interests ("CDIs") on the Australian Stock Exchange."
CHESS depositary interests are tradable certificates used on the Australian settlement system that represent ownership of underlying foreign shares held by a custodian. They let investors buy and sell foreign-listed stocks on the local exchange as if they were domestic shares, simplifying trading, dividend collection and record-keeping, though they may involve custodian fees and can alter certain direct shareholder rights and tax treatments.
CDIs financial
"The purchase price and shares have been converted to a U.S. Dollar and common stock equivalent, adjusted by the conversion ratio of 1 share of common stock per 12 CDIs."
CDIs (CHESS Depositary Interests) are local certificates that represent ownership of foreign shares so investors can buy, sell and hold those stocks on a domestic exchange without moving the underlying shares across borders. Think of a CDI as a local receipt for a foreign share: it gives most economic rights and easier trading in local currency and settlement systems, which matters to investors for access, liquidity, and the practical handling of dividends and corporate actions.
CDI Ratio financial
"Includes CDIs converted to common stock based on the CDI Ratio."
indirect ownership financial
"As the sole shareholder and director of this entity, the reporting person has voting and investment control over the reported shares of common stock."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Nova Minerals Corp (NVA) report for its CEO?

Nova Minerals CEO Christopher Gerteisen reported buying 2,007 common share equivalents on July 15, 2026 at $6.90 per share. The purchase is coded as a non-derivative open market or private transaction in common stock equivalents.

How many Nova Minerals Corp (NVA) shares does the CEO own after this Form 4 filing?

After the reported transaction, Christopher Gerteisen holds 143,698 Nova Minerals common shares directly and 16,667 shares indirectly. The indirect shares are held through AJ Holdings International Limited, where he has voting and investment control.

What role do CHESS Depositary Interests (CDIs) play in the Nova Minerals (NVA) CEO’s purchase?

The transaction reflects the purchase of CHESS Depositary Interests (CDIs) on the Australian Stock Exchange. Both the price and share amount are converted to a U.S. dollar and common stock equivalent using a 1 share per 12 CDIs ratio.

What is the CDI conversion ratio mentioned in the Nova Minerals (NVA) Form 4?

The filing states a CDI Ratio of 1 share of common stock per 12 CDIs. Reported share amounts, including the 2,007 purchased shares and post-transaction holdings, are expressed as common stock equivalents based on this ratio.

Were the Nova Minerals (NVA) CEO’s transactions reported under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox in the filing is not marked as affirmative, indicating the transactions are not identified as being made pursuant to a Rule 10b5-1 trading plan. No footnote describes any pre-arranged trading arrangement.

How are the indirect Nova Minerals (NVA) shares held for the CEO?

The Form 4 lists 16,667 shares of Nova Minerals common stock held indirectly through AJ Holdings International Limited. A footnote explains Gerteisen is the sole shareholder and director, with voting and investment control over these shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gerteisen Christopher

(Last)(First)(Middle)
C/O NOVA MINERALS CORP
6312 SOUTH FIDDLERS GREEN CIRCLE, SUITE

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Nova Minerals Corp [ NVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026P(1)2,007(1)A$6.9(1)143,698(2)D
Common Stock16,667(2)IBy AJ Holdings International Limited(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the purchase of CHESS Depositary Interests ("CDIs") on the Australian Stock Exchange. The purchase price and shares have been converted to a U.S. Dollar and common stock equivalent, adjusted by the conversion ratio of 1 share of common stock per 12 CDIs (the "CDI Ratio").
2. Includes CDIs converted to common stock based on the CDI Ratio.
3. As the sole shareholder and director of this entity, the reporting person has voting and investment control over the reported shares of common stock.
/s/ Ian Pamensky, by Power of Attorney07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)